Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

  • $77.2 Billion
  • Q3 2025
Stock Closed Quarter Shares Sold Price Range Trade History
Guaranty Bancorp Del
Q1 2019 Filed on May 13, 2019
46,644
N/A
Hci Group Inc
Q1 2019 Filed on May 13, 2019
38,000
N/A
Tivo Corp
Q1 2019 Filed on May 13, 2019
20,086
N/A
UCTT
Ultra Clean Holdings, Inc.

Technology
Q1 2019 Filed on May 13, 2019
14,735
$8.36 - $12.85 $123K - $189K
CID
Victory Portfolios Ii Shs Intl

ETFs
Q1 2019 Filed on May 13, 2019
58,304
N/A
Invesco Actively Managd ETF
Q1 2019 Filed on May 13, 2019
34,388
N/A
Windstream Hldgs Inc
Q1 2019 Filed on May 13, 2019
16,285
N/A
Contrafect Corp
Q1 2019 Filed on May 13, 2019
32,027
N/A
Eclipse Res Corp
Q1 2019 Filed on May 13, 2019
23,250
N/A
HMNY
Helios And Matheson Analytics Inc.

Technology
Q1 2019 Filed on May 13, 2019
13,203
N/A
Lattice Strategies Tr
Q1 2019 Filed on May 13, 2019
16,872
N/A
Protective Ins Corp
Q1 2019 Filed on May 13, 2019
14,626
N/A
RJI
Swedish Export Credit Corp

ETFs
Q1 2019 Filed on May 13, 2019
11,362
$4.88 - $5.4 $55.4K - $61.4K
Titan Pharmaceuticals Inc De
Q1 2019 Filed on May 13, 2019
12,141
N/A
Alaska Communications Sys Gr
Q1 2019 Filed on May 13, 2019
10,740
N/A
Barclays Bk PLC
Q1 2019 Filed on May 13, 2019
35,000
N/A
Capitala Fin Corp
Q1 2019 Filed on May 13, 2019
11,310
N/A
Enable Midstream Partners LP
Q1 2019 Filed on May 13, 2019
10,000
N/A
Falcon Minerals Corp
Q1 2019 Filed on May 13, 2019
18,033
N/A
FVCB
Fvc Bankcorp, Inc.

Financial Services
Q1 2019 Filed on May 13, 2019
10,396
$16.79 - $18.24 $175K - $190K
General Moly Inc
Q1 2019 Filed on May 13, 2019
18,530
N/A
MCBC
Macatawa Bank Corp

Financial Services
Q1 2019 Filed on May 13, 2019
19,126
$9.32 - $11.13 $178K - $213K
Orbotech LTD
Q1 2019 Filed on May 13, 2019
4,430
N/A
Qep Res Inc
Q1 2019 Filed on May 13, 2019
18,543
N/A
Viavi Solutions Inc
Q1 2019 Filed on May 13, 2019
30,000
N/A
JEQ
Aberdeen Japan Equity Fund, Inc.

Financial Services
Q4 2018 Filed on Feb 11, 2019
10,352
$6.42 - $8.4 $66.5K - $87K
Aetna Inc New
Q4 2018 Filed on Feb 11, 2019
50,879
N/A
Alps ETF Tr
Q4 2018 Filed on Feb 11, 2019
21,835
N/A
American Railcar Inds Inc
Q4 2018 Filed on Feb 11, 2019
7,096
N/A
Andeavor
Q4 2018 Filed on Feb 11, 2019
14,756
N/A
Andeavor Logistics LP
Q4 2018 Filed on Feb 11, 2019
5,139
N/A
Apollo Invt Corp
Q4 2018 Filed on Feb 11, 2019
316,344
N/A
GYLD
Arrow ETF Tr Arrow Dow Jones G

ETFs
Q4 2018 Filed on Feb 11, 2019
11,731
N/A
Barclays Bank PLC
Q4 2018 Filed on Feb 11, 2019
100,445
N/A
BNED
Barnes & Noble Education, Inc.

Consumer Cyclical
Q4 2018 Filed on Feb 11, 2019
10,374
$3.69 - $6.67 $38.3K - $69.2K
Biomarin Pharmaceutical Inc
Q4 2018 Filed on Feb 11, 2019
14,000
N/A
Blackrock Muni 2018 Term Tr
Q4 2018 Filed on Feb 11, 2019
48,448
N/A
Boston Private Finl Hldgs In
Q4 2018 Filed on Feb 11, 2019
12,601
N/A
Ca Inc
Q4 2018 Filed on Feb 11, 2019
36,130
N/A
Capstead Mtg Corp
Q4 2018 Filed on Feb 11, 2019
11,354
N/A
SNPTY
China Petro&Chem Ads (100 Ord)
Q4 2018 Filed on Feb 11, 2019
1,993
N/A
Cigna Corporation
Q4 2018 Filed on Feb 11, 2019
33,722
N/A
Clearbridge Amern Energ Mlp
Q4 2018 Filed on Feb 11, 2019
24,252
N/A
Cloud Peak Energy Inc
Q4 2018 Filed on Feb 11, 2019
10,995
N/A
Corporate Cap Tr Inc
Q4 2018 Filed on Feb 11, 2019
720,838
N/A
Cott Corp Que
Q4 2018 Filed on Feb 11, 2019
98,853
N/A
Dell Technologies Inc
Q4 2018 Filed on Feb 11, 2019
28,136
N/A
Deutsche Multi Mkt Income Tr
Q4 2018 Filed on Feb 11, 2019
25,509
N/A
Eldorado Gold Corp New
Q4 2018 Filed on Feb 11, 2019
13,145
N/A
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