Empirical Financial Services, LLC D.B.A. Empirical Wealth Management Closed Holding Positions

Empirical Financial Services, LLC D.B.A. Empirical Wealth Management

  • $4.91 Billion
  • Q3 2025
Stock Closed Quarter Shares Sold Price Range Trade History
Churchill Capital Corp Iv
Q3 2021 Filed on Nov 02, 2021
10,014
N/A
Discovery Inc
Q3 2021 Filed on Nov 02, 2021
22,137
N/A
AM
Antero Midstream Corp

Energy
Q3 2021 Filed on Nov 02, 2021
10,609
$8.7 - $10.65 $92.3K - $113K
SDIV
Global X Fds Global X Superdiv

ETFs
Q3 2021 Filed on Nov 02, 2021
26,286
$12.81 - $14.17 $337K - $372K
NVVEW
Nuvve Holding Corp Wt Exp

Industrials
Q2 2021 Filed on Aug 12, 2021
13,000
$0.98 - $2.46 $12.7K - $32K
Fs Kkr Cap Corp Ii
Q2 2021 Filed on Aug 12, 2021
55,814
N/A
Z
Zillow Group Inc Cl C Cap Stk

Communication Services
Q2 2021 Filed on Aug 12, 2021
86,330
$107.1 - $146.71 $9.25M - $12.7M
CTXS
Citrix Systems Inc

Technology
Q2 2021 Filed on Aug 12, 2021
2,342
$113.34 - $142.77 $265K - $334K
Forum Merger Iii Corp
Q2 2021 Filed on Aug 12, 2021
25,462
N/A
MJ
ETF Managers Tr Etfmg Alternat

ETFs
Q2 2021 Filed on Aug 12, 2021
9,591
$19.2 - $22.91 $184K - $220K
SRNE
Sorrento Therapeutics, Inc.

Healthcare
Q2 2021 Filed on Aug 12, 2021
11,265
$6.35 - $10.0 $71.5K - $113K
COTY
Coty Inc.

Consumer Defensive
Q2 2021 Filed on Aug 12, 2021
200,500
$8.41 - $10.34 $1.69M - $2.07M
EQX
Equinox Gold Corp.

Basic Materials
Q2 2021 Filed on Aug 12, 2021
10,000
$6.91 - $9.44 $69.1K - $94.4K
VIEWW
View Inc Wt Exp Exp 08/01/27 (

Industrials
Q2 2021 Filed on Aug 12, 2021
12,129
N/A
Ishares Gold Tr
Q2 2021 Filed on Aug 12, 2021
40,956
N/A
DAL
Delta Air Lines, Inc.

Industrials
Q1 2021 Filed on May 17, 2021
100
$37.82 - $50.99 $3.78K - $5.1K
ARKK
Ark ETF Tr Innovation ETF (De)

ETFs
Q1 2021 Filed on May 17, 2021
1,653
$110.26 - $156.58 $182K - $259K
Amci Acquisition Corp
Q1 2021 Filed on May 17, 2021
21,401
N/A
Alberton Acquisition Corp
Q1 2021 Filed on May 17, 2021
55,849
N/A
Acamar Partners Acqsition CO
Q1 2021 Filed on May 17, 2021
19,424
N/A
Cf Finance Acquisition Corp
Q1 2021 Filed on May 17, 2021
15,425
N/A
Citic Capital Acquisition CO
Q1 2021 Filed on May 17, 2021
10,444
N/A
Rush Street Interactive Inc
Q1 2021 Filed on May 17, 2021
10,660
N/A
Newborn Acquisition Corp
Q1 2021 Filed on May 17, 2021
22,924
N/A
Inpixon
Q1 2021 Filed on May 17, 2021
10,000
N/A
Greenrose Acquisition Corp
Q1 2021 Filed on May 17, 2021
10,000
N/A
Gores Hldgs Iv Inc
Q1 2021 Filed on May 17, 2021
10,345
N/A
Golden Nugget Online Gamin
Q1 2021 Filed on May 17, 2021
10,344
N/A
Gigcapital3 Inc
Q1 2021 Filed on May 17, 2021
13,701
N/A
Foley Trasimene Acquisition
Q1 2021 Filed on May 17, 2021
11,103
N/A
Fisker Inc
Q1 2021 Filed on May 17, 2021
16,140
N/A
Dmy Technology Group Inc Ii
Q1 2021 Filed on May 17, 2021
14,726
N/A
Tuscan Hldgs Corp
Q1 2021 Filed on May 17, 2021
10,898
N/A
Royal Dutch Shell PLC
Q1 2021 Filed on May 17, 2021
13,889
N/A
Northern Genesis Acquisition
Q1 2021 Filed on May 17, 2021
11,611
N/A
NVTA
Invitae Corp

Healthcare
Q1 2021 Filed on May 17, 2021
4,876
$33.06 - $56.93 $161K - $278K
IWO
Ishares Russell 2000 Gwt ETF

ETFs
Q1 2021 Filed on May 17, 2021
1,500
$282.5 - $336.63 $424K - $505K
Cloudera Inc
Q1 2021 Filed on May 17, 2021
10,032
N/A
0HVP.L
Lumen Technologies, Inc.

Telecommunication
Q1 2021 Filed on May 17, 2021
109,707
N/A
Proshares Tr
Q4 2020 Filed on Feb 12, 2021
30,000
N/A
NLY
Annaly Capital Management Inc

Real Estate
Q4 2020 Filed on Feb 12, 2021
12,000
$6.98 - $8.56 $83.8K - $103K
WU
Western Union CO

Financial Services
Q4 2020 Filed on Feb 12, 2021
23,290
$19.44 - $23.08 $453K - $538K
BP
Bp PLC

Energy
Q4 2020 Filed on Feb 12, 2021
20,321
$14.9 - $22.41 $303K - $455K
Invesco Exch Trd Slf Idx Fd
Q4 2020 Filed on Feb 12, 2021
23,700
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2020 Filed on Feb 12, 2021
100,202
N/A
Crane CO
Q4 2020 Filed on Feb 12, 2021
7,391
N/A
SB
Safe Bulkers, Inc.

Industrials
Q4 2020 Filed on Feb 12, 2021
27,765
$0.85 - $1.3 $23.6K - $36.1K
NRZ
New Residential Investment Corp.

Real Estate
Q4 2020 Filed on Feb 12, 2021
16,187
$7.4 - $10.22 $120K - $165K
VLDRW
Velodyne Lidar Inc Wt Exp 09/2
Q4 2020 Filed on Feb 12, 2021
40,279
N/A
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