Guggenheim Capital LLC Suro Capital Corp. Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2023 Feb 14, 2024	SELL	$3.51 - $4.32 $2,214 - $2,725	-631 Reduced 5.69%	10,458 $41,000
Q3 2023 Nov 14, 2023	SELL	$3.19 - $4.31 $41,702 - $56,344	-13,073 Reduced 54.11%	11,089 $40,000
Q2 2023 Aug 11, 2023	SELL	$3.19 - $3.93 $1,110 - $1,367	-348 Reduced 1.42%	24,162 $77,000
Q1 2023 May 10, 2023	SELL	$2.93 - $4.64 $395 - $626	-135 Reduced 0.55%	24,510 $88,000
Q4 2022 Feb 14, 2023	SELL	$3.67 - $4.38 $1,534 - $1,830	-418 Reduced 1.67%	24,645 $93,000
Q3 2022 Nov 14, 2022	SELL	$3.87 - $24.8 $4,005 - $25,668	-1,035 Reduced 3.97%	25,063 $97,000
Q2 2022 Aug 15, 2022	BUY	$6.33 - $8.94 $9,931 - $14,026	1,569 Added 6.4%	26,098 $167,000
Q1 2022 May 16, 2022	BUY	$8.27 - $13.36 $22,924 - $37,033	2,772 Added 12.74%	24,529 $212,000
Q4 2021 Feb 14, 2022	BUY	$11.41 - $15.6 $36,991 - $50,575	3,242 Added 17.51%	21,757 $282,000
Q3 2021 Nov 15, 2021	BUY	$12.19 - $16.25 $73,469 - $97,938	6,027 Added 48.26%	18,515 $239,000
Q2 2021 Aug 13, 2021	BUY	$13.07 - $15.52 $29,590 - $35,137	2,264 Added 22.14%	12,488 $168,000
Q1 2021 May 13, 2021	BUY	$12.33 - $15.43 $126,061 - $157,756	10,224 New	10,224 $139,000

Others Institutions Holding SSSS

# of Institutions

50

Shares Held

4.47M

Call Options Held

10.6K

Put Options Held

57.6K

Thomas J. Herzfeld Advisors, Inc. Miami Beach, FL

1.09M
Shares

$6.6 Million
1.46% of portfolio
Gabelli Funds LLC Rye, NY

953K
Shares

$5.77 Million
0.03% of portfolio
Needham Investment Management LLC New York, NY

382K
Shares

$2.31 Million
0.13% of portfolio
Mgo One Seven LLC Beachwood, OH

284K
Shares

$1.72 Million
0.05% of portfolio
Deuterium Capital Management, LLC

265K
Shares

$1.61 Million
2.25% of portfolio

About SURO CAPITAL CORP.

Ticker SSSS
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Shares Outstandng 28,333,700
Market Cap $172M
Description
SuRo Capital Corp. is a business development company. The firm seeks to invest in growing, late stage, venture capital-backed private companies. SuRo Capital Corp. was founded in 2010 and is based in San Francisco, California.

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