Guggenheim Capital LLC Gdl Fund Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

Shares

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2019 May 15, 2019	SELL	$9.04 - $9.63 $145,580 - $155,081	-16,104 Closed	0 $0
Q4 2018 Feb 14, 2019	SELL	$8.56 - $9.17 $531,687 - $569,576	-62,113 Reduced 79.41%	16,104 $148,000
Q3 2018 Nov 14, 2018	BUY	$9.08 - $9.3 $108,760 - $111,395	11,978 Added 18.08%	78,217 $711,000
Q2 2018 Aug 14, 2018	BUY	$9.08 - $9.48 $73,457 - $76,693	8,090 Added 13.91%	66,239 $608,000
Q1 2018 May 15, 2018	BUY	$9.27 - $9.93 $153,539 - $164,470	16,563 Added 39.83%	58,149 $543,000
Q4 2017 Feb 14, 2018	SELL	$9.73 - $10.3 $24,013 - $25,420	-2,468 Reduced 5.6%	41,586 $405,000
Q3 2017 Nov 14, 2017	BUY	$10.08 - $10.31 $444,064 - $454,196	44,054	44,054 $450,000

Others Institutions Holding GDL

# of Institutions

25

Shares Held

2.51M

Call Options Held

0

Put Options Held

0

Kovitz Investment Group Partners, LLC

770K
Shares

$6.17 Million
0.04% of portfolio
Mario Gabelli Gamco Investors, Inc. Et Al | Rye, Ny

315K
Shares

$2.52 Million
0.03% of portfolio
Morgan Stanley New York, NY

249K
Shares

$1.99 Million
0.0% of portfolio
Cornerstone Advisors, LLC Asheville, NC

201K
Shares

$1.61 Million
0.07% of portfolio
Bank Of America Corp Charlotte, NC

182K
Shares

$1.45 Million
0.0% of portfolio

About GDL FUND

Ticker GDL
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
The GDL Fund is a closed-ended equity mutual fund launched by GAMCO Investors, Inc. It is managed by Gabelli Funds, LLC. The fund invests in public equity markets across the globe. It invests in stocks of companies operating across diversified sectors. The fund invests in securities of companies involved in publicly announced mergers, takeovers,...

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