Mml Investors Services, LLC Closed Holding Positions

Mml Investors Services, LLC

  • $27.4 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
HEEM
Ishares Currency Hedged Msci E

ETFs
Q1 2020 Filed on May 14, 2020
11,720
$19.54 - $27.38 $229K - $321K
NEWT
Newtek Business Services Corp.

Financial Services
Q1 2020 Filed on May 14, 2020
17,564
$9.75 - $22.89 $171K - $402K
RZG
Invesco Fd Tr S&P Smallcap 600
Q1 2020 Filed on May 14, 2020
18,684
N/A
Invesco Exchange Traded Fd T
Q1 2020 Filed on May 14, 2020
11,024
N/A
LBRDK
Liberty Broadband Corp

Communication Services
Q1 2020 Filed on May 14, 2020
3,259
$90.67 - $139.24 $295K - $454K
Arconic Inc
Q1 2020 Filed on May 14, 2020
37,934
N/A
Wellcare Health Plans Inc
Q1 2020 Filed on May 14, 2020
3,391
N/A
ADPT
Adaptive Biotechnologies Corp

Healthcare
Q1 2020 Filed on May 14, 2020
6,742
$16.96 - $34.16 $114K - $230K
BHLB
Berkshire Hills Bancorp Inc

Financial Services
Q1 2020 Filed on May 14, 2020
6,731
$11.92 - $32.74 $80.2K - $220K
Invesco Exchng Traded Fd Tr
Q1 2020 Filed on May 14, 2020
29,931
N/A
RFDI
First Trust ETF Iii Riverfront

ETFs
Q1 2020 Filed on May 14, 2020
3,881
$39.7 - $60.55 $154K - $235K
NEO
Neogenomics Inc

Healthcare
Q1 2020 Filed on May 14, 2020
9,672
$20.5 - $34.53 $198K - $334K
Hsbc Hldgs PLC
Q1 2020 Filed on May 14, 2020
11,200
N/A
ISCV
Ishares Morningstar Small Cap

ETFs
Q1 2020 Filed on May 14, 2020
2,121
$24.73 - $48.34 $52.5K - $103K
UBSI
United Bankshares Inc

Financial Services
Q1 2020 Filed on May 14, 2020
8,888
$20.68 - $38.7 $184K - $344K
Columbia Ppty Tr Inc
Q4 2019 Filed on Feb 11, 2020
9,615
N/A
CWH
Camping World Holdings, Inc.

Consumer Cyclical
Q4 2019 Filed on Feb 11, 2020
12,507
$7.86 - $14.83 $98.3K - $185K
Medidata Solutions Inc
Q4 2019 Filed on Feb 11, 2020
8,978
N/A
Bb&T Corp
Q4 2019 Filed on Feb 11, 2020
29,349
N/A
CNBS
Amplify ETF Tr Seymour Cannabi

ETFs
Q4 2019 Filed on Feb 11, 2020
19,487
$12.62 - $17.97 $246K - $350K
Invesco Exch Trd Slf Idx Fd
Q4 2019 Filed on Feb 11, 2020
39,075
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2019 Filed on Feb 11, 2020
69,450
N/A
Cbs Corp New
Q4 2019 Filed on Feb 11, 2020
8,795
N/A
SBS
Companhia De Saneamento Basico Do Estado De Sao Paulo Sabesp

Utilities
Q4 2019 Filed on Feb 11, 2020
29,125
$11.75 - $15.16 $342K - $442K
Buckeye Partners L P
Q4 2019 Filed on Feb 11, 2020
9,308
N/A
SHBI
Shore Bancshares Inc

Financial Services
Q4 2019 Filed on Feb 11, 2020
10,112
$15.16 - $17.72 $153K - $179K
Sprint Corporation
Q4 2019 Filed on Feb 11, 2020
14,548
N/A
Hcp Inc
Q4 2019 Filed on Feb 11, 2020
26,019
N/A
VSAT
Viasat Inc

Technology
Q4 2019 Filed on Feb 11, 2020
3,482
$66.41 - $74.0 $231K - $258K
SOCL
Global X Fds Global X Social M

ETFs
Q4 2019 Filed on Feb 11, 2020
7,257
$31.17 - $34.86 $226K - $253K
VAC
Marriott Vacations Worldwide Corp

Consumer Cyclical
Q4 2019 Filed on Feb 11, 2020
3,905
$100.21 - $130.56 $391K - $510K
MSEX
Middlesex Water CO

Utilities
Q4 2019 Filed on Feb 11, 2020
4,046
$59.03 - $67.25 $239K - $272K
Realpage Inc
Q4 2019 Filed on Feb 11, 2020
5,792
N/A
Bhp Group PLC
Q4 2019 Filed on Feb 11, 2020
7,538
N/A
Ship Finance International L
Q4 2019 Filed on Feb 11, 2020
19,722
N/A
Flaherty & Crumrine Dyn Pfd
Q4 2019 Filed on Feb 11, 2020
11,162
N/A
CVGW
Calavo Growers Inc

Consumer Defensive
Q4 2019 Filed on Feb 11, 2020
2,237
$84.07 - $94.92 $188K - $212K
Exchange Traded Concepts Tr
Q4 2019 Filed on Feb 11, 2020
56,416
N/A
Ishares Tr
Q4 2019 Filed on Feb 11, 2020
16,858
N/A
Intelsat S A
Q4 2019 Filed on Feb 11, 2020
17,077
N/A
DK
Delek Us Holdings, Inc.

Energy
Q4 2019 Filed on Feb 11, 2020
5,688
$32.97 - $40.7 $188K - $232K
Grubhub Inc
Q4 2019 Filed on Feb 11, 2020
7,462
N/A
Celgene Corp
Q4 2019 Filed on Feb 11, 2020
16,372
N/A
Sellas Life Sciences Group I
Q4 2019 Filed on Feb 11, 2020
66,000
N/A
Suntrust Bks Inc
Q4 2019 Filed on Feb 11, 2020
9,377
N/A
Ishares Tr
Q3 2019 Filed on Nov 14, 2019
8,038
N/A
VCV
Invesco California Value Municipal Income Trust

Financial Services
Q3 2019 Filed on Nov 14, 2019
12,140
$12.5 - $13.5 $152K - $164K
CHIX
Global X

ETFs
Q3 2019 Filed on Nov 14, 2019
15,538
$14.37 - $16.66 $223K - $259K
DSX
Diana Shipping Inc.

Industrials
Q3 2019 Filed on Nov 14, 2019
11,002
$3.02 - $3.73 $33.2K - $41K
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