Guggenheim Capital LLC B. Riley Financial, Inc. Transaction History

Guggenheim Capital LLC

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2022 Aug 15, 2022	BUY	$42.25 - $70.05 $199,166 - $330,215	4,714 Added 98.78%	9,486 $401,000
Q1 2022 May 16, 2022	SELL	$55.73 - $87.27 $5,182 - $8,116	-93 Reduced 1.91%	4,772 $334,000
Q4 2021 Feb 14, 2022	BUY	$58.94 - $89.05 $286,743 - $433,228	4,865 New	4,865 $432,000
Q1 2020 Jun 02, 2020	SELL	$14.62 - $27.96 $158,261 - $302,667	-10,825 Closed	0 $0
Q4 2019 Feb 14, 2020	SELL	$22.2 - $29.7 $29,481 - $39,441	-1,328 Reduced 10.93%	10,825 $273,000
Q3 2019 Nov 14, 2019	SELL	$18.34 - $25.1 $9,316 - $12,750	-508 Reduced 4.01%	12,153 $287,000
Q2 2019 Aug 14, 2019	SELL	$16.99 - $21.13 $2,735 - $3,401	-161 Reduced 1.26%	12,661 $264,000
Q1 2019 May 15, 2019	BUY	$13.73 - $17.49 $14,787 - $18,836	1,077 Added 9.17%	12,822 $214,000
Q4 2018 Feb 14, 2019	BUY	$14.16 - $22.45 $166,309 - $263,675	11,745 New	11,745 $166,000

156

9.4M

3.34M

5.63M

Ticker RILY
Exchange NASDAQ
Sector Financial Services
Industry Financial Conglomerates
Shares Outstandng 28,290,500
Market Cap $139M
Description
B. Riley Financial, Inc., through its subsidiaries, provides investment banking and financial services to corporate, institutional, and high net worth clients in North America, Australia, and Europe. The company operates in six segments: Capital Markets, Wealth Management, Auction and Liquidation, Financial Consulting, Principal Investments?Comm...

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