Daiwa Securities Group Inc. Closed Holding Positions

Daiwa Securities Group Inc.

$22.4 Billion
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Alder Biopharmaceuticals	Q4 2019 Filed on Jan 31, 2020	533	N/A
Assertio Therapeutics	Q4 2019 Filed on Jan 31, 2020	348	N/A
Bb&T	Q4 2019 Filed on Jan 31, 2020	31,529	N/A
Parsley Energy	Q4 2019 Filed on Jan 31, 2020	8,305	N/A
QSR Restaurant Brands International Inc. Consumer Cyclical	Q4 2019 Filed on Jan 31, 2020	3,200	$63.77 - $71.61 $204K - $229K
GVA Granite Construction Inc Industrials	Q4 2019 Filed on Jan 31, 2020	91,200	$23.54 - $37.43 $2.15M - $3.41M
Cimpress N V	Q4 2019 Filed on Jan 31, 2020	22,311	N/A
Spark Therapeutics	Q4 2019 Filed on Jan 31, 2020	241	N/A
KMT Kennametal Inc Industrials	Q4 2019 Filed on Jan 31, 2020	76,900	$28.22 - $37.88 $2.17M - $2.91M
Xerox	Q3 2019 Filed on Nov 04, 2019	8,323	N/A
Karyopharm Therapeutics	Q3 2019 Filed on Nov 04, 2019	270	N/A
L3 Technologies	Q3 2019 Filed on Nov 04, 2019	3,227	N/A
Accelerate Diagnostics	Q3 2019 Filed on Nov 04, 2019	1,000	N/A
Cpfl Energia S A	Q3 2019 Filed on Nov 04, 2019	1,800	N/A
Ligand Pharmaceuticals	Q3 2019 Filed on Nov 04, 2019	100	N/A
Amag Pharmaceuticals Inc	Q3 2019 Filed on Nov 04, 2019	500,000	N/A
CC Chemours CO Basic Materials	Q3 2019 Filed on Nov 04, 2019	5,950	$11.93 - $22.53 $71K - $134K
NOK Nokia Corp Technology	Q3 2019 Filed on Nov 04, 2019	14,735	$4.87 - $5.72 $71.8K - $84.3K
58 Com Inc	Q3 2019 Filed on Nov 04, 2019	940	N/A
Tableau Software	Q3 2019 Filed on Nov 04, 2019	2,720	N/A
Invesco Qqq	Q3 2019 Filed on Nov 04, 2019	300	N/A
Gol Linhas Aereas Intlg S	Q3 2019 Filed on Nov 04, 2019	71	N/A
Gannett CO Inc	Q3 2019 Filed on Nov 04, 2019	2,500,000	N/A
Chesapeake Lodging	Q3 2019 Filed on Nov 04, 2019	14,300	N/A
Colony Starwood Homes	Q3 2019 Filed on Nov 04, 2019	2,745,000	N/A
CHNG Change Healthcare Inc.	Q3 2019 Filed on Nov 04, 2019	10,000	$11.5 - $15.2 $115K - $152K
Allscripts Healthcare Solutn	Q3 2019 Filed on Nov 04, 2019	5,035,000	N/A
Northstar Realty Europe	Q3 2019 Filed on Nov 04, 2019	8,382	N/A
Hospitality Pptys	Q3 2019 Filed on Nov 04, 2019	35,100	N/A
LILAK Liberty Latin Amer LTD Cl C (B Communication Services	Q3 2019 Filed on Nov 04, 2019	91,100	$17.09 - $18.58 $1.56M - $1.69M
PFF Ishares Trust Ishares Pfd And ETFs	Q3 2019 Filed on Nov 04, 2019	5,000	$36.77 - $37.53 $184K - $188K
Total Sys Svcs	Q3 2019 Filed on Nov 04, 2019	6,756	N/A
Red Hat	Q3 2019 Filed on Nov 04, 2019	7,097	N/A
First Data Corp New	Q3 2019 Filed on Nov 04, 2019	21,882	N/A
WERN Werner Enterprises Inc Industrials	Q3 2019 Filed on Nov 04, 2019	39,700	$29.74 - $35.49 $1.18M - $1.41M
QTWO Q2 Holdings, Inc. Technology	Q3 2019 Filed on Nov 04, 2019	31,700	$73.82 - $92.44 $2.34M - $2.93M
Torchmark	Q3 2019 Filed on Nov 04, 2019	104,487	N/A
Omeros	Q3 2019 Filed on Nov 04, 2019	200	N/A
Vereit	Q3 2019 Filed on Nov 04, 2019	1,304	N/A
Nice Sys Inc	Q3 2019 Filed on Nov 04, 2019	16,000,000	N/A
Realpage	Q3 2019 Filed on Nov 04, 2019	141	N/A
COMM Comm Scope Holding Company, Inc. Technology	Q3 2019 Filed on Nov 04, 2019	7,595	$9.7 - $16.22 $73.7K - $123K
FL Foot Locker, Inc. Consumer Cyclical	Q3 2019 Filed on Nov 04, 2019	152	$34.0 - $43.24 $5.17K - $6.57K
Tesla	Q3 2019 Filed on Nov 04, 2019	100	N/A
VG Vonage Holdings Corp Communication Services	Q3 2019 Filed on Nov 04, 2019	147,400	$11.3 - $13.66 $1.67M - $2.01M
Amag Pharmaceuticals	Q3 2019 Filed on Nov 04, 2019	229	N/A
Worldpay	Q3 2019 Filed on Nov 04, 2019	11,126	N/A
Array Biopharma	Q3 2019 Filed on Nov 04, 2019	1,388	N/A
SMG Scotts Miracle Gro CO Basic Materials	Q3 2019 Filed on Nov 04, 2019	7,600	$98.89 - $112.41 $752K - $854K
Herbalife LTD	Q3 2019 Filed on Nov 04, 2019	10,000,000	N/A

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