Klingman & Associates, LLC First Trust Senior Floating Rate Income Fund Ii Transaction History

Klingman & Associates, LLC

$1.62 Billion
Q4 2024

Shares

6 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2018 Jan 28, 2019	SELL	$10.96 - $12.66 $792,583 - $915,520	-72,316 Closed	0 $0
Q3 2018 Oct 26, 2018	SELL	$12.58 - $12.91 $335,684 - $344,490	-26,684 Reduced 26.95%	72,316 $920,000
Q2 2018 Aug 02, 2018	SELL	$12.8 - $13.35 $41,600 - $43,387	-3,250 Reduced 3.18%	99,000 $1.27 Million
Q1 2018 Apr 25, 2018	SELL	$12.74 - $13.23 $54,145 - $56,227	-4,250 Reduced 3.99%	102,250 $1.35 Million
Q4 2017 Feb 02, 2018	SELL	$12.72 - $13.43 $47,789 - $50,456	-3,757 Reduced 3.41%	106,500 $1.37 Million
Q3 2017 Oct 24, 2017	BUY	$13.17 - $13.5 $1.45 Million - $1.49 Million	110,257	110,257 $1.49 Million

Others Institutions Holding FCT

# of Institutions

71

Shares Held

11M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.67M
Shares

$17.3 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

884K
Shares

$9.17 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

737K
Shares

$7.64 Million
0.17% of portfolio
Bank Of America Corp Charlotte, NC

724K
Shares

$7.51 Million
0.0% of portfolio
Edgemoor Investment Advisors, Inc.

704K
Shares

$7.3 Million
0.64% of portfolio

About FIRST TRUST SENIOR FLOATING RATE INCOME FUND II

Ticker FCT
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
First Trust Senior Floating Rate Income Fund II is a closed-ended fixed income mutual fund launched and managed by First Trust Advisors L.P. The fund invests in the fixed income markets of the United States. It seeks to invest in a portfolio of senior secured floating rate corporate loans. The fund benchmarks the performance of its portfolio aga...

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