Lpl Financial LLC Rivernorth Opportunities Fund, Inc. Transaction History

Lpl Financial LLC

$320 Billion
Q3 2025

A detailed history of Lpl Financial LLC transactions in Rivernorth Opportunities Fund, Inc. stock. As of the latest transaction made, Lpl Financial LLC holds 516,130 shares of RIV stock, worth $5.95 Million. This represents 0.0% of its overall portfolio holdings.

Number of Shares

516,130

Previous 446,832 15.51%

Holding current value

$5.95 Million

Previous $5.48 Million 12.78%

% of portfolio

0.0%

Previous 0.0%

19 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2025 Nov 12, 2025	BUY	$11.93 - $12.5 $826,725 - $866,225	69,298 Added 15.51%	516,130 $6.18 Million
Q2 2025 Aug 12, 2025	BUY	$10.42 - $12.26 $212,995 - $250,606	20,441 Added 4.79%	446,832 $5.48 Million
Q1 2025 May 07, 2025	BUY	$11.64 - $12.49 $229,808 - $246,590	19,743 Added 4.86%	426,391 $5.03 Million
Q4 2024 Feb 11, 2025	BUY	$11.48 - $12.95 $921,683 - $1.04 Million	80,286 Added 24.6%	406,648 $4.67 Million
Q3 2024 Nov 08, 2024	BUY	$11.81 - $12.92 $325,483 - $356,075	27,560 Added 9.22%	326,362 $4.22 Million

Q2 2024 Aug 07, 2024	BUY	$11.26 - $12.32 $1.94 Million - $2.13 Million	172,521 Added 136.62%	298,802 $3.66 Million
Q1 2024 May 10, 2024	BUY	$10.97 - $12.09 $281,896 - $310,676	25,697 Added 25.55%	126,281 $1.52 Million
Q4 2023 Feb 14, 2024	BUY	$9.67 - $11.25 $185,054 - $215,291	19,137 Added 23.5%	100,584 $1.11 Million
Q3 2023 Nov 13, 2023	BUY	$10.51 - $11.51 $203,967 - $223,374	19,407 Added 31.28%	81,447 $856,000
Q2 2023 Jul 31, 2023	BUY	$10.89 - $11.6 $442,395 - $471,238	40,624 Added 189.69%	62,040 $709,000
Q1 2023 May 10, 2023	SELL	$10.92 - $12.55 $187,409 - $215,383	-17,162 Reduced 44.49%	21,416 $243,000
Q4 2022 Feb 07, 2023	BUY	$11.74 - $13.29 $24,454 - $27,683	2,083 Added 5.71%	38,578 $473,000
Q3 2022 Nov 14, 2022	SELL	$11.85 - $25.11 $8,792 - $18,631	-742 Reduced 1.99%	36,495 $445,000
Q2 2022 Aug 12, 2022	BUY	$12.58 - $16.29 $1,283 - $1,661	102 Added 0.27%	37,237 $526,000
Q1 2022 May 16, 2022	SELL	$15.2 - $16.65 $818,246 - $896,302	-53,832 Reduced 59.18%	37,135 $593,000
Q4 2021 Feb 14, 2022	BUY	$15.76 - $17.65 $1.07 Million - $1.2 Million	67,895 Added 294.27%	90,967 $1.45 Million
Q3 2021 Nov 15, 2021	BUY	$16.9 - $18.74 $389,916 - $432,369	23,072 New	23,072 $392,000
Q1 2018 May 15, 2018	SELL	$19.87 - $20.81 $544,716 - $570,485	-27,414 Closed	0 $0
Q4 2017 Feb 14, 2018	BUY	$19.05 - $20.51 $522,236 - $562,261	27,414	27,414 $549,000

Others Institutions Holding RIV

# of Institutions

Shares Held

6.07M

Call Options Held

Put Options Held

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About RIVERNORTH OPPORTUNITIES FUND, INC.

Ticker RIV
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
RiverNorth Opportunities Fund, Inc. was founded in 2015 and is headquartered in Chicago, Illinois.

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Lpl Financial LLC Rivernorth Opportunities Fund, Inc. Transaction History