Kennedy Capital Management, Inc. B. Riley Financial, Inc. Transaction History

Kennedy Capital Management, Inc.

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2023 Nov 14, 2023	BUY	$39.99 - $59.13 $2.89 Million - $4.27 Million	72,247 Added 152.47%	119,632 $4.9 Million
Q2 2023 Aug 14, 2023	SELL	$25.27 - $46.62 $898,474 - $1.66 Million	-35,555 Reduced 42.87%	47,385 $2.18 Million
Q1 2023 May 15, 2023	BUY	$26.96 - $46.57 $785,964 - $1.36 Million	29,153 Added 54.2%	82,940 $2.35 Million
Q4 2022 Feb 14, 2023	BUY	$31.88 - $46.84 $851,610 - $1.25 Million	26,713 Added 98.67%	53,787 $1.84 Million
Q3 2022 Nov 14, 2022	SELL	$24.81 - $53.9 $1,265 - $2,748	-51 Reduced 0.19%	27,074 $1.21 Million
Q2 2022 Aug 10, 2022	SELL	$42.25 - $70.05 $10,985 - $18,213	-260 Reduced 0.95%	27,125 $1.15 Million
Q1 2022 May 16, 2022	SELL	$55.73 - $87.27 $236,573 - $370,461	-4,245 Reduced 13.42%	27,385 $1.92 Million
Q4 2021 Feb 14, 2022	SELL	$58.94 - $89.05 $189,609 - $286,473	-3,217 Reduced 9.23%	31,630 $2.81 Million
Q3 2021 Nov 15, 2021	SELL	$56.49 - $77.51 $3.81 Million - $5.23 Million	-67,429 Reduced 65.93%	34,847 $2.06 Million
Q2 2021 Aug 16, 2021	SELL	$56.91 - $76.5 $3.46 Million - $4.65 Million	-60,782 Reduced 37.28%	102,276 $7.72 Million
Q1 2021 May 14, 2021	BUY	$43.34 - $66.25 $7.07 Million - $10.8 Million	163,058 New	163,058 $9.19 Million

156

9.4M

3.34M

5.63M

Ticker RILY
Exchange NASDAQ
Sector Financial Services
Industry Financial Conglomerates
Shares Outstandng 28,290,500
Market Cap $137M
Description
B. Riley Financial, Inc., through its subsidiaries, provides investment banking and financial services to corporate, institutional, and high net worth clients in North America, Australia, and Europe. The company operates in six segments: Capital Markets, Wealth Management, Auction and Liquidation, Financial Consulting, Principal Investments?Comm...

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