Lpl Financial LLC First Trust Small Cap Transaction History

Lpl Financial LLC

$320 Billion
Q3 2025

A detailed history of Lpl Financial LLC transactions in First Trust Small Cap stock. As of the latest transaction made, Lpl Financial LLC holds 211,161 shares of FYT stock, worth $11.5 Million. This represents 0.0% of its overall portfolio holdings.

Number of Shares

211,161

Previous 196,208 7.62%

Holding current value

$11.5 Million

Previous $9.89 Million 19.27%

% of portfolio

0.0%

Previous 0.0%

34 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2025 Nov 12, 2025	BUY	$50.45 - $57.45 $754,378 - $859,049	14,953 Added 7.62%	211,161 $11.8 Million
Q2 2025 Aug 12, 2025	SELL	$42.78 - $50.73 $1.05 Million - $1.24 Million	-24,521 Reduced 11.11%	196,208 $9.89 Million
Q1 2025 May 07, 2025	SELL	$48.74 - $56.7 $390,797 - $454,620	-8,018 Reduced 3.51%	220,729 $11 Million
Q4 2024 Feb 11, 2025	SELL	$53.73 - $60.73 $426,025 - $481,528	-7,929 Reduced 3.35%	228,747 $12.6 Million
Q3 2024 Nov 08, 2024	SELL	$50.68 - $58.56 $1.47 Million - $1.7 Million	-28,979 Reduced 10.91%	236,676 $13.1 Million

Q2 2024 Aug 07, 2024	BUY	$50.17 - $54.13 $242,220 - $261,339	4,828 Added 1.85%	265,655 $13.7 Million
Q1 2024 May 10, 2024	BUY	$50.93 - $54.33 $638,814 - $681,461	12,543 Added 5.05%	260,827 $14.2 Million
Q4 2023 Feb 14, 2024	SELL	$44.09 - $55.35 $343,240 - $430,899	-7,785 Reduced 3.04%	248,284 $13.5 Million
Q3 2023 Nov 13, 2023	SELL	$45.09 - $50.88 $1.63 Million - $1.84 Million	-36,079 Reduced 12.35%	256,069 $12 Million
Q2 2023 Jul 31, 2023	SELL	$41.77 - $47.05 $2.01 Million - $2.26 Million	-48,124 Reduced 14.14%	292,148 $13.5 Million
Q1 2023 May 10, 2023	BUY	$43.46 - $52.95 $2.59 Million - $3.16 Million	59,708 Added 21.28%	340,272 $15.5 Million
Q4 2022 Feb 07, 2023	BUY	$41.5 - $48.07 $106,447 - $123,299	2,565 Added 0.92%	280,564 $12.6 Million
Q3 2022 Nov 14, 2022	SELL	$40.51 - $51.22 $589,582 - $745,455	-14,554 Reduced 4.97%	277,999 $11.3 Million
Q2 2022 Aug 12, 2022	SELL	$42.85 - $51.39 $5.01 Million - $6.01 Million	-116,915 Reduced 28.55%	292,553 $12.9 Million
Q1 2022 May 16, 2022	BUY	$49.58 - $54.42 $1.84 Million - $2.02 Million	37,068 Added 9.95%	409,468 $20.9 Million
Q4 2021 Feb 14, 2022	BUY	$49.77 - $54.19 $1.35 Million - $1.47 Million	27,182 Added 7.87%	372,400 $19.8 Million
Q3 2021 Nov 15, 2021	SELL	$47.75 - $51.52 $7.48 Million - $8.07 Million	-156,700 Reduced 31.22%	345,218 $17.2 Million
Q2 2021 Aug 13, 2021	BUY	$49.99 - $53.68 $8.9 Million - $9.56 Million	178,036 Added 54.97%	501,918 $25.6 Million
Q1 2021 May 14, 2021	BUY	$40.97 - $52.99 $6.23 Million - $8.06 Million	152,017 Added 88.45%	323,882 $16.3 Million
Q4 2020 Feb 12, 2021	BUY	$31.27 - $41.86 $2.43 Million - $3.25 Million	77,752 Added 82.62%	171,865 $7.15 Million
Q3 2020 Nov 09, 2020	SELL	$28.49 - $34.08 $180,370 - $215,760	-6,331 Reduced 6.3%	94,113 $2.9 Million
Q2 2020 Aug 13, 2020	BUY	$20.06 - $37.91 $407,298 - $769,724	20,304 Added 25.34%	100,444 $3.03 Million
Q1 2020 May 14, 2020	SELL	$19.4 - $38.05 $433,395 - $850,036	-22,340 Reduced 21.8%	80,140 $1.77 Million
Q4 2019 Feb 14, 2020	BUY	$33.08 - $38.33 $143,170 - $165,892	4,328 Added 4.41%	102,480 $3.93 Million
Q3 2019 Nov 13, 2019	SELL	$31.01 - $36.08 $26,947 - $31,353	-869 Reduced 0.88%	98,152 $3.4 Million
Q2 2019 Aug 09, 2019	SELL	$32.09 - $36.87 $47,461 - $54,530	-1,479 Reduced 1.47%	99,021 $3.42 Million
Q1 2019 May 08, 2019	BUY	$31.17 - $37.05 $21,382 - $25,416	686 Added 0.69%	100,500 $3.53 Million
Q4 2018 Feb 07, 2019	SELL	$29.75 - $38.38 $59,083 - $76,222	-1,986 Reduced 1.95%	99,814 $3.09 Million
Q3 2018 Nov 14, 2018	BUY	$38.48 - $40.19 $397,075 - $414,720	10,319 Added 11.28%	101,800 $3.94 Million
Q2 2018 Aug 14, 2018	SELL	$34.57 - $39.33 $1.38 Million - $1.57 Million	-40,016 Reduced 30.43%	91,481 $3.52 Million
Q1 2018 May 15, 2018	BUY	$34.56 - $38.45 $1.56 Million - $1.74 Million	45,270 Added 52.5%	131,497 $4.66 Million
Q4 2017 Feb 14, 2018	SELL	$34.55 - $37.21 $112,771 - $121,453	-3,264 Reduced 3.65%	86,227 $3.18 Million
Q3 2017 Nov 14, 2017	SELL	$35.04 - $35.65 $234,873 - $238,961	-6,703 Reduced 6.97%	89,491 $3.19 Million
Q2 2017 Aug 14, 2017	BUY	N/A	96,194	96,194 $3.27 Million

Others Institutions Holding FYT

# of Institutions

Shares Held

2.15M

Call Options Held

Put Options Held

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Lpl Financial LLC First Trust Small Cap Transaction History