Commonwealth Equity Services, LLC Prospect Capital Corp Transaction History

Commonwealth Equity Services, LLC

  • $77.2 Billion
  • Q3 2025

A detailed history of Commonwealth Equity Services, LLC transactions in Prospect Capital Corp stock. As of the latest transaction made, Commonwealth Equity Services, LLC holds 610,515 shares of PSEC stock, worth $1.69 Million. This represents 0.0% of its overall portfolio holdings.

Number of Shares
610,515
Previous 1,031,255 40.8%
Holding current value
$1.69 Million
Previous $3.28 Million 48.8%
% of portfolio
0.0%
Previous 0.0%

Shares

32 transactions
Quarter Operation Price Per share shares change shares Held SEC Form
Q3 2025

Oct 22, 2025
SELL
$2.59 - $3.47 $1.09 Million - $1.46 Million
-420,740 Reduced 40.8%
610,515 $1.68 Million
Q2 2025

Aug 06, 2025
SELL
$3.14 - $4.06 $1.5 Million - $1.94 Million
-477,380 Reduced 31.64%
1,031,255 $3.28 Million
Q1 2025

May 09, 2025
BUY
$4.1 - $4.45 $42,184 - $45,786
10,289 Added 0.69%
1,508,635 $6.19 Million
Q4 2024

Feb 10, 2025
BUY
$4.16 - $5.34 $520,590 - $668,258
125,142 Added 9.11%
1,498,346 $6.46 Million
Q3 2024

Oct 18, 2024
BUY
$4.75 - $5.6 $826,533 - $974,439
174,007 Added 14.51%
1,373,204 $7.35 Million
Q2 2024

Jul 31, 2024
BUY
$5.21 - $5.69 $282,434 - $308,454
54,210 Added 4.73%
1,199,197 $6.63 Million
Q1 2024

Apr 29, 2024
BUY
$5.33 - $6.24 $619,404 - $725,156
116,211 Added 11.3%
1,144,987 $6.32 Million
Q4 2023

Feb 06, 2024
BUY
$5.08 - $6.18 $498,718 - $606,709
98,173 Added 10.55%
1,028,776 $6.16 Million
Q3 2023

Oct 23, 2023
BUY
$5.94 - $6.65 $117,594 - $131,650
19,797 Added 2.17%
930,603 $5.63 Million
Q2 2023

Aug 10, 2023
BUY
$6.08 - $6.94 $77,921 - $88,943
12,816 Added 1.43%
910,806 $5.65 Million
Q1 2023

May 11, 2023
BUY
$6.67 - $7.66 $64,458 - $74,026
9,664 Added 1.09%
897,990 $6.25 Million
Q4 2022

Feb 07, 2023
BUY
$6.39 - $7.82 $61,765 - $75,588
9,666 Added 1.1%
888,326 $6.21 Million
Q3 2022

Nov 14, 2022
BUY
$6.11 - $19.55 $287,756 - $920,726
47,096 Added 5.66%
878,660 $5.45 Million
Q2 2022

Jul 19, 2022
SELL
$6.68 - $8.48 $20,253 - $25,711
-3,032 Reduced 0.36%
831,564 $5.81 Million
Q1 2022

May 04, 2022
BUY
$7.86 - $8.89 $42,475 - $48,041
5,404 Added 0.65%
834,596 $6.91 Million
Q4 2021

Jan 31, 2022
SELL
$7.83 - $9.0 $322,862 - $371,106
-41,234 Reduced 4.74%
829,192 $6.97 Million
Q3 2021

Oct 29, 2021
SELL
$7.69 - $8.46 $35,989 - $39,592
-4,680 Reduced 0.53%
870,426 $6.7 Million
Q2 2021

Aug 11, 2021
BUY
$7.62 - $9.22 $67,627 - $81,827
8,875 Added 1.02%
875,106 $7.34 Million
Q1 2021

May 04, 2021
SELL
$5.51 - $7.98 $31,148 - $45,110
-5,653 Reduced 0.65%
866,231 $6.64 Million
Q4 2020

Feb 11, 2021
SELL
$4.95 - $5.6 $366,161 - $414,243
-73,972 Reduced 7.82%
871,884 $4.72 Million
Q3 2020

Nov 05, 2020
BUY
$4.68 - $5.17 $183,381 - $202,581
39,184 Added 4.32%
945,856 $4.76 Million
Q2 2020

Aug 12, 2020
BUY
$3.78 - $5.74 $540,029 - $820,045
142,865 Added 18.7%
906,672 $4.63 Million
Q1 2020

May 11, 2020
SELL
$4.04 - $6.61 $36,319 - $59,423
-8,990 Reduced 1.16%
763,807 $3.25 Million
Q4 2019

Feb 05, 2020
BUY
$6.37 - $6.7 $192,749 - $202,735
30,259 Added 4.08%
772,797 $4.98 Million
Q3 2019

Oct 30, 2019
SELL
$6.3 - $6.73 $131,695 - $140,683
-20,904 Reduced 2.74%
742,538 $4.89 Million
Q2 2019

Jul 19, 2019
SELL
$6.24 - $6.83 $104,002 - $113,835
-16,667 Reduced 2.14%
763,442 $4.99 Million
Q1 2019

May 13, 2019
SELL
$6.27 - $6.93 $102,602 - $113,402
-16,364 Reduced 2.05%
780,109 $5.09 Million
Q4 2018

Feb 11, 2019
BUY
$5.77 - $7.27 $92,481 - $116,523
16,028 Added 2.05%
796,473 $5.03 Million
Q3 2018

Nov 06, 2018
SELL
$6.67 - $7.58 $162,381 - $184,535
-24,345 Reduced 3.03%
780,445 $5.72 Million
Q2 2018

Jul 31, 2018
SELL
$6.3 - $6.93 $789,075 - $867,982
-125,250 Reduced 13.47%
804,790 $5.4 Million
Q1 2018

May 14, 2018
BUY
$6.21 - $7.01 $144,034 - $162,589
23,194 Added 2.56%
930,040 $6.09 Million
Q4 2017

Feb 12, 2018
BUY
$5.56 - $7.26 $5.04 Million - $6.58 Million
906,846
906,846 $6.11 Million

Others Institutions Holding PSEC

# of Institutions
256
Shares Held
79M
Call Options Held
160K
Put Options Held
5.96M
View Full List

About PROSPECT CAPITAL CORP

PSEC Quotes by TradingView
  • Ticker PSEC
  • Exchange NYSE
  • Sector Financial Services
  • Industry Asset Management
  • Description
  • Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations,...
More about PSEC
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