Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

$68.4 Billion
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
IBIO I Bio, Inc. Healthcare	Q2 2021 Filed on Aug 11, 2021	50,300	$1.22 - $1.65 $61.4K - $83K
Inspiremd Inc	Q2 2021 Filed on Aug 11, 2021	36,000	N/A
LMNX Luminex Corporation Healthcare	Q2 2021 Filed on Aug 11, 2021	7,207	N/A
Nanoviricides Inc	Q2 2021 Filed on Aug 11, 2021	10,498	N/A
Northern Genesis Acquisition	Q2 2021 Filed on Aug 11, 2021	11,701	N/A
OPGN Opgen Inc Healthcare	Q2 2021 Filed on Aug 11, 2021	10,000	$1.95 - $2.8 $19.5K - $28K
PSFEWS Paysafe LTD Wt Exp (Bmu)	Q2 2021 Filed on Aug 11, 2021	36,046	N/A
Piedmont Lithium LTD	Q2 2021 Filed on Aug 11, 2021	5,654	N/A
PCSA Processa Pharmaceuticals, Inc. Healthcare	Q2 2021 Filed on Aug 11, 2021	10,550	$6.15 - $10.95 $64.9K - $116K
QTRX Quanterix Corp Healthcare	Q2 2021 Filed on Aug 11, 2021	4,750	$43.3 - $67.17 $206K - $319K
Reliant Bancorp Inc	Q2 2021 Filed on Aug 11, 2021	11,232	N/A
SEM Select Medical Holdings Corp Healthcare	Q2 2021 Filed on Aug 11, 2021	9,322	$34.14 - $43.08 $318K - $402K
SY So Young International Inc. Healthcare	Q2 2021 Filed on Aug 11, 2021	17,306	$7.53 - $10.78 $130K - $187K
Soaring Eagle Acquisition CO	Q2 2021 Filed on Aug 11, 2021	27,435	N/A
Social Capital Hedosopha Hld	Q2 2021 Filed on Aug 11, 2021	48,976	N/A
Star Peak Energy Transition	Q2 2021 Filed on Aug 11, 2021	24,264	N/A
Talend S A	Q2 2021 Filed on Aug 11, 2021	3,762	N/A
Thunder Brdg Acquistion Ii L	Q2 2021 Filed on Aug 11, 2021	17,457	N/A
Advisorshares Tr	Q1 2021 Filed on May 04, 2021	29,063	N/A
Allianzgi Conv & Income Fd	Q1 2021 Filed on May 04, 2021	297,634	N/A
Allianzgi Conv & Income Fd I	Q1 2021 Filed on May 04, 2021	276,487	N/A
Allianzgi Equity & Conv Inco	Q1 2021 Filed on May 04, 2021	18,726	N/A
Allianzgi Dividend Int & Prm	Q1 2021 Filed on May 04, 2021	117,090	N/A
FOLD Amicus Therapeutics, Inc. Healthcare	Q1 2021 Filed on May 04, 2021	8,717	$9.2 - $23.86 $80.2K - $208K
Apache Corp	Q1 2021 Filed on May 04, 2021	78,950	N/A
0HVP.L Lumen Technologies, Inc. Telecommunication	Q1 2021 Filed on May 04, 2021	531,582	N/A
China Mobile Limited	Q1 2021 Filed on May 04, 2021	10,406	N/A
Colony Cap Inc	Q1 2021 Filed on May 04, 2021	41,000	N/A
Concho Res Inc	Q1 2021 Filed on May 04, 2021	8,487	N/A
Eaton Vance Corp	Q1 2021 Filed on May 04, 2021	54,323	N/A
Encore Cap Group Inc	Q1 2021 Filed on May 04, 2021	42,000	N/A
Evoke Pharma Inc	Q1 2021 Filed on May 04, 2021	30,062	N/A
Fiat Chrysler Automobiles N	Q1 2021 Filed on May 04, 2021	18,348	N/A
Glu Mobile Inc	Q1 2021 Filed on May 04, 2021	10,664	N/A
Indexiq ETF Tr	Q1 2021 Filed on May 04, 2021	17,271	N/A
MLSS Milestone Scientific Inc. Healthcare	Q1 2021 Filed on May 04, 2021	24,354	$2.21 - $4.67 $53.8K - $114K
Nuveen Mich Quality Mun Inco	Q1 2021 Filed on May 04, 2021	49,859	N/A
Nuveen Mun 2021 Target Term	Q1 2021 Filed on May 04, 2021	22,522	N/A
JPT Nuveen Preferred & Income Fund N/A	Q1 2021 Filed on May 04, 2021	9,328	$23.9 - $24.65 $223K - $230K
PTEU Pacer Fds Tr Trendpilot Europe ETFs	Q1 2021 Filed on May 04, 2021	10,162	$21.66 - $23.41 $220K - $238K
Sina Corp	Q1 2021 Filed on May 04, 2021	8,323	N/A
SRI Stoneridge Inc Consumer Cyclical	Q1 2021 Filed on May 04, 2021	42,084	$27.45 - $37.19 $1.16M - $1.57M
Texas Pac Ld Tr	Q1 2021 Filed on May 04, 2021	1,576	N/A
Tiffany & CO New	Q1 2021 Filed on May 04, 2021	11,725	N/A
Wyndham Destinations Inc	Q1 2021 Filed on May 04, 2021	4,842	N/A
Spdr Ser Tr	Q1 2021 Filed on May 04, 2021	589,434	N/A
TECL Direxion Daily Technology Bull ETFs	Q1 2021 Filed on May 04, 2021	1,548	$35.5 - $48.27 $55K - $74.7K
Biotelemetry Inc	Q1 2021 Filed on May 04, 2021	3,028	N/A
Neos Therapeutics Inc	Q1 2021 Filed on May 04, 2021	13,100	N/A
Forterra Inc	Q1 2021 Filed on May 04, 2021	22,663	N/A

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