|
Q4 2017
Filed on Feb 14, 2018
|
7,000
|
N/A
|
|
|
Q4 2017
Filed on Feb 14, 2018
|
500
|
N/A
|
|
United States Natl Gas Fund
|
Q4 2017
Filed on Feb 14, 2018
|
1,700
|
N/A
|
|
|
Q4 2017
Filed on Feb 14, 2018
|
300
|
N/A
|
|
Alpine Total Dynamic Divid F
|
Q3 2017
Filed on Nov 14, 2017
|
19,782
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
13,000
|
N/A
|
|
Apollo Coml Real Est Fin Inc
|
Q3 2017
Filed on Nov 14, 2017
|
14,000
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
44,000
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
4,000
|
$5.71 - $6.9
$22.8K - $27.6K
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
11,678
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
44,168
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
100,160
|
$8.13 - $9.34
$814K - $935K
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
250,000
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
11,712
|
$21.29 - $21.6
$249K - $253K
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
11,986
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
225,000
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
24,000
|
N/A
|
|
Blackrock Capital Investment
|
Q3 2017
Filed on Nov 14, 2017
|
13,000
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
12,000
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
3,968
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
11,310
|
$12.59 - $14.23
$142K - $161K
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
99,166
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
49,490
|
N/A
|
|
Claymore Exchange Trd Fd Tr
|
Q3 2017
Filed on Nov 14, 2017
|
104,121
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
19,092
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
8,292
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
86,000
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
14,573
|
$11.15 - $11.86
$162K - $173K
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
41,913
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
559,296
|
N/A
|
|
Du Pont E I De Nemours & CO
|
Q3 2017
Filed on Nov 14, 2017
|
313,427
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
35,341
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
85,437
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
12,393
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
40,685
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
113,000
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
5,900
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
173,890
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
12,000
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
52,601
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
61,000
|
N/A
|
|
Invivo Therapeutics Hldgs CO
|
Q3 2017
Filed on Nov 14, 2017
|
21,125
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
2,100
|
$3.55 - $5.75
$7.46K - $12.1K
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
101,252
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
8,233
|
N/A
|
|
Ladenburg Thalman Fin Svcs I
|
Q3 2017
Filed on Nov 14, 2017
|
23,738
|
N/A
|
|
Liberty Media Corp Delaware
|
Q3 2017
Filed on Nov 14, 2017
|
61,000
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
25,249
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
67,000
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
3,650
|
N/A
|
|