Guggenheim Capital LLC Flaherty & Crumrine Preferred & Income Fund Inc Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2022 Nov 14, 2022	SELL	$10.48 - $13.28 $2,389 - $3,027	-228 Reduced 1.57%	14,250 $151,000
Q2 2022 Aug 15, 2022	SELL	$11.8 - $14.05 $23,847 - $28,395	-2,021 Reduced 12.25%	14,478 $182,000
Q1 2022 May 16, 2022	SELL	$13.47 - $17.2 $8,674 - $11,076	-644 Reduced 3.76%	16,499 $229,000
Q4 2021 Feb 14, 2022	BUY	$15.61 - $17.82 $267,602 - $305,488	17,143 New	17,143 $300,000
Q2 2021 Aug 13, 2021	SELL	$16.61 - $18.56 $218,570 - $244,231	-13,159 Closed	0 $0
Q1 2021 May 13, 2021	BUY	$17.23 - $20.07 $103 - $120	6 Added 0.05%	13,159 $233,000
Q4 2020 Feb 16, 2021	SELL	$16.1 - $20.81 $1,046 - $1,352	-65 Reduced 0.49%	13,153 $249,000
Q3 2020 Nov 13, 2020	SELL	$14.08 - $16.81 $7,884 - $9,413	-560 Reduced 4.06%	13,218 $218,000
Q2 2020 Aug 14, 2020	BUY	$11.14 - $15.87 $153,486 - $218,656	13,778 New	13,778 $200,000

Others Institutions Holding PFD

# of Institutions

49

Shares Held

2.66M

Call Options Held

0

Put Options Held

0

Cibc Private Wealth Group, LLC

441K
Shares

$4.97 Million
0.01% of portfolio
Sit Investment Associates Inc Minneapolis, MN

317K
Shares

$3.57 Million
0.08% of portfolio
Morgan Stanley New York, NY

252K
Shares

$2.83 Million
0.0% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

161K
Shares

$1.81 Million
0.0% of portfolio
Ubs Group Ag

155K
Shares

$1.75 Million
0.0% of portfolio

About FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC

Ticker PFD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Flaherty & Crumrine Preferred Income Fund Inc. is a closed ended equity mutual fund launched and managed by Flaherty & Crumrine Incorporated. The fund invests in the public equity markets of the United States. It invests in the stocks of companies operating in the financials sector. The fund primarily invests in preferred securities. It ...

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