Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

  • $77.2 Billion
  • Q3 2025
Stock Closed Quarter Shares Sold Price Range Trade History
Bovie Medical Corp
Q3 2018 Filed on Nov 06, 2018
11,400
N/A
Cavium Inc
Q3 2018 Filed on Nov 06, 2018
3,673
N/A
Chart Inds Inc
Q3 2018 Filed on Nov 06, 2018
17,000
N/A
Cormedix Inc
Q3 2018 Filed on Nov 06, 2018
25,086
N/A
Cys Invts Inc
Q3 2018 Filed on Nov 06, 2018
41,942
N/A
Danaher Corp Del
Q3 2018 Filed on Nov 06, 2018
12,000
N/A
Dct Industrial Trust Inc
Q3 2018 Filed on Nov 06, 2018
22,107
N/A
Deutsche Mun Income
Q3 2018 Filed on Nov 06, 2018
150,664
N/A
DLHC
Dlh Holdings Corp.

Industrials
Q3 2018 Filed on Nov 06, 2018
339,577
$5.21 - $6.06 $1.77M - $2.06M
Dova Pharmaceuticals Inc
Q3 2018 Filed on Nov 06, 2018
7,200
N/A
Dr Pepper Snapple Group Inc
Q3 2018 Filed on Nov 06, 2018
7,708
N/A
FTK
Flotek Industries Inc

Energy
Q3 2018 Filed on Nov 06, 2018
12,929
$2.01 - $3.21 $26K - $41.5K
Halyard Health Inc
Q3 2018 Filed on Nov 06, 2018
11,090
N/A
Horizon Pharma PLC
Q3 2018 Filed on Nov 06, 2018
10,702
N/A
Idera Pharmaceuticals Inc
Q3 2018 Filed on Nov 06, 2018
54,700
N/A
Ilg Inc
Q3 2018 Filed on Nov 06, 2018
6,670
N/A
Ishares Tr
Q3 2018 Filed on Nov 06, 2018
46,254
N/A
Ishares Tr
Q3 2018 Filed on Nov 06, 2018
12,937
N/A
Kayne Anderson Enrgy Ttl Rt
Q3 2018 Filed on Nov 06, 2018
109,903
N/A
Kkr & CO L P Del
Q3 2018 Filed on Nov 06, 2018
145,330
N/A
Lasalle Hotel Pptys
Q3 2018 Filed on Nov 06, 2018
10,256
N/A
LFVN
Lifevantage Corp

Consumer Defensive
Q3 2018 Filed on Nov 06, 2018
11,853
$6.33 - $13.02 $75K - $154K
Medley Cap Corp
Q3 2018 Filed on Nov 06, 2018
13,986
N/A
Mfs Calif Mun Fd
Q3 2018 Filed on Nov 06, 2018
14,157
N/A
Molina Healthcare Inc
Q3 2018 Filed on Nov 06, 2018
11,000
N/A
CAF
Morgan Stanley China A Share Fund, Inc.

Financial Services
Q3 2018 Filed on Nov 06, 2018
22,934
$20.3 - $22.82 $466K - $523K
MYGN
Myriad Genetics Inc

Healthcare
Q3 2018 Filed on Nov 06, 2018
5,495
$37.57 - $50.34 $206K - $277K
Navios Maritime Partners L P
Q3 2018 Filed on Nov 06, 2018
10,030
N/A
Neovasc Inc
Q3 2018 Filed on Nov 06, 2018
52,900
N/A
Parker Drilling CO
Q3 2018 Filed on Nov 06, 2018
23,410
N/A
Perion Network LTD
Q3 2018 Filed on Nov 06, 2018
23,250
N/A
Putman High Income Sec Fund
Q3 2018 Filed on Nov 06, 2018
10,463
N/A
Quality Care Pptys Inc
Q3 2018 Filed on Nov 06, 2018
23,469
N/A
Sandridge Mississippian Tr I
Q3 2018 Filed on Nov 06, 2018
12,174
N/A
Seadrill Limited
Q3 2018 Filed on Nov 06, 2018
45,002
N/A
Second Sight Med Prods Inc
Q3 2018 Filed on Nov 06, 2018
13,000
N/A
Solarcity Corp
Q3 2018 Filed on Nov 06, 2018
11,000
N/A
Synthetic Biologics Inc
Q3 2018 Filed on Nov 06, 2018
11,566
N/A
Tallgrass Energy Partners LP
Q3 2018 Filed on Nov 06, 2018
7,764
N/A
Tcp Cap Corp
Q3 2018 Filed on Nov 06, 2018
46,658
N/A
TK
Teekay Corp

Energy
Q3 2018 Filed on Nov 06, 2018
20,000
$6.27 - $7.99 $125K - $160K
Triangle Cap Corp
Q3 2018 Filed on Nov 06, 2018
29,782
N/A
Valeant Pharmaceuticals Intl
Q3 2018 Filed on Nov 06, 2018
33,258
N/A
Verint Sys Inc
Q3 2018 Filed on Nov 06, 2018
13,000
N/A
Waddell & Reed Finl Inc
Q3 2018 Filed on Nov 06, 2018
11,407
N/A
Wgl Hldgs Inc
Q3 2018 Filed on Nov 06, 2018
9,620
N/A
Williams Partners L P New
Q3 2018 Filed on Nov 06, 2018
17,024
N/A
Abaxis Inc
Q3 2018 Filed on Nov 06, 2018
3,504
N/A
Altimmune Inc
Q3 2018 Filed on Nov 06, 2018
10,000
N/A
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