Fny Investment Advisers, LLC Closed Holding Positions

Fny Investment Advisers, LLC

  • $194 Million
  • Q4 2024
Stock Closed Quarter Shares Sold Price Range Trade History
QS
Quantum Scape Corp

Consumer Cyclical
Q1 2022 Filed on Apr 25, 2022
500
$13.9 - $23.22 $6.95K - $11.6K
SKLZ
Skillz Inc.

Communication Services
Q1 2022 Filed on Apr 25, 2022
500
$2.15 - $7.66 $1.08K - $3.83K
UPST
Upstart Holdings, Inc.

Financial Services
Q1 2022 Filed on Apr 25, 2022
250
$89.34 - $157.99 $22.3K - $39.5K
VIPS
Vipshop Holdings LTD

Consumer Cyclical
Q1 2022 Filed on Apr 25, 2022
500
$6.04 - $10.43 $3.02K - $5.22K
XP
Xp Inc.

Financial Services
Q1 2022 Filed on Apr 25, 2022
1,250
$26.51 - $35.75 $33.1K - $44.7K
CF
Cf Industries Holdings, Inc.

Basic Materials
Q1 2022 Filed on Apr 25, 2022
66
$64.3 - $109.52 $4.24K - $7.23K
China Yuchai International Ord (Nys)
Q1 2022 Filed on Apr 25, 2022
190
N/A
NYC
New York City Reit, Inc.

Real Estate
Q1 2022 Filed on Apr 25, 2022
105
$10.52 - $13.47 $1.1K - $1.41K
Acceleron Pharma Ord
Q4 2021 Filed on Jan 10, 2022
240
N/A
CSWC
Capital Southwest Corp

Financial Services
Q4 2021 Filed on Jan 10, 2022
2,500
$24.23 - $28.34 $60.6K - $70.9K
NSL
Nuveen Senior Income Fund

Financial Services
Q4 2021 Filed on Jan 10, 2022
7,500
$5.72 - $6.08 $42.9K - $45.6K
Nuveen Tax Advntgd Divdnd Grwth Cf
Q4 2021 Filed on Jan 10, 2022
2,000
N/A
Nuveen Tax Advantaged Total Retn Cf
Q4 2021 Filed on Jan 10, 2022
3,002
N/A
Pimco Dynmc Crdt And Mrtg Incm Cf
Q4 2021 Filed on Jan 10, 2022
1,750
N/A
Pimco Income Opportunity Cf
Q4 2021 Filed on Jan 10, 2022
4,500
N/A
PRGS
Progress Software Corp

Technology
Q4 2021 Filed on Jan 10, 2022
1,278
$45.73 - $53.18 $58.4K - $68K
IVV
Ishares Core S&P 500 ETF

ETFs
Q4 2021 Filed on Jan 10, 2022
7
$430.29 - $479.53 $3.01K - $3.36K
ARVN
Arvinas, Inc.

Healthcare
Q4 2021 Filed on Jan 10, 2022
693
$65.85 - $96.21 $45.6K - $66.7K
Cloudera Ord
Q4 2021 Filed on Jan 10, 2022
43,748
N/A
TPX
Tempur Sealy International, Inc.

Consumer Cyclical
Q4 2021 Filed on Jan 10, 2022
1,497
$42.23 - $47.97 $63.2K - $71.8K
DEO
Diageo PLC

Consumer Defensive
Q4 2021 Filed on Jan 10, 2022
11,030
$192.75 - $221.79 $2.13M - $2.45M
SNPTY
China Petro&Chem Ads (100 Ord)
Q4 2021 Filed on Jan 10, 2022
2,000
N/A
LYG
Lloyds Banking Group PLC

Financial Services
Q4 2021 Filed on Jan 10, 2022
920,449
$2.3 - $2.76 $2.12M - $2.54M
AINV
Apollo Investment Corp

Financial Services
Q4 2021 Filed on Jan 10, 2022
1,500
$12.04 - $13.47 $18.1K - $20.2K
AVB
Avalonbay Communities Inc

Real Estate
Q4 2021 Filed on Jan 10, 2022
14
$222.76 - $252.59 $3.12K - $3.54K
BBDC
Barings Bdc, Inc.

Financial Services
Q4 2021 Filed on Jan 10, 2022
2,500
$10.62 - $11.47 $26.5K - $28.7K
CHW
Calamos Global Dynamic Income Fund

Financial Services
Q4 2021 Filed on Jan 10, 2022
2,500
$9.48 - $10.7 $23.7K - $26.8K
HFRO
Highland Income Fund\Ma

Financial Services
Q4 2021 Filed on Jan 10, 2022
3,500
$10.73 - $11.44 $37.6K - $40K
VVR
Invesco Senior Income Trust

Financial Services
Q4 2021 Filed on Jan 10, 2022
20,000
$4.32 - $4.51 $86.4K - $90.2K
GHY
Pgim Global High Yield Fund, Inc.

Financial Services
Q4 2021 Filed on Jan 10, 2022
8,914
$14.78 - $15.7 $132K - $140K
ISD
Pgim High Yield Bond Fund, Inc.

Financial Services
Q4 2021 Filed on Jan 10, 2022
7,786
$15.55 - $16.55 $121K - $129K
SAR
Saratoga Investment Corp.

Financial Services
Q4 2021 Filed on Jan 10, 2022
1,399
$28.5 - $29.8 $39.9K - $41.7K
AIF
Apollo Tactical Income Fund Inc.

Financial Services
Q4 2021 Filed on Jan 10, 2022
5,000
$15.29 - $16.0 $76.5K - $80K
ARDC
Ares Dynamic Credit Allocation Fund, Inc.

Financial Services
Q4 2021 Filed on Jan 10, 2022
3,700
$15.25 - $16.52 $56.4K - $61.1K
HYT
Blackrock Corporate High Yield Fund, Inc.

Financial Services
Q4 2021 Filed on Jan 10, 2022
9,000
$11.52 - $12.43 $104K - $112K
BTZ
Blackrock Credit Allocation Income Trust

Financial Services
Q4 2021 Filed on Jan 10, 2022
5,000
$14.86 - $15.35 $74.3K - $76.8K
DSU
Blackrock Debt Strategies Fund, Inc.

Financial Services
Q4 2021 Filed on Jan 10, 2022
5,000
$11.47 - $12.14 $57.4K - $60.7K
CCD
Calamos Dynamic Convertible & Income Fund

Financial Services
Q4 2021 Filed on Jan 10, 2022
1,302
$29.4 - $33.4 $38.3K - $43.5K
LFC
China Life Insurance CO LTD

Financial Services
Q4 2021 Filed on Jan 10, 2022
18,800
$8.05 - $9.12 $151K - $171K
DSL
Double Line Income Solutions Fund

Financial Services
Q4 2021 Filed on Jan 10, 2022
6,000
$15.83 - $18.15 $95K - $109K
DBL
Double Line Opportunistic Credit Fund

Financial Services
Q4 2021 Filed on Jan 10, 2022
1,500
$18.71 - $19.93 $28.1K - $29.9K
Invesco Credit Dynamic Opp Cf
Q4 2021 Filed on Jan 10, 2022
5,000
N/A
MSD
Morgan Stanley Emerging Markets Debt Fund Inc

Financial Services
Q4 2021 Filed on Jan 10, 2022
5,600
$8.85 - $9.39 $49.6K - $52.6K
Pershing Ord
Q4 2021 Filed on Jan 10, 2022
2,331
N/A
Proshares Ultrashort S&P 500 ETF
Q4 2021 Filed on Jan 10, 2022
300
N/A
PAI
Western Asset Investment Grade Income Fund Inc.

Financial Services
Q4 2021 Filed on Jan 10, 2022
979
$15.28 - $16.98 $15K - $16.6K
FAX
Aberdeen Asia Pacific Income Fund Inc

Financial Services
Q4 2021 Filed on Jan 10, 2022
10,000
$3.82 - $4.29 $38.2K - $42.9K
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.

Financial Services
Q4 2021 Filed on Jan 10, 2022
10,000
$5.36 - $5.96 $53.6K - $59.6K
New America High Income Cf
Q4 2021 Filed on Jan 10, 2022
8,500
N/A
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