Lpl Financial LLC Nuveen Esg Mid Cap Growth ETF Transaction History

Lpl Financial LLC

$320 Billion
Q3 2025

A detailed history of Lpl Financial LLC transactions in Nuveen Esg Mid Cap Growth ETF stock. As of the latest transaction made, Lpl Financial LLC holds 569,110 shares of NUMG stock, worth $26.6 Million. This represents 0.01% of its overall portfolio holdings.

Number of Shares

569,110

Previous 472,802 20.37%

Holding current value

$26.6 Million

Previous $22.9 Million 20.94%

% of portfolio

0.01%

Previous 0.01%

29 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2025 Nov 12, 2025	BUY	$46.67 - $49.54 $4.49 Million - $4.77 Million	96,308 Added 20.37%	569,110 $27.7 Million
Q2 2025 Aug 12, 2025	BUY	$37.77 - $48.45 $1.58 Million - $2.03 Million	41,898 Added 9.72%	472,802 $22.9 Million
Q1 2025 May 07, 2025	BUY	$41.78 - $50.35 $43,743 - $52,716	1,047 Added 0.24%	430,904 $18.5 Million
Q4 2024 Feb 11, 2025	BUY	$44.28 - $51.47 $421,634 - $490,097	9,522 Added 2.27%	429,857 $20.4 Million
Q3 2024 Nov 08, 2024	BUY	$39.43 - $44.82 $164,068 - $186,496	4,161 Added 1.0%	420,335 $18.8 Million

Q2 2024 Aug 07, 2024	BUY	$40.6 - $44.23 $1.98 Million - $2.16 Million	48,859 Added 13.3%	416,174 $17.4 Million
Q1 2024 May 10, 2024	BUY	$40.49 - $44.69 $259,581 - $286,507	6,411 Added 1.78%	367,315 $16.3 Million
Q4 2023 Feb 14, 2024	SELL	$33.95 - $42.66 $214,088 - $269,013	-6,306 Reduced 1.72%	360,904 $15.3 Million
Q3 2023 Nov 13, 2023	BUY	$36.1 - $40.81 $423,597 - $478,864	11,734 Added 3.3%	367,210 $13.5 Million
Q2 2023 Jul 31, 2023	BUY	$35.66 - $39.03 $1.16 Million - $1.27 Million	32,451 Added 10.05%	355,476 $13.9 Million
Q1 2023 May 10, 2023	BUY	$34.99 - $40.17 $1.12 Million - $1.29 Million	32,022 Added 11.0%	323,025 $12.3 Million
Q4 2022 Feb 07, 2023	BUY	$32.21 - $37.17 $1.21 Million - $1.4 Million	37,623 Added 14.85%	291,003 $10.2 Million
Q3 2022 Nov 14, 2022	BUY	$32.97 - $40.71 $818,579 - $1.01 Million	24,828 Added 10.86%	253,380 $8.35 Million
Q2 2022 Aug 12, 2022	SELL	$32.84 - $44.35 $1.24 Million - $1.67 Million	-37,658 Reduced 14.15%	228,552 $7.85 Million
Q1 2022 May 16, 2022	BUY	$39.39 - $48.67 $1.48 Million - $1.83 Million	37,603 Added 16.45%	266,210 $11.7 Million
Q4 2021 Feb 14, 2022	BUY	$46.99 - $59.46 $1.21 Million - $1.53 Million	25,690 Added 12.66%	228,607 $11.2 Million
Q3 2021 Nov 15, 2021	BUY	$53.4 - $58.36 $2.4 Million - $2.62 Million	44,923 Added 28.43%	202,917 $11 Million
Q2 2021 Aug 13, 2021	BUY	$48.49 - $54.95 $478,547 - $542,301	9,869 Added 6.66%	157,994 $8.64 Million
Q1 2021 May 14, 2021	BUY	$47.09 - $53.2 $3.59 Million - $4.06 Million	76,245 Added 106.07%	148,125 $7.42 Million
Q4 2020 Feb 12, 2021	BUY	$42.71 - $50.11 $170,711 - $200,289	3,997 Added 5.89%	71,880 $3.56 Million
Q3 2020 Nov 09, 2020	BUY	$39.28 - $44.28 $136,458 - $153,828	3,474 Added 5.39%	67,883 $2.87 Million
Q2 2020 Aug 13, 2020	BUY	$28.09 - $39.43 $352,360 - $494,609	12,544 Added 24.19%	64,409 $2.51 Million
Q1 2020 May 14, 2020	BUY	$24.98 - $37.51 $152,527 - $229,036	6,106 Added 13.34%	51,865 $1.52 Million
Q4 2019 Feb 14, 2020	BUY	$31.62 - $35.49 $202,526 - $227,313	6,405 Added 16.28%	45,759 $1.61 Million
Q3 2019 Nov 13, 2019	BUY	$32.43 - $33.43 $502,275 - $517,763	15,488 Added 64.9%	39,354 $1.29 Million
Q2 2019 Aug 09, 2019	BUY	N/A	16,523 Added 225.02%	23,866 $802,000
Q1 2019 May 08, 2019	BUY	N/A	7,343 New	7,343 $230,000
Q4 2018 Feb 07, 2019	SELL	N/A	-6,471 Closed	0 $0
Q3 2018 Nov 14, 2018	BUY	N/A	6,471 New	6,471 $222,000

Others Institutions Holding NUMG

# of Institutions

145

Shares Held

7.7M

Call Options Held

Put Options Held

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About NUVEEN ESG MID-CAP GROWTH ETF

Ticker NUMG
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Lpl Financial LLC Nuveen Esg Mid Cap Growth ETF Transaction History