Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

  • $27.4 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
THS
Tree House Foods, Inc.

Consumer Defensive
Q1 2021 Filed on May 14, 2021
5,291
$38.24 - $54.94 $202K - $291K
Eaton Vance Corp
Q1 2021 Filed on May 14, 2021
10,804
N/A
HLIT
Harmonic Inc

Technology
Q1 2021 Filed on May 14, 2021
10,000
$7.27 - $8.45 $72.7K - $84.5K
SKT
Tanger Factory Outlet Centers, Inc

Real Estate
Q1 2021 Filed on May 14, 2021
12,075
$9.82 - $17.86 $119K - $216K
ERTH
Invesco ETF Tr Invesco Msci Su

ETFs
Q1 2021 Filed on May 14, 2021
3,684
$72.05 - $82.78 $265K - $305K
Glu Mobile Inc
Q1 2021 Filed on May 14, 2021
10,153
N/A
WIA
Western Asset Inflation Linked Income Fund

Financial Services
Q1 2021 Filed on May 14, 2021
11,664
$12.64 - $13.31 $147K - $155K
Hms Hldgs Corp
Q1 2021 Filed on May 14, 2021
5,660
N/A
BUI
Black Rock Utilities, Infrastructure & Power Opportunities Trust

Financial Services
Q1 2021 Filed on May 14, 2021
10,422
$24.03 - $26.94 $250K - $281K
FDUS
Fidus Investment Corp

Financial Services
Q1 2021 Filed on May 14, 2021
10,330
$12.78 - $15.67 $132K - $162K
GME
Game Stop Corp.

Consumer Cyclical
Q1 2021 Filed on May 14, 2021
28,862
$4.31 - $86.88 $124K - $2.51M
IRBT
Irobot Corp

Consumer Cyclical
Q1 2021 Filed on May 14, 2021
7,208
$79.38 - $161.16 $572K - $1.16M
AMC
Amc Entertainment Holdings, Inc.

Communication Services
Q1 2021 Filed on May 14, 2021
18,000
$1.98 - $19.9 $35.6K - $358K
Parsley Energy Inc
Q1 2021 Filed on May 14, 2021
19,097
N/A
SDC
Smile Direct Club, Inc.

Healthcare
Q1 2021 Filed on May 14, 2021
11,850
$10.06 - $14.99 $119K - $178K
MSD
Morgan Stanley Emerging Markets Debt Fund Inc

Financial Services
Q1 2021 Filed on May 14, 2021
12,561
$8.88 - $9.49 $112K - $119K
INO
Inovio Pharmaceuticals, Inc.

Healthcare
Q1 2021 Filed on May 14, 2021
11,763
$8.81 - $16.96 $104K - $200K
Advisorshares Tr
Q1 2021 Filed on May 14, 2021
204,505
N/A
Pra Health Sciences Inc
Q1 2021 Filed on May 14, 2021
1,687
N/A
SNLN
Highland Fds I Highland/Iboxx

ETFs
Q4 2020 Filed on Feb 12, 2021
11,464
$15.6 - $16.02 $179K - $184K
Livongo Health Inc
Q4 2020 Filed on Feb 12, 2021
2,478
N/A
Mallinckrodt Pub LTD CO
Q4 2020 Filed on Feb 12, 2021
12,711
N/A
Immunomedics Inc
Q4 2020 Filed on Feb 12, 2021
3,487
N/A
E Trade Financial Corp
Q4 2020 Filed on Feb 12, 2021
4,263
N/A
Slack Technologies Inc
Q4 2020 Filed on Feb 12, 2021
40,868
N/A
GER
Goldman Sachs Mlp & Energy Renaissance Fund

Financial Services
Q4 2020 Filed on Feb 12, 2021
10,670
$5.88 - $8.59 $62.7K - $91.7K
Seattle Genetics Inc
Q4 2020 Filed on Feb 12, 2021
4,468
N/A
SPXE
Proshares Tr S&P 500 Ex Energy

ETFs
Q4 2020 Filed on Feb 12, 2021
78,516
$35.57 - $40.78 $2.79M - $3.2M
SGMO
Sangamo Therapeutics, Inc

Healthcare
Q4 2020 Filed on Feb 12, 2021
21,364
$9.23 - $18.18 $197K - $388K
SLS
Sellas Life Sciences Group, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
11,024
$2.45 - $17.66 $27K - $195K
HGLB
Highland Global Allocation Fund

N/A
Q4 2020 Filed on Feb 12, 2021
13,854
$5.03 - $6.79 $69.7K - $94.1K
Cabot Microelectronics Corp
Q4 2020 Filed on Feb 12, 2021
5,530
N/A
NYMT
New York Mortgage Trust Inc

Real Estate
Q4 2020 Filed on Feb 12, 2021
10,834
$2.54 - $3.84 $27.5K - $41.6K
Unilever N V
Q4 2020 Filed on Feb 12, 2021
34,996
N/A
Hd Supply Hldgs Inc
Q4 2020 Filed on Feb 12, 2021
6,725
N/A
FRO
Frontline LTD

Energy
Q4 2020 Filed on Feb 12, 2021
16,506
$5.41 - $7.4 $89.3K - $122K
EURN
Euronav Nv

Energy
Q4 2020 Filed on Feb 12, 2021
16,974
$7.36 - $9.18 $125K - $156K
Kirkland Lake Gold LTD
Q4 2020 Filed on Feb 12, 2021
4,274
N/A
Ishares Tr
Q4 2020 Filed on Feb 12, 2021
14,583
N/A
Vereit Inc
Q4 2020 Filed on Feb 12, 2021
72,420
N/A
GRX
Gabelli Healthcare & Wellness Rx Trust

Financial Services
Q4 2020 Filed on Feb 12, 2021
16,618
$9.98 - $11.95 $166K - $199K
Varian Med Sys Inc
Q4 2020 Filed on Feb 12, 2021
2,802
N/A
Dividend & Income Fd Inc
Q4 2020 Filed on Feb 12, 2021
57,984
N/A
TDF
Templeton Dragon Fund Inc

Financial Services
Q4 2020 Filed on Feb 12, 2021
9,770
$21.32 - $25.45 $208K - $249K
Invesco Exch Trd Slf Idx Fd
Q4 2020 Filed on Feb 12, 2021
69,802
N/A
HQH
Tekla Healthcare Investors

Financial Services
Q4 2020 Filed on Feb 12, 2021
11,152
$19.72 - $23.83 $220K - $266K
Dunkin Brands Group Inc
Q4 2020 Filed on Feb 12, 2021
9,446
N/A
IDLV
Invesco ETF Ii S&P Intl Dev Lo

ETFs
Q4 2020 Filed on Feb 12, 2021
28,251
$27.42 - $30.09 $775K - $850K
Invesco Exch Trd Slf Idx Fd
Q4 2020 Filed on Feb 12, 2021
34,385
N/A
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