Guggenheim Capital LLC Closed Holding Positions

Guggenheim Capital LLC

  • $14 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
NML
Neuberger Berman Mlp & Energy Income Fund Inc.

Financial Services
Q1 2022 Filed on May 16, 2022
58,613
$5.21 - $6.44 $305K - $377K
Nuance Communications Inc
Q1 2022 Filed on May 16, 2022
58,707
N/A
Pretium Res Inc
Q1 2022 Filed on May 16, 2022
147,242
N/A
RDS-A
Shell PLC

Energy
Q1 2022 Filed on May 16, 2022
31,623
$44.64 - $55.71 $1.41M - $1.76M
SMM
Salient Midstream & Mlp Fund

Financial Services
Q1 2022 Filed on May 16, 2022
53,642
$6.7 - $8.24 $359K - $442K
Sterling Bancorp Del
Q1 2022 Filed on May 16, 2022
43,742
N/A
Teekay Lng Partners L P
Q1 2022 Filed on May 16, 2022
60,215
N/A
TPZ
Tortoise Power & Energy Infrastructure Fund Inc

Financial Services
Q1 2022 Filed on May 16, 2022
33,341
$13.28 - $14.74 $443K - $491K
IHY
Vaneck ETF Tr International Hi

ETFs
Q1 2022 Filed on May 16, 2022
10,766
$21.37 - $23.98 $230K - $258K
WBK
Westpac Banking Corporation

Financial Services
Q1 2022 Filed on May 16, 2022
28,715
N/A
WRLD
World Acceptance Corp

Financial Services
Q1 2022 Filed on May 16, 2022
995
$163.7 - $229.32 $163K - $228K
Xilinx Inc
Q1 2022 Filed on May 16, 2022
101,305
N/A
Zogenix Inc
Q1 2022 Filed on May 16, 2022
44,481
N/A
OSTK
Overstock.Com, Inc

Consumer Cyclical
Q1 2022 Filed on May 16, 2022
3,549
$36.45 - $59.95 $129K - $213K
SNBR
Sleep Number Corp

Consumer Cyclical
Q1 2022 Filed on May 16, 2022
2,816
$50.71 - $79.53 $143K - $224K
BSMX
Banco Santander Mexico S.A., Institucion De Banca Multiple, Grupo Financiero Santander Mexico

Financial Services
Q1 2022 Filed on May 16, 2022
22,629
$5.0 - $5.8 $113K - $131K
Kirkland Lake Gold LTD
Q1 2022 Filed on May 16, 2022
80,280
N/A
RDWR
Radware LTD

Technology
Q1 2022 Filed on May 16, 2022
66,158
$29.77 - $38.91 $1.97M - $2.57M
Corepoint Lodging Inc
Q1 2022 Filed on May 16, 2022
44,213
N/A
GGN
Gamco Global Gold, Natural Resources & Income Trust

Financial Services
Q1 2022 Filed on May 16, 2022
11,899
$3.64 - $4.07 $43.3K - $48.4K
EHTH
E Health, Inc.

Financial Services
Q1 2022 Filed on May 16, 2022
89,229
$9.79 - $27.44 $874K - $2.45M
MFD
Macquarie/First Trust Global Infrastr/Util Div & Inc Fund

Financial Services
Q1 2022 Filed on May 16, 2022
44,060
$9.28 - $10.15 $409K - $447K
NEAR
Blackrock Short Maturity Bond

ETFs
Q1 2022 Filed on May 16, 2022
17,722
$49.51 - $49.96 $877K - $885K
UI
Ubiquiti Inc.

Technology
Q1 2022 Filed on May 16, 2022
1,152
$234.07 - $303.98 $270K - $350K
Apollo Global Mgmt Inc
Q1 2022 Filed on May 16, 2022
22,135
N/A
Arena Pharmaceuticals Inc
Q1 2022 Filed on May 16, 2022
49,194
N/A
FVRR
Fiverr International Ltd.

Communication Services
Q1 2022 Filed on May 16, 2022
1,794
$58.34 - $109.5 $105K - $196K
Sl Green Rlty Corp
Q1 2022 Filed on May 16, 2022
42,842
N/A
Colicity Inc
Q1 2022 Filed on May 16, 2022
3,732
N/A
Rxr Acquisition Corp
Q1 2022 Filed on May 16, 2022
19,867
N/A
JYNT
Joint Corp

Healthcare
Q1 2022 Filed on May 16, 2022
3,658
$30.01 - $65.12 $110K - $238K
XPEV
Xpeng Inc.

Consumer Cyclical
Q1 2022 Filed on May 16, 2022
10,557
$19.75 - $50.27 $209K - $531K
Blue Whale Acquisition Corp
Q1 2022 Filed on May 16, 2022
1,112
N/A
State Auto Finl Corp
Q1 2022 Filed on May 16, 2022
10,415
N/A
GOCO
Go Health, Inc.

Financial Services
Q1 2022 Filed on May 16, 2022
1,117,994
$1.07 - $4.11 $1.2M - $4.59M
MTTR
Matterport, Inc.

Technology
Q1 2022 Filed on May 16, 2022
422,900
$6.18 - $19.61 $2.61M - $8.29M
Matterport Inc
Q1 2022 Filed on May 16, 2022
714,361
N/A
NRIX
Nurix Therapeutics, Inc.

Healthcare
Q1 2022 Filed on May 16, 2022
8,630
$12.94 - $29.65 $112K - $256K
Greensky Inc
Q1 2022 Filed on May 16, 2022
105,835
N/A
WAVCU
Waverley Cap Acq Corp 1 Unit 1
Q1 2022 Filed on May 16, 2022
5,260
N/A
Oasis Midstream Partners LP
Q1 2022 Filed on May 16, 2022
11,958
N/A
FUND
Sprott Focus Trust Inc.

Financial Services
Q1 2022 Filed on May 16, 2022
17,084
$8.11 - $9.11 $139K - $156K
JEQ
Aberdeen Japan Equity Fund, Inc.

Financial Services
Q1 2022 Filed on May 16, 2022
13,082
$6.66 - $8.26 $87.1K - $108K
AFRM
Affirm Holdings, Inc.

Technology
Q1 2022 Filed on May 16, 2022
5,797
$26.22 - $95.21 $152K - $552K
Pae Inc
Q1 2022 Filed on May 16, 2022
139,221
N/A
Casper Sleep Inc
Q1 2022 Filed on May 16, 2022
101,994
N/A
Acropolis Infrastructure Acq
Q1 2022 Filed on May 16, 2022
5,057
N/A
Acceleron Pharma Inc
Q4 2021 Filed on Feb 14, 2022
20,052
N/A
ATHM
Autohome Inc.

Communication Services
Q4 2021 Filed on Feb 14, 2022
4,906
$26.13 - $51.03 $128K - $250K
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