First Foundation Advisors Royce Micro Cap Trust, Inc. Transaction History

First Foundation Advisors

$2.59 Billion
Q4 2024

Shares

17 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2021 Aug 13, 2021	SELL	$11.19 - $12.55 $158,987 - $178,310	-14,208 Closed	0 $0
Q1 2021 May 18, 2021	SELL	$9.96 - $12.15 $56,034 - $68,355	-5,626 Reduced 28.37%	14,208 $161,000
Q4 2020 Feb 16, 2021	SELL	$7.71 - $10.22 $3,793 - $5,028	-492 Reduced 2.42%	19,834 $201,000
Q3 2020 Nov 12, 2020	SELL	$7.12 - $8.31 $442,472 - $516,424	-62,145 Reduced 75.35%	20,326 $156,000
Q2 2020 Aug 14, 2020	SELL	$5.07 - $7.81 $26,404 - $40,674	-5,208 Reduced 5.94%	82,471 $594,000
Q1 2020 May 11, 2020	SELL	$4.56 - $8.95 $6,748 - $13,245	-1,480 Reduced 1.66%	87,679 $487,000
Q4 2019 Feb 11, 2020	SELL	$7.76 - $8.59 $64,074 - $70,927	-8,257 Reduced 8.48%	89,159 $761,000
Q3 2019 Nov 12, 2019	SELL	$7.65 - $8.28 $70,028 - $75,795	-9,154 Reduced 8.59%	97,416 $783,000
Q2 2019 Aug 14, 2019	SELL	$7.9 - $8.55 $4,100 - $4,437	-519 Reduced 0.48%	106,570 $876,000
Q1 2019 May 13, 2019	SELL	$7.49 - $8.89 $8,141 - $9,663	-1,087 Reduced 1.0%	107,089 $892,000
Q4 2018 Feb 14, 2019	SELL	$6.97 - $10.12 $246,159 - $357,408	-35,317 Reduced 24.61%	108,176 $803,000
Q3 2018 Nov 13, 2018	SELL	$10.1 - $10.67 $34,158 - $36,085	-3,382 Reduced 2.3%	143,493 $1.47 Million
Q2 2018 Aug 14, 2018	SELL	$9.2 - $10.36 $103,711 - $116,788	-11,273 Reduced 7.13%	146,875 $1.47 Million
Q1 2018 May 15, 2018	BUY	$9.06 - $9.88 $489 - $533	54 Added 0.03%	158,148 $1.48 Million
Q4 2017 Feb 14, 2018	BUY	$8.96 - $9.48 $172,641 - $182,660	19,268 Added 13.88%	158,094 $1.49 Million
Q3 2017 Nov 14, 2017	BUY	$8.15 - $9.38 $85,281 - $98,152	10,464 Added 8.15%	138,826 $1.3 Million
Q2 2017 Aug 14, 2017	BUY	N/A	128,362	128,362 $1.11 Million

Others Institutions Holding RMT

# of Institutions

99

Shares Held

16.9M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

2.47M
Shares

$19 Million
0.0% of portfolio
Punch & Associates Investment Management, Inc. Edina, MN

1.09M
Shares

$8.36 Million
0.63% of portfolio
Ubs Group Ag

1.01M
Shares

$7.77 Million
0.0% of portfolio
Modern Wealth Management, LLC Lenexa, KS

1.01M
Shares

$7.76 Million
0.35% of portfolio
Alexander Randolph Advisory, Inc. Mclean, VA

991K
Shares

$7.63 Million
8.96% of portfolio

About ROYCE MICRO-CAP TRUST, INC.

Ticker RMT
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Royce Micro-Cap Trust, Inc. is a closed-ended equity mutual fund launched and managed Royce & Associates, LLC. It invests in the public equity markets of the United States. The fund seeks to invest in stocks of companies operating across diversified sectors. It primarily invests in value stocks of companies with market capitalization of less...

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