Cowen Investment Management LLC Closed Holding Positions

Cowen Investment Management LLC

$12 Million
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Live Oak Acquisition Corp	Q4 2020 Filed on Feb 12, 2021	200,000	N/A
Dmy Technology Group Inc Ii	Q4 2020 Filed on Feb 12, 2021	350,000	N/A
Far Pt Acquisition Corp	Q3 2020 Filed on Nov 12, 2020	100,000	N/A
Collier Creek Holdings	Q3 2020 Filed on Nov 12, 2020	66,666	N/A
Far Pt Acquisition Corp	Q3 2020 Filed on Nov 12, 2020	1,050,000	N/A
Diamondpeak Hldgs Cor	Q3 2020 Filed on Nov 12, 2020	400,000	N/A
Pivotal Invt Corp Ii	Q3 2020 Filed on Nov 12, 2020	569,204	N/A
Greenvision Acquisition Corp	Q3 2020 Filed on Nov 12, 2020	350,000	N/A
Trine Acquisition Corp	Q3 2020 Filed on Nov 12, 2020	100,000	N/A
Dmy Technology Group Inc	Q3 2020 Filed on Nov 12, 2020	100,000	N/A
Terraform Pwr Inc	Q3 2020 Filed on Nov 12, 2020	36,094	N/A
Change Healthcare Inc	Q3 2020 Filed on Nov 12, 2020	5,800	N/A
Forum Merger Ii Corp	Q2 2020 Filed on Aug 12, 2020	470,000	N/A
HSBC Hsbc Holdings PLC Financial Services	Q2 2020 Filed on Aug 12, 2020	259,900	$22.97 - $26.85 $5.97M - $6.98M
Megalith Finl Acquisition CO	Q2 2020 Filed on Aug 12, 2020	60,000	N/A
Tenzing Acquisition Corp	Q2 2020 Filed on Aug 12, 2020	68,600	N/A
Mudrick Cap Acquisition Corp	Q2 2020 Filed on Aug 12, 2020	125,000	N/A
Pure Acquisition Corp	Q2 2020 Filed on Aug 12, 2020	4,650,143	N/A
Legacy Acquisition Corp	Q2 2020 Filed on Aug 12, 2020	150,000	N/A
SAN Banco Santander, S.A. Financial Services	Q2 2020 Filed on Aug 12, 2020	856,479	$1.95 - $2.9 $1.67M - $2.48M
ING Ing Groep Nv Financial Services	Q2 2020 Filed on Aug 12, 2020	20,155	$4.93 - $8.19 $99.4K - $165K
QQQ Invesco Qqq Trust, Series 1 ETFs	Q2 2020 Filed on Aug 12, 2020	5,000	$182.31 - $248.84 $912K - $1.24M
Leisure Acquisition Corp	Q2 2020 Filed on Aug 12, 2020	68,500	N/A
NOK Nokia Corp Technology	Q2 2020 Filed on Aug 12, 2020	325,356	$2.97 - $4.52 $966K - $1.47M
Leisure Acquisition Corp	Q2 2020 Filed on Aug 12, 2020	137,000	N/A
QQQ Invesco Qqq Trust, Series 1 ETFs	Q2 2020 Filed on Aug 12, 2020	10,000	$182.31 - $248.84 $1.82M - $2.49M
Nebula Acquisition Corp	Q2 2020 Filed on Aug 12, 2020	33,333	N/A
Restorbio Inc	Q2 2020 Filed on Aug 12, 2020	96,950	N/A
Fintech Acquisition Corp Iii	Q1 2020 Filed on May 14, 2020	260,000	N/A
Leisure Acquisition Corp	Q1 2020 Filed on May 14, 2020	137,000	N/A
FWONA Liberty Media Corp Communication Services	Q1 2020 Filed on May 14, 2020	92,110	$18.08 - $46.08 $1.67M - $4.24M
Acamar Partners Acqsition CO	Q1 2020 Filed on May 14, 2020	201,000	N/A
Megalith Finl Acquisition CO	Q1 2020 Filed on May 14, 2020	328,900	N/A
Mosaic Acquisition Corp	Q1 2020 Filed on May 14, 2020	25,000	N/A
Nebula Acquisition Corp	Q1 2020 Filed on May 14, 2020	249,999	N/A
Mosaic Acquisition Corp	Q1 2020 Filed on May 14, 2020	550,000	N/A
Pure Acquisition Corp	Q1 2020 Filed on May 14, 2020	310,000	N/A
Mudrick Cap Acquisition Corp	Q1 2020 Filed on May 14, 2020	500,000	N/A
Mudrick Cap Acquisition Corp	Q1 2020 Filed on May 14, 2020	125,000	N/A
GLD Spdr Gold Trust ETFs	Q1 2020 Filed on May 14, 2020	50,000	$138.04 - $157.81 $6.9M - $7.89M
B Riley Principal Merger Cor	Q1 2020 Filed on May 14, 2020	300,000	N/A
LTMAY Latam Airlines	Q1 2020 Filed on May 14, 2020	132,084	N/A
LTMAY Latam Airlines	Q1 2020 Filed on May 14, 2020	120,100	N/A
Diamondpeak Hldgs Cor	Q1 2020 Filed on May 14, 2020	520,000	N/A
Fintech Acquisition Corp Iii	Q1 2020 Filed on May 14, 2020	200,000	N/A
Collier Creek Holdings	Q1 2020 Filed on May 14, 2020	300,000	N/A
Churchill Cap Corp Ii	Q1 2020 Filed on May 14, 2020	200,000	N/A
Forum Merger Ii Corp	Q1 2020 Filed on May 14, 2020	369,052	N/A
Gci Liberty Inc	Q1 2020 Filed on May 14, 2020	72,238	N/A
Gordon Pointe Acquisition CO	Q1 2020 Filed on May 14, 2020	600,000	N/A

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