Mml Investors Services, LLC First Trust ETF Iii Riverfront Transaction History

Mml Investors Services, LLC

$29 Billion
Q4 2024

Shares

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2020 May 14, 2020	SELL	$39.7 - $60.55 $154,075 - $234,994	-3,881 Closed	0 $0
Q4 2019 Feb 11, 2020	SELL	$54.09 - $60.15 $100,012 - $111,217	-1,849 Reduced 32.27%	3,881 $233,000
Q3 2019 Nov 14, 2019	SELL	$52.61 - $57.45 $155,883 - $170,224	-2,963 Reduced 34.08%	5,730 $319,000
Q2 2019 Aug 13, 2019	SELL	$54.38 - $58.46 $222,522 - $239,218	-4,092 Reduced 32.01%	8,693 $493,000
Q1 2019 May 10, 2019	SELL	$50.68 - $57.25 $53,670 - $60,627	-1,059 Reduced 7.65%	12,785 $720,000
Q4 2018 Feb 14, 2019	SELL	$49.45 - $61.99 $56,620 - $70,978	-1,145 Reduced 7.64%	13,844 $709,000
Q3 2018 Nov 07, 2018	SELL	$59.55 - $63.16 $384,157 - $407,445	-6,451 Reduced 30.09%	14,989 $926,000
Q2 2018 Aug 13, 2018	SELL	$60.69 - $65.81 $226,434 - $245,537	-3,731 Reduced 14.82%	21,440 $1.31 Million
Q1 2018 May 11, 2018	BUY	$62.53 - $68.93 $296,392 - $326,728	4,740 Added 23.2%	25,171 $1.61 Million
Q4 2017 Feb 13, 2018	BUY	$62.66 - $64.45 $25,627 - $26,360	409 Added 2.04%	20,431 $1.31 Million
Q3 2017 Nov 14, 2017	BUY	$62.43 - $63.06 $1.25 Million - $1.26 Million	20,022	20,022 $1.26 Million

Others Institutions Holding RFDI

# of Institutions

45

Shares Held

1.76M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

380K
Shares

$25.1 Million
0.0% of portfolio
Gamma Investing LLC Foster City, CA

333K
Shares

$22 Million
0.03% of portfolio
River Front Investment Group, LLC Richmond, VA

245K
Shares

$16.2 Million
0.35% of portfolio
Per Stirling Capital Management, Llc. Austin, TX

125K
Shares

$8.23 Million
1.09% of portfolio
Envestnet Asset Management Inc

115K
Shares

$7.57 Million
0.0% of portfolio

About FIRST TRUST ETF III RIVERFRONT

Ticker RFDI
Sector ETFs
Industry ETFs

More about RFDI

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Mml Investors Services, LLC, based on Form 13F filings with the SEC.

News

Stay updated on Mml Investors Services, LLC with notifications on news.