Mml Investors Services, LLC Clough Global Opportunities Fund Transaction History

Mml Investors Services, LLC

$27.4 Billion
Q3 2024

Shares

10 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2022 May 13, 2022	SELL	$8.86 - $11.01 $88,600 - $110,100	-10,000 Closed	0 $0
Q4 2021 Feb 14, 2022	SELL	$10.64 - $13.08 $44,922 - $55,223	-4,222 Reduced 29.69%	10,000 $106,000
Q3 2021 Nov 15, 2021	BUY	$12.06 - $13.14 $171,517 - $186,877	14,222 New	14,222 $173,000
Q2 2020 Aug 14, 2020	SELL	$6.57 - $8.93 $89,062 - $121,055	-13,556 Closed	0 $0
Q4 2019 Feb 11, 2020	SELL	$8.94 - $9.59 $714,797 - $766,768	-79,955 Reduced 85.5%	13,556 $128,000
Q3 2019 Nov 14, 2019	BUY	$9.14 - $9.57 $33,031 - $34,585	3,614 Added 4.02%	93,511 $855,000
Q2 2019 Aug 13, 2019	BUY	$9.23 - $9.89 $9,553 - $10,236	1,035 Added 1.16%	89,897 $841,000
Q1 2019 May 10, 2019	BUY	$8.37 - $9.8 $8,077 - $9,457	965 Added 1.1%	88,862 $858,000
Q4 2018 Feb 14, 2019	BUY	$7.65 - $10.9 $31,212 - $44,472	4,080 Added 4.87%	87,897 $723,000
Q3 2018 Nov 07, 2018	BUY	$10.84 - $11.38 $908,576 - $953,837	83,817 New	83,817 $909,000

Others Institutions Holding GLO

# of Institutions

66

Shares Held

16.5M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

5.22M
Shares

$27.1 Million
0.0% of portfolio
Sit Investment Associates Inc Minneapolis, MN

2.42M
Shares

$12.5 Million
0.29% of portfolio
Saba Capital Management, L.P. New York, NY

2.34M
Shares

$12.1 Million
0.27% of portfolio
Mangrove Partners New York, NY

1.33M
Shares

$6.89 Million
0.94% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

1.29M
Shares

$6.67 Million
0.39% of portfolio

About Clough Global Opportunities Fund

Ticker GLO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Clough Global Opportunities Fund is a closed ended balanced mutual fund launched and managed by Clough Capital Partners L.P. It invests in public equity and fixed income markets across the globe. The fund invests in securities of companies operating across diversified sectors. For its fixed income portion, the fund invests in both investment gra...

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