Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

$77.2 Billion
Q3 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Goldcorp Inc New	Q2 2019 Filed on Jul 19, 2019	62,989	N/A
GPMT Granite Point Mortgage Trust Inc. Real Estate	Q2 2019 Filed on Jul 19, 2019	10,166	$18.59 - $19.33 $189K - $197K
Legg Mason ETF Investment Tr	Q2 2019 Filed on Jul 19, 2019	10,161	N/A
Micro Focus International Pl	Q2 2019 Filed on Jul 19, 2019	11,191	N/A
Msb Finl Corp New	Q2 2019 Filed on Jul 19, 2019	11,489	N/A
Navidea Biopharmaceuticals I	Q2 2019 Filed on Jul 19, 2019	30,787	N/A

New Mtn Fin Corp	Q2 2019 Filed on Jul 19, 2019	23,000	N/A
Northeast Bancorp	Q2 2019 Filed on Jul 19, 2019	30,022	N/A
Novavax Inc	Q2 2019 Filed on Jul 19, 2019	118,559	N/A
Obsidian Energy LTD	Q2 2019 Filed on Jul 19, 2019	34,600	N/A
Oncosec Med Inc	Q2 2019 Filed on Jul 19, 2019	57,806	N/A
Oppenheimer ETF Tr	Q2 2019 Filed on Jul 19, 2019	16,212	N/A
Oppenheimer ETF Tr	Q2 2019 Filed on Jul 19, 2019	302,987	N/A
Oppenheimer ETF Tr	Q2 2019 Filed on Jul 19, 2019	16,670	N/A
Oppenheimer ETF Tr	Q2 2019 Filed on Jul 19, 2019	381,094	N/A
Oppenheimer ETF Tr	Q2 2019 Filed on Jul 19, 2019	745,458	N/A
Pimco ETF Tr	Q2 2019 Filed on Jul 19, 2019	7,907	N/A
Rite Aid Corp	Q2 2019 Filed on Jul 19, 2019	210,174	N/A

Ryland Group Inc	Q2 2019 Filed on Jul 19, 2019	27,000	N/A
Spdr Series Trust	Q2 2019 Filed on Jul 19, 2019	125,133	N/A
Tanzanian Royalty Expl Corp	Q2 2019 Filed on Jul 19, 2019	110,929	N/A
Tier Reit Inc	Q2 2019 Filed on Jul 19, 2019	36,179	N/A
Transcanada Corp	Q2 2019 Filed on Jul 19, 2019	23,743	N/A
TUP Tupperware Brands Corp Consumer Cyclical	Q2 2019 Filed on Jul 19, 2019	10,019	$18.62 - $26.86 $187K - $269K
U S G Corp	Q2 2019 Filed on Jul 19, 2019	25,386	N/A
Union Bankshares Corp New	Q2 2019 Filed on Jul 19, 2019	102,664	N/A
Weatherford Intl PLC	Q2 2019 Filed on Jul 19, 2019	64,014	N/A
CARS Cars.Com Inc. Consumer Cyclical	Q2 2019 Filed on Jul 19, 2019	9,993	$19.42 - $23.16 $194K - $231K
Genesis Healthcare Inc	Q2 2019 Filed on Jul 19, 2019	14,734	N/A
Genocea Biosciences Inc	Q2 2019 Filed on Jul 19, 2019	23,974	N/A
Insys Therapeutics Inc New	Q2 2019 Filed on Jul 19, 2019	15,045	N/A
FIZZ National Beverage Corp Consumer Defensive	Q2 2019 Filed on Jul 19, 2019	23,986	$21.11 - $29.06 $506K - $697K
Fusion Connect Inc	Q2 2019 Filed on Jul 19, 2019	18,871	N/A
Lendingclub Corp	Q2 2019 Filed on Jul 19, 2019	14,000	N/A
National Comm Corp	Q2 2019 Filed on Jul 19, 2019	7,213	N/A

Amira Nature Foods LTD	Q2 2019 Filed on Jul 19, 2019	12,689	N/A
CLRG Indexiq ETF Tr Iq Chaikin Us L ETFs	Q2 2019 Filed on Jul 19, 2019	10,055	$22.89 - $24.71 $230K - $248K
Integrated Device Technology	Q2 2019 Filed on Jul 19, 2019	4,758	N/A
XRLV Invesco Etd Tr Ii S&P 500 Ex R ETFs	Q2 2019 Filed on Jul 19, 2019	6,090	$36.48 - $38.79 $222K - $236K
Ultimate Software Group Inc	Q2 2019 Filed on Jul 19, 2019	809	N/A
Ep Energy Corp	Q2 2019 Filed on Jul 19, 2019	10,000	N/A
GSV Gold Standard Ventures Corp. Basic Materials	Q2 2019 Filed on Jul 19, 2019	11,445	$0.93 - $1.18 $10.6K - $13.5K
LGFA Lions Gate Entmt Corp Cl A Vtg	Q2 2019 Filed on Jul 19, 2019	13,180	N/A
Oppenheimer ETF Tr	Q2 2019 Filed on Jul 19, 2019	12,917	N/A
Alps ETF Tr	Q2 2019 Filed on Jul 19, 2019	5,793	N/A
Ascena Retail Group Inc	Q2 2019 Filed on Jul 19, 2019	10,822	N/A
Avinger Inc	Q2 2019 Filed on Jul 19, 2019	27,500	N/A
Caesars Entmt Corp	Q2 2019 Filed on Jul 19, 2019	16,469	N/A
CLVS Clovis Oncology, Inc. Healthcare	Q2 2019 Filed on Jul 19, 2019	8,918	$12.81 - $25.67 $114K - $229K
Conatus Pharmaceuticals Inc	Q2 2019 Filed on Jul 19, 2019	40,364	N/A

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