Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

  • $27.4 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
GSAT
Globalstar, Inc.

Communication Services
Q1 2022 Filed on May 13, 2022
11,875
$0.96 - $1.52 $11.4K - $18.1K
WTER
Alkaline Water CO Inc

Consumer Defensive
Q1 2022 Filed on May 13, 2022
19,785
$0.76 - $1.23 $15K - $24.3K
BHG
Bright Health Group Inc.

Healthcare
Q1 2022 Filed on May 13, 2022
23,737
$1.79 - $3.82 $42.5K - $90.7K
WIX
Wix.Com Ltd.

Technology
Q1 2022 Filed on May 13, 2022
1,465
$73.51 - $160.48 $108K - $235K
Bottomline Tech Del Inc
Q1 2022 Filed on May 13, 2022
3,813
N/A
Quidel Corp
Q1 2022 Filed on May 13, 2022
3,317
N/A
ECOM
Channeladvisor Corp

Technology
Q1 2022 Filed on May 13, 2022
11,869
$15.74 - $24.27 $187K - $288K
FTXR
First Tr ETF Vi Nasdaq Transn

ETFs
Q1 2022 Filed on May 13, 2022
14,101
$29.48 - $35.94 $416K - $507K
FPI
Farmland Partners Inc.

Real Estate
Q1 2022 Filed on May 13, 2022
20,868
$10.79 - $14.12 $225K - $295K
VSCO
Victoria'S Secret & Co.

Consumer Cyclical
Q1 2022 Filed on May 13, 2022
4,125
$42.34 - $62.92 $175K - $260K
BBN
Black Rock Taxable Municipal Bond Trust

Financial Services
Q1 2022 Filed on May 13, 2022
18,837
$20.63 - $25.93 $389K - $488K
DFEN
Direxion Shs ETF Tr Daily Aero

ETFs
Q1 2022 Filed on May 13, 2022
18,559
$16.47 - $23.98 $306K - $445K
MANU
Manchester United PLC

Communication Services
Q1 2022 Filed on May 13, 2022
25,099
$12.22 - $14.88 $307K - $373K
VRIG
Invesco Actively Managed ETF F

ETFs
Q1 2022 Filed on May 13, 2022
11,867
$24.88 - $25.08 $295K - $298K
NOVT
Novanta Inc

Technology
Q1 2022 Filed on May 13, 2022
1,379
$123.74 - $174.82 $171K - $241K
OLPX
Olaplex Holdings, Inc.

Consumer Cyclical
Q1 2022 Filed on May 13, 2022
7,976
$13.41 - $29.41 $107K - $235K
PEGA
Pegasystems Inc

Technology
Q1 2022 Filed on May 13, 2022
2,175
$72.27 - $110.25 $157K - $240K
PSF
Cohen & Steers Select Preferred & Income Fund, Inc.

Financial Services
Q1 2022 Filed on May 13, 2022
10,547
$21.3 - $26.76 $225K - $282K
INSG
Inseego Corp.

Technology
Q4 2021 Filed on Feb 14, 2022
10,883
$5.44 - $7.77 $59.2K - $84.6K
RXN
Zurn Water Solutions Corporation

Industrials
Q4 2021 Filed on Feb 14, 2022
3,501
N/A
AIV
Apartment Investment & Management CO

Real Estate
Q4 2021 Filed on Feb 14, 2022
11,824
$7.08 - $8.14 $83.7K - $96.2K
BKYI
Bio Key International Inc

Industrials
Q4 2021 Filed on Feb 14, 2022
30,510
$2.15 - $3.56 $65.6K - $109K
EJUL
Innovator Etfs Tr Emerging Mkt

ETFs
Q4 2021 Filed on Feb 14, 2022
8,000
$25.24 - $26.29 $202K - $210K
AMEH
Apollo Medical Holdings, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
2,324
$66.48 - $119.45 $154K - $278K
HYLN
Hyliion Holdings Corp.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
11,753
$5.82 - $9.07 $68.4K - $107K
Ishares Tr
Q4 2021 Filed on Feb 14, 2022
10,150
N/A
Firstcash Inc
Q4 2021 Filed on Feb 14, 2022
2,676
N/A
HYLD
Exchange Listed Funds Trust

ETFs
Q4 2021 Filed on Feb 14, 2022
8,108
$31.41 - $32.18 $255K - $261K
DCT
Duck Creek Technologies, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
4,657
$27.74 - $46.23 $129K - $215K
RNG
Ring Central, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
1,773
$177.8 - $281.64 $315K - $499K
NCR
Ncr Corp

Technology
Q4 2021 Filed on Feb 14, 2022
5,294
$37.35 - $44.19 $198K - $234K
Innovator Etfs Tr Ii
Q4 2021 Filed on Feb 14, 2022
32,687
N/A
Nuance Communications Inc
Q4 2021 Filed on Feb 14, 2022
4,074
N/A
ETON
Eton Pharmaceuticals, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
11,500
$3.66 - $6.59 $42.1K - $75.8K
Pimco Income Opportunity Fd
Q4 2021 Filed on Feb 14, 2022
20,227
N/A
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

Financial Services
Q4 2021 Filed on Feb 14, 2022
34,712
$23.2 - $24.43 $805K - $848K
Nuveen Tax Advantaged Divid
Q4 2021 Filed on Feb 14, 2022
18,849
N/A
EBIX
Ebix Inc

Technology
Q4 2021 Filed on Feb 14, 2022
8,957
$27.05 - $38.83 $242K - $348K
Cimarex Energy CO
Q4 2021 Filed on Feb 14, 2022
15,415
N/A
OSTK
Overstock.Com, Inc

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
2,776
$59.01 - $108.3 $164K - $301K
CLVS
Clovis Oncology, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
72,135
$2.7 - $4.76 $195K - $343K
JMIA
Jumia Technologies Ag

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
26,968
$10.75 - $20.24 $290K - $546K
BIG
Big Lots Inc

Consumer Defensive
Q4 2021 Filed on Feb 14, 2022
4,764
$41.52 - $51.03 $198K - $243K
Meridian Bancorp Inc Md
Q4 2021 Filed on Feb 14, 2022
10,264
N/A
KSU
Kansas City Southern

Industrials
Q4 2021 Filed on Feb 14, 2022
1,068
N/A
SPB
Spectrum Brands Holdings, Inc.

Consumer Defensive
Q4 2021 Filed on Feb 14, 2022
3,309
$91.86 - $106.37 $304K - $352K
FRPT
Freshpet, Inc.

Consumer Defensive
Q4 2021 Filed on Feb 14, 2022
2,150
$90.85 - $158.53 $195K - $341K
Vereit Inc
Q4 2021 Filed on Feb 14, 2022
8,584
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2021 Filed on Feb 14, 2022
34,656
N/A
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