Guggenheim Capital LLC Retail Opportunity Investments Corp Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

19 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2024 Aug 14, 2024	SELL	$11.96 - $12.81 $238,015 - $254,931	-19,901 Reduced 4.85%	390,231 $4.85 Million
Q1 2024 May 14, 2024	BUY	$12.33 - $14.2 $4.47 Million - $5.14 Million	362,287 Added 757.21%	410,132 $5.26 Million
Q4 2023 Feb 14, 2024	BUY	$11.08 - $14.29 $1,872 - $2,415	169 Added 0.35%	47,845 $671,000
Q3 2023 Nov 14, 2023	BUY	$12.35 - $15.05 $588,798 - $717,523	47,676 New	47,676 $590,000
Q2 2022 Aug 15, 2022	SELL	$15.21 - $19.75 $213,365 - $277,053	-14,028 Closed	0 $0
Q1 2022 May 16, 2022	BUY	$17.72 - $19.86 $248,576 - $278,596	14,028 New	14,028 $272,000
Q3 2020 Nov 13, 2020	SELL	$9.75 - $12.13 $735,676 - $915,257	-75,454 Closed	0 $0
Q2 2020 Aug 14, 2020	SELL	$7.0 - $13.6 $125,153 - $243,154	-17,879 Reduced 19.16%	75,454 $855,000
Q1 2020 Jun 02, 2020	SELL	$6.72 - $17.57 $2.35 Million - $6.15 Million	-350,136 Reduced 78.95%	93,333 $773,000
Q4 2019 Feb 14, 2020	BUY	$17.16 - $18.98 $4.55 Million - $5.03 Million	264,868 Added 148.3%	443,469 $7.83 Million
Q3 2019 Nov 14, 2019	SELL	$16.97 - $18.52 $273,454 - $298,431	-16,114 Reduced 8.28%	178,601 $3.26 Million
Q2 2019 Aug 14, 2019	SELL	$16.67 - $17.96 $4.46 Million - $4.8 Million	-267,503 Reduced 57.87%	194,715 $3.34 Million
Q1 2019 May 15, 2019	BUY	$15.55 - $17.97 $4.43 Million - $5.12 Million	284,738 Added 160.43%	462,218 $8.02 Million
Q4 2018 Feb 14, 2019	BUY	$15.46 - $18.65 $128,117 - $154,552	8,287 Added 4.9%	177,480 $2.82 Million
Q3 2018 Nov 14, 2018	BUY	$18.19 - $19.74 $1.06 Million - $1.15 Million	58,290 Added 52.56%	169,193 $3.16 Million
Q2 2018 Aug 14, 2018	SELL	$16.31 - $19.52 $3.33 Million - $3.99 Million	-204,466 Reduced 64.83%	110,903 $2.13 Million
Q1 2018 May 15, 2018	BUY	$16.62 - $20.03 $1.92 Million - $2.32 Million	115,640 Added 57.9%	315,369 $5.57 Million
Q4 2017 Feb 14, 2018	BUY	$17.98 - $20.01 $246,595 - $274,437	13,715 Added 7.37%	199,729 $3.99 Million
Q3 2017 Nov 14, 2017	BUY	$18.89 - $20.52 $3.51 Million - $3.82 Million	186,014	186,014 $3.54 Million

Others Institutions Holding ROIC

# of Institutions

241

Shares Held

115M

Call Options Held

952

Put Options Held

600

Black Rock Inc. New York, NY

23.2M
Shares

$404 Million
0.01% of portfolio
Vanguard Group Inc Valley Forge, PA

19.5M
Shares

$340 Million
0.01% of portfolio
Centersquare Investment Management LLC Plymouth Meeting, PA

9.51M
Shares

$166 Million
1.44% of portfolio
State Street Corp Boston, MA

7.31M
Shares

$127 Million
0.0% of portfolio
Federated Hermes, Inc. Pittsburgh, PA

4.69M
Shares

$81.7 Million
0.17% of portfolio

View Full List

About RETAIL OPPORTUNITY INVESTMENTS CORP

Ticker ROIC
Exchange NASDAQ
Sector Real Estate
Industry REIT—Retail
Shares Outstandng 124,542,000
Market Cap $2.17B
Description
Retail Opportunity Investments Corp. (NASDAQ: ROIC), is a fully-integrated, self-managed real estate investment trust (REIT) that specializes in the acquisition, ownership and management of grocery-anchored shopping centers located in densely populated, metropolitan markets across the West Coast. As of September 30, 2020, ROIC owned 88 shopping ...

More about ROIC

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