Guggenheim Capital LLC Closed Holding Positions

Guggenheim Capital LLC

  • $14 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
FUTU
Futu Holdings LTD

Financial Services
Q4 2021 Filed on Feb 14, 2022
2,676
$37.34 - $90.5 $99.9K - $242K
AMRS
Amyris, Inc.

Basic Materials
Q4 2021 Filed on Feb 14, 2022
31,003
$5.0 - $14.85 $155K - $460K
Soliton Inc
Q4 2021 Filed on Feb 14, 2022
64,316
N/A
ZLAB
Zai Lab LTD

Healthcare
Q4 2021 Filed on Feb 14, 2022
21,071
$54.9 - $105.21 $1.16M - $2.22M
CPAAU
Conyers Park Iii Acquisition C

Financial Services
Q4 2021 Filed on Feb 14, 2022
3,465,000
N/A
Kadmon Hldgs Inc
Q4 2021 Filed on Feb 14, 2022
75,210
N/A
BLFS
Biolife Solutions Inc

Healthcare
Q4 2021 Filed on Feb 14, 2022
6,628
$32.99 - $58.55 $219K - $388K
Afternext Healthtech Acquisi
Q4 2021 Filed on Feb 14, 2022
3,725,000
N/A
Exone CO
Q4 2021 Filed on Feb 14, 2022
28,781
N/A
SRRK
Scholar Rock Holding Corp

Healthcare
Q4 2021 Filed on Feb 14, 2022
6,199
$24.14 - $35.18 $150K - $218K
Cai International Inc
Q4 2021 Filed on Feb 14, 2022
23,986
N/A
EGHT
8 X8 Inc

Technology
Q3 2021 Filed on Nov 15, 2021
7,589
$23.07 - $27.82 $175K - $211K
Alexion Pharmaceuticals Inc
Q3 2021 Filed on Nov 15, 2021
227,415
N/A
Boston Private Finl Hldgs In
Q3 2021 Filed on Nov 15, 2021
100,656
N/A
CEVA
Ceva Inc

Technology
Q3 2021 Filed on Nov 15, 2021
5,737
$41.97 - $50.78 $241K - $291K
CDXS
Codexis, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
18,057
$19.65 - $27.99 $355K - $505K
Core Mark Hldg CO Inc
Q3 2021 Filed on Nov 15, 2021
77,607
N/A
Eaton Vance New York Mun Inc
Q3 2021 Filed on Nov 15, 2021
105,864
N/A
EBIX
Ebix Inc

Technology
Q3 2021 Filed on Nov 15, 2021
6,830
$26.7 - $33.47 $182K - $229K
EPC
Edgewell Personal Care CO

Consumer Defensive
Q3 2021 Filed on Nov 15, 2021
13,606
$35.3 - $44.96 $480K - $612K
FFBC
First Financial Bancorp

Financial Services
Q3 2021 Filed on Nov 15, 2021
21,791
$21.48 - $24.06 $468K - $524K
General Electric CO
Q3 2021 Filed on Nov 15, 2021
466,469
N/A
GLP
Global Partners LP

Energy
Q3 2021 Filed on Nov 15, 2021
10,780
$19.79 - $27.14 $213K - $293K
Grace W R & CO Del New
Q3 2021 Filed on Nov 15, 2021
39,799
N/A
IGT
International Game Technology PLC

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
25,573
$17.42 - $26.76 $445K - $684K
Ivy High Income Opportunitie
Q3 2021 Filed on Nov 15, 2021
339,951
N/A
Knoll Inc
Q3 2021 Filed on Nov 15, 2021
43,294
N/A
L Brands Inc
Q3 2021 Filed on Nov 15, 2021
37,246
N/A
LMNX
Luminex Corporation

Healthcare
Q3 2021 Filed on Nov 15, 2021
48,642
N/A
MCS
Marcus Corp

Communication Services
Q3 2021 Filed on Nov 15, 2021
17,529
$14.55 - $21.27 $255K - $373K
MRTN
Marten Transport LTD

Industrials
Q3 2021 Filed on Nov 15, 2021
10,253
$14.87 - $16.81 $152K - $172K
Maxim Integrated Prods Inc
Q3 2021 Filed on Nov 15, 2021
114,307
N/A
NFBK
Northfield Bancorp, Inc.

Financial Services
Q3 2021 Filed on Nov 15, 2021
26,813
$15.61 - $17.37 $419K - $466K
Orbcomm Inc
Q3 2021 Filed on Nov 15, 2021
15,936
N/A
Pimco Income Opportunity Fd
Q3 2021 Filed on Nov 15, 2021
15,215
N/A
Pra Health Sciences Inc
Q3 2021 Filed on Nov 15, 2021
44,347
N/A
Proofpoint Inc
Q3 2021 Filed on Nov 15, 2021
53,000
N/A
PFS
Provident Financial Services Inc

Financial Services
Q3 2021 Filed on Nov 15, 2021
20,710
$21.0 - $23.76 $435K - $492K
Qts Rlty Tr Inc
Q3 2021 Filed on Nov 15, 2021
59,086
N/A
KWR
Quaker Chemical Corp

Basic Materials
Q3 2021 Filed on Nov 15, 2021
1,222
$224.42 - $262.19 $274K - $320K
QNST
Quinstreet, Inc

Communication Services
Q3 2021 Filed on Nov 15, 2021
10,854
$16.13 - $19.06 $175K - $207K
SBGI
Sinclair Broadcast Group Inc

Communication Services
Q3 2021 Filed on Nov 15, 2021
9,311
$26.67 - $32.85 $248K - $306K
SHIIY
Sinopec Shanghai Ads (1 Oo Clh)
Q3 2021 Filed on Nov 15, 2021
12,172
N/A
SCS
Steelcase Inc

Industrials
Q3 2021 Filed on Nov 15, 2021
48,974
$12.55 - $15.19 $615K - $744K
Sykes Enterprises Inc
Q3 2021 Filed on Nov 15, 2021
12,682
N/A
TRU
Trans Union

Industrials
Q3 2021 Filed on Nov 15, 2021
13,991
$110.43 - $124.72 $1.55M - $1.74M
Trinseo S A
Q3 2021 Filed on Nov 15, 2021
5,193
N/A
USCR
U.S. Concrete, Inc.

Basic Materials
Q3 2021 Filed on Nov 15, 2021
16,237
N/A
UIHC
United Insurance Holdings Corp.

Financial Services
Q3 2021 Filed on Nov 15, 2021
97,114
$2.8 - $5.75 $272K - $558K
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