|
Q1 2020
Filed on May 13, 2020
|
78,174
|
N/A
|
|
|
Q1 2020
Filed on May 13, 2020
|
22,131
|
$118.88 - $214.83
$2.63M - $4.75M
|
|
|
Q4 2019
Filed on Feb 11, 2020
|
3,000,000
|
N/A
|
|
|
Q4 2019
Filed on Feb 11, 2020
|
2,370,000
|
N/A
|
|
|
Q4 2019
Filed on Feb 11, 2020
|
5,000,000
|
N/A
|
|
|
Q3 2019
Filed on Nov 12, 2019
|
16,260
|
N/A
|
|
|
Q3 2019
Filed on Nov 12, 2019
|
2,400,000
|
N/A
|
|
|
Q3 2019
Filed on Nov 12, 2019
|
287,851
|
N/A
|
|
|
Q3 2019
Filed on Nov 12, 2019
|
4,540
|
N/A
|
|
Hartford Finl Svcs Group Inc
|
Q2 2019
Filed on Aug 12, 2019
|
158,229
|
N/A
|
|
|
Q1 2019
Filed on May 15, 2019
|
2,275,000
|
N/A
|
|
|
Q1 2019
Filed on May 15, 2019
|
2,600,000
|
N/A
|
|
Micro Focus International Pl
|
Q1 2019
Filed on May 15, 2019
|
35,541
|
N/A
|
|
|
Q1 2019
Filed on May 15, 2019
|
3,000,000
|
N/A
|
|
Capital One Financial Corp. Warrants
|
Q4 2018
Filed on Feb 14, 2019
|
18,700
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
1,500,000
|
N/A
|
|
Rait Financial Trust Putable At 100
|
Q2 2018
Filed on Aug 14, 2018
|
2,166,000
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
22,441
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
210,077
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
3,747
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
576,371
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
2,275,000
|
N/A
|
|
Jefferies Group Putable At 100
|
Q1 2018
Filed on May 15, 2018
|
2,000,000
|
N/A
|
|
First Financial Bancorp Warrants
|
Q1 2018
Filed on May 15, 2018
|
72,320
|
N/A
|
|
|
Q4 2017
Filed on Feb 14, 2018
|
238,712
|
$40.69 - $56.87
$9.71M - $13.6M
|
|
|
Q4 2017
Filed on Feb 14, 2018
|
1,400,000
|
N/A
|
|
Air Ind. Group Ser A Pfd Conv
|
Q4 2017
Filed on Feb 14, 2018
|
140,518
|
N/A
|
|
|
Q4 2017
Filed on Feb 14, 2018
|
8,099
|
$59.81 - $70.25
$484K - $569K
|
|
|
Q4 2017
Filed on Feb 14, 2018
|
3,057
|
$62.76 - $66.17
$192K - $202K
|
|
State National Companies Inc.
|
Q4 2017
Filed on Feb 14, 2018
|
19,545
|
N/A
|
|
|
Q4 2017
Filed on Feb 14, 2018
|
15,034
|
$142.25 - $158.13
$2.14M - $2.38M
|
|
|
Q4 2017
Filed on Feb 14, 2018
|
701,852
|
N/A
|
|
Chicago Bridge & Iron Company Nv
|
Q3 2017
Filed on Nov 14, 2017
|
427,219
|
N/A
|
|