Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

  • $68.4 Billion
  • Q4 2024
Stock Closed Quarter Shares Sold Price Range Trade History
CURI
Curiosity Stream Inc.

Communication Services
Q2 2022 Filed on Jul 19, 2022
10,796
$1.47 - $3.05 $15.9K - $32.9K
EFSC
Enterprise Financial Services Corp

Financial Services
Q2 2022 Filed on Jul 19, 2022
11,179
$41.5 - $48.0 $464K - $537K
Exchange Traded Concepts Tr
Q2 2022 Filed on Jul 19, 2022
8,694
N/A
FFWM
First Foundation Inc.

Financial Services
Q2 2022 Filed on Jul 19, 2022
21,191
$20.48 - $24.17 $434K - $512K
Gabelli Util Tr
Q2 2022 Filed on Jul 19, 2022
905,443
N/A
HT
Hersha Hospitality Trust

Real Estate
Q2 2022 Filed on Jul 19, 2022
24,469
$8.31 - $12.0 $203K - $294K
HTPA
Highland Transcend Partners I Corp.

Financial Services
Q2 2022 Filed on Jul 19, 2022
11,998
$9.82 - $9.88 $118K - $119K
THM
International Tower Hill Mines LTD

Basic Materials
Q2 2022 Filed on Jul 19, 2022
11,000
$0.51 - $1.08 $5.61K - $11.9K
LDI
Loan Depot, Inc.

Financial Services
Q2 2022 Filed on Jul 19, 2022
51,148
$1.38 - $4.12 $70.6K - $211K
NSTG
Nano String Technologies Inc

Healthcare
Q2 2022 Filed on Jul 19, 2022
6,078
$12.29 - $36.1 $74.7K - $219K
NIC
Nicolet Bankshares Inc

Financial Services
Q2 2022 Filed on Jul 19, 2022
5,267
$71.33 - $93.44 $376K - $492K
PFBC
Preferred Bank

Financial Services
Q2 2022 Filed on Jul 19, 2022
6,981
$64.52 - $73.85 $450K - $516K
EMGD
Simplify Exc Emerging Mkts Equ
Q2 2022 Filed on Jul 19, 2022
35,443
$19.87 - $23.69 $704K - $840K
QQD
Simplify ETF Simplify Nasdaq 1

ETFs
Q2 2022 Filed on Jul 19, 2022
12,131
N/A
SM
Sm Energy CO

Energy
Q2 2022 Filed on Jul 19, 2022
9,181
$33.14 - $54.36 $304K - $499K
AAN
Aaron'S Company, Inc.

Industrials
Q2 2022 Filed on Jul 19, 2022
11,558
$14.55 - $22.04 $168K - $255K
TRVI
Trevi Therapeutics, Inc.

Healthcare
Q2 2022 Filed on Jul 19, 2022
15,000
$1.8 - $3.39 $27K - $50.9K
UNVR
Univar Solutions Inc.

Basic Materials
Q2 2022 Filed on Jul 19, 2022
9,768
$24.67 - $32.35 $241K - $316K
Bhp Group PLC
Q1 2022 Filed on May 04, 2022
6,244
N/A
Cyrusone Inc
Q1 2022 Filed on May 04, 2022
3,713
N/A
Federal Rlty Invt Tr
Q1 2022 Filed on May 04, 2022
6,668
N/A
HSC
Harsco Corp

Industrials
Q1 2022 Filed on May 04, 2022
11,085
$11.02 - $17.39 $122K - $193K
Hollyfrontier Corp
Q1 2022 Filed on May 04, 2022
22,922
N/A
BKF
Ishares Mcsi Bic ETF

ETFs
Q1 2022 Filed on May 04, 2022
5,798
$33.71 - $46.55 $195K - $270K
LGND
Ligand Pharmaceuticals Inc

Healthcare
Q1 2022 Filed on May 04, 2022
6,348
$94.99 - $151.56 $603K - $962K
Nuance Communications Inc
Q1 2022 Filed on May 04, 2022
16,966
N/A
PUK
Prudential PLC

Financial Services
Q1 2022 Filed on May 04, 2022
6,444
$26.47 - $36.51 $171K - $235K
Royal Dutch Shell PLC
Q1 2022 Filed on May 04, 2022
174,050
N/A
RDS-A
Shell PLC

Energy
Q1 2022 Filed on May 04, 2022
118,502
$44.64 - $55.71 $5.29M - $6.6M
SRCL
Stericycle Inc

Industrials
Q1 2022 Filed on May 04, 2022
4,448
$54.76 - $60.77 $244K - $270K
Sterling Bancorp Del
Q1 2022 Filed on May 04, 2022
46,678
N/A
WBK
Westpac Banking Corporation

Financial Services
Q1 2022 Filed on May 04, 2022
16,213
N/A
EUDG
Wisdomtree Tr

ETFs
Q1 2022 Filed on May 04, 2022
55,228
$28.35 - $34.61 $1.57M - $1.91M
Xilinx Inc
Q1 2022 Filed on May 04, 2022
39,061
N/A
Arena Pharmaceuticals Inc
Q1 2022 Filed on May 04, 2022
6,984
N/A
Bryn Mawr Bk Corp
Q1 2022 Filed on May 04, 2022
20,590
N/A
FNI
First Trust Chindia ETF

ETFs
Q1 2022 Filed on May 04, 2022
5,149
$33.83 - $49.31 $174K - $254K
SPPI
Spectrum Pharmaceuticals Inc

Healthcare
Q1 2022 Filed on May 04, 2022
10,850
$0.63 - $1.59 $6.84K - $17.3K
Enviva Partners LP
Q1 2022 Filed on May 04, 2022
14,763
N/A
HLF
Herbalife Nutrition Ltd.

Consumer Defensive
Q1 2022 Filed on May 04, 2022
5,167
$30.35 - $45.38 $157K - $234K
Phillips 66 Partners LP
Q1 2022 Filed on May 04, 2022
12,519
N/A
Wisdomtree Tr
Q1 2022 Filed on May 04, 2022
9,306
N/A
Blackrock Tcp Capital Corp
Q1 2022 Filed on May 04, 2022
247,000
N/A
Ihs Markit LTD
Q1 2022 Filed on May 04, 2022
9,830
N/A
IBTX
Independent Bank Group, Inc.

Financial Services
Q1 2022 Filed on May 04, 2022
13,279
$71.16 - $79.2 $945K - $1.05M
Kirkland Lake Gold LTD
Q1 2022 Filed on May 04, 2022
17,994
N/A
World Gold Tr
Q1 2022 Filed on May 04, 2022
147,518
N/A
Apollo Global Mgmt Inc
Q1 2022 Filed on May 04, 2022
42,801
N/A
DAVA
Endava PLC

Technology
Q1 2022 Filed on May 04, 2022
2,003
$100.47 - $159.85 $201K - $320K
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