Cwm, LLC Closed Holding Positions

Cwm, LLC

$24.1 Billion
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Coresite Rlty Corp	Q4 2021 Filed on Jan 31, 2022	308	N/A
XSW Spdr S&P Software & Services E ETFs	Q4 2021 Filed on Jan 31, 2022	32	$159.01 - $186.85 $5.09K - $5.98K
RJI Swedish Export Credit Corp ETFs	Q4 2021 Filed on Jan 31, 2022	640	$6.43 - $7.15 $4.12K - $4.58K
Solarwinds Corp	Q4 2021 Filed on Jan 31, 2022	10	N/A
YYY Amplify ETF Tr High Income ETF ETFs	Q4 2021 Filed on Jan 31, 2022	1,272	$16.25 - $17.13 $20.7K - $21.8K
MBRX Moleculin Biotech, Inc. Healthcare	Q4 2021 Filed on Jan 31, 2022	334	$1.64 - $2.83 $548 - $945
Domtar Corp	Q4 2021 Filed on Jan 31, 2022	10	N/A
FCEF First Tr Exchange Traded Fd Vi	Q4 2021 Filed on Jan 31, 2022	872	N/A
Invesco Exch Trd Slf Idx Fd	Q4 2021 Filed on Jan 31, 2022	856,262	N/A
Twc Tech Hldgs Ii Corp	Q4 2021 Filed on Jan 31, 2022	50	N/A
Travelport Worldwide LTD	Q1 2019 Filed on Apr 22, 2019	92	N/A
Shire PLC	Q1 2019 Filed on Apr 22, 2019	266	N/A
Maxar Technologies LTD	Q1 2019 Filed on Apr 22, 2019	37	N/A
Nxstage Medical Inc	Q1 2019 Filed on Apr 22, 2019	342	N/A
Bt Group PLC	Q1 2019 Filed on Apr 22, 2019	48	N/A
Twenty First Centy Fox Inc	Q1 2019 Filed on Apr 22, 2019	674	N/A
WEA Western Asset Premier Bond Fund Financial Services	Q1 2019 Filed on Apr 22, 2019	4,510	$11.95 - $13.1 $53.9K - $59.1K
Core Mark Holding CO Inc	Q1 2019 Filed on Apr 22, 2019	510	N/A
BMA Macro Bank Inc. Financial Services	Q1 2019 Filed on Apr 22, 2019	109	$42.81 - $59.72 $4.67K - $6.51K
ECF Ellsworth Growth & Income Fund LTD Financial Services	Q1 2019 Filed on Apr 22, 2019	10,603	$8.36 - $9.77 $88.6K - $104K
Carrizo Oil & Gas Inc	Q1 2019 Filed on Apr 22, 2019	92	N/A
On Semiconductor Corp	Q1 2019 Filed on Apr 22, 2019	3,000	N/A
Nutri Sys Inc New	Q1 2019 Filed on Apr 22, 2019	26	N/A
Tesaro Inc	Q1 2019 Filed on Apr 22, 2019	20	N/A
Steris PLC	Q1 2019 Filed on Apr 22, 2019	43	N/A
Resolute Energy Corp	Q1 2019 Filed on Apr 22, 2019	26	N/A
Cantel Medical Corp	Q1 2019 Filed on Apr 22, 2019	6	N/A
Nordic Amern Offshore LTD	Q1 2019 Filed on Apr 22, 2019	14	N/A
LFEQ Vaneck ETF Tr Long/Flat Trend ETFs	Q1 2019 Filed on Apr 22, 2019	200	N/A
Health Ins Innovations Inc	Q1 2019 Filed on Apr 22, 2019	17	N/A
IECS Ishares U S ETF Tr Ishares Evo ETFs	Q1 2019 Filed on Apr 22, 2019	7,889	$22.86 - $25.89 $180K - $204K
Vectren Corp	Q1 2019 Filed on Apr 22, 2019	275	N/A
Electronics For Imaging Inc	Q1 2019 Filed on Apr 22, 2019	78	N/A
Trovagene Inc	Q1 2019 Filed on Apr 22, 2019	84	N/A
Dycom Inds Inc	Q1 2019 Filed on Apr 22, 2019	3,000	N/A
Akamai Technologies Inc	Q1 2019 Filed on Apr 22, 2019	6,000	N/A
Priceline Grp Inc	Q1 2019 Filed on Apr 22, 2019	4,000	N/A
Ares Cap Corp	Q1 2019 Filed on Apr 22, 2019	11,000	N/A
Micron Technology Inc	Q1 2019 Filed on Apr 22, 2019	5,000	N/A
Allianzgi Conv Income Fd Ii	Q1 2019 Filed on Apr 22, 2019	5,491	N/A
Select Income Reit	Q1 2019 Filed on Apr 22, 2019	37	N/A
Biomarin Pharmaceutical Inc	Q1 2019 Filed on Apr 22, 2019	5,000	N/A
Scana Corp New	Q1 2019 Filed on Apr 22, 2019	258	N/A
Dividend & Income Fund	Q1 2019 Filed on Apr 22, 2019	3,240	N/A
Advisorshares Tr	Q1 2019 Filed on Apr 22, 2019	20,398	N/A
WHLR Wheeler Real Estate Investment Trust, Inc. Real Estate	Q1 2019 Filed on Apr 22, 2019	2	$0.83 - $2.04 $1.66 - $4.08
Groupe Cgi Inc	Q1 2019 Filed on Apr 22, 2019	154	N/A
Solar Sr Cap LTD	Q1 2019 Filed on Apr 22, 2019	700	N/A
Ssga Active ETF Tr	Q1 2019 Filed on Apr 22, 2019	150	N/A
Newfield Expl CO	Q1 2019 Filed on Apr 22, 2019	360	N/A

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