Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

  • $27.4 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
BHF
Brighthouse Financial, Inc.

Financial Services
Q1 2018 Filed on May 11, 2018
5,630
$50.63 - $67.46 $285K - $380K
Powershares ETF Tr Ii
Q1 2018 Filed on May 11, 2018
4,511
N/A
FTS
Fortis Inc.

Utilities
Q1 2018 Filed on May 11, 2018
12,538
$31.83 - $36.39 $399K - $456K
BIP
Brookfield Infrastructure Partners L.P.

Utilities
Q1 2018 Filed on May 11, 2018
8,442
$23.88 - $26.57 $202K - $224K
NSSC
Napco Security Technologies, Inc

Industrials
Q1 2018 Filed on May 11, 2018
20,500
$4.33 - $5.85 $88.8K - $120K
Eaton Vance Nj Muni Income T
Q1 2018 Filed on May 11, 2018
15,937
N/A
GAM
General American Investors CO Inc

Financial Services
Q1 2018 Filed on May 11, 2018
5,877
$32.93 - $36.36 $194K - $214K
NAK
Northern Dynasty Minerals LTD

Basic Materials
Q1 2018 Filed on May 11, 2018
25,000
$0.84 - $1.85 $21K - $46.3K
Central Fd Cda LTD
Q1 2018 Filed on May 11, 2018
70,184
N/A
HTA
Healthcare Trust Of America, Inc.

Real Estate
Q1 2018 Filed on May 11, 2018
12,438
$24.85 - $29.83 $309K - $371K
MRCC
Monroe Capital Corp

Financial Services
Q1 2018 Filed on May 11, 2018
19,267
$12.2 - $14.28 $235K - $275K
MIC
Macquarie Infrastructure Holdings, LLC

Utilities
Q1 2018 Filed on May 11, 2018
4,740
$36.56 - $67.4 $173K - $319K
Powershares ETF Tr Ii
Q1 2018 Filed on May 11, 2018
8,420
N/A
Alpine Total Dynamic Divid F
Q1 2018 Filed on May 11, 2018
82,237
N/A
EVG
Eaton Vance Short Duration Diversified Income Fund

Financial Services
Q1 2018 Filed on May 11, 2018
25,251
$13.38 - $14.35 $338K - $362K
Regal Entmt Group
Q1 2018 Filed on May 11, 2018
17,621
N/A
Qep Res Inc
Q1 2018 Filed on May 11, 2018
12,719
N/A
Priceline Grp Inc
Q1 2018 Filed on May 11, 2018
12,000
N/A
First Tr Exch Trd Alpha Fd I
Q1 2018 Filed on May 11, 2018
6,422
N/A
Oclaro Inc
Q1 2018 Filed on May 11, 2018
31,331
N/A
FAN
First Tr Exchange Traded Fd Ii
Q1 2018 Filed on May 11, 2018
12,012
N/A
FTDS
First Trust Dividend Strength

ETFs
Q1 2018 Filed on May 11, 2018
7,259
N/A
Powershares India ETF Tr
Q1 2018 Filed on May 11, 2018
9,184
N/A
CSML
Indexiq ETF Tr Chaikin Us Smal

ETFs
Q1 2018 Filed on May 11, 2018
36,022
$26.7 - $29.45 $962K - $1.06M
Gulf Resources Inc
Q1 2018 Filed on May 11, 2018
22,927
N/A
MAT
Mattel Inc

Consumer Cyclical
Q1 2018 Filed on May 11, 2018
19,241
$12.8 - $17.76 $246K - $342K
Salesforce Com Inc
Q1 2018 Filed on May 11, 2018
5,000
N/A
Vaneck Vectors ETF Tr
Q1 2018 Filed on May 11, 2018
30,710
N/A
Ares Cap Corp
Q1 2018 Filed on May 11, 2018
20,000
N/A
TRQ.TO
Turquoise Hill Resources Ltd.

Basic Materials
Q1 2018 Filed on May 11, 2018
10,752
N/A
CIF
Mfs Intermediate High Income Fund

Financial Services
Q1 2018 Filed on May 11, 2018
17,409
$2.78 - $2.98 $48.4K - $51.9K
Xl Group LTD
Q1 2018 Filed on May 11, 2018
7,366
N/A
Delphi Technologies PLC
Q1 2018 Filed on May 11, 2018
7,108
N/A
DEX
Delaware Enhanced Global Dividend & Income Fund

Financial Services
Q1 2018 Filed on May 11, 2018
16,743
$11.47 - $12.7 $192K - $213K
Stonemor Partners L P
Q1 2018 Filed on May 11, 2018
12,659
N/A
ENFR
Alerian Energy Infrastructure

ETFs
Q4 2017 Filed on Feb 13, 2018
12,192
$21.75 - $23.55 $265K - $287K
PBI
Pitney Bowes Inc

Industrials
Q4 2017 Filed on Feb 13, 2018
11,746
$9.64 - $14.24 $113K - $167K
OPK
Opko Health, Inc.

Healthcare
Q4 2017 Filed on Feb 13, 2018
10,279
$4.61 - $7.04 $47.4K - $72.4K
AMG
Affiliated Managers Group, Inc.

Financial Services
Q4 2017 Filed on Feb 13, 2018
1,155
$182.86 - $206.51 $211K - $239K
Nuveen Energy Mlp Totl Rtrnf
Q4 2017 Filed on Feb 13, 2018
11,760
N/A
Potash Corp Sask Inc
Q4 2017 Filed on Feb 13, 2018
10,718
N/A
Atwood Oceanics Inc
Q4 2017 Filed on Feb 13, 2018
108,759
N/A
AAOI
Applied Optoelectronics, Inc.

Technology
Q4 2017 Filed on Feb 13, 2018
8,719
$37.8 - $64.52 $330K - $563K
Nuveen Global High Income Fd
Q4 2017 Filed on Feb 13, 2018
10,701
N/A
MUI
Blackrock Municipal Income Fund, Inc.

Financial Services
Q4 2017 Filed on Feb 13, 2018
12,010
$13.71 - $14.37 $165K - $173K
Bard C R Inc
Q4 2017 Filed on Feb 13, 2018
628
N/A
Spdr Series Trust
Q4 2017 Filed on Feb 13, 2018
13,747
N/A
Spdr Series Trust
Q4 2017 Filed on Feb 13, 2018
20,711
N/A
Delphi Automotive PLC
Q4 2017 Filed on Feb 13, 2018
23,843
N/A
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