Northwestern Mutual Wealth Management CO Closed Holding Positions

Northwestern Mutual Wealth Management CO

$112 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Bellatrix Exploration LTD	Q1 2019 Filed on May 10, 2019	1,260	N/A
Vectren Corp	Q1 2019 Filed on May 10, 2019	1,142	N/A
Cm Fin Inc	Q1 2019 Filed on May 10, 2019	550	N/A
GEFB Greif, Inc. Cl B	Q1 2019 Filed on May 10, 2019	150	N/A
Melinta Therapeutics Inc	Q1 2019 Filed on May 10, 2019	1,907	N/A
Direxion Shs ETF Tr	Q1 2019 Filed on May 10, 2019	190	N/A
Grace W R & CO Del New	Q1 2019 Filed on May 10, 2019	209	N/A
Guaranty Bancorp Del	Q1 2019 Filed on May 10, 2019	309	N/A
Nordic Amern Offshore LTD	Q1 2019 Filed on May 10, 2019	14	N/A
Pernix Therapeutics Hldgs In	Q1 2019 Filed on May 10, 2019	7	N/A
HNNA Hennessy Advisors Inc Financial Services	Q1 2019 Filed on May 10, 2019	211	$9.0 - $11.95 $1.9K - $2.52K
Marathon Patent Group Inc	Q1 2019 Filed on May 10, 2019	100	N/A
Sothebys	Q1 2019 Filed on May 10, 2019	20	N/A
Trovagene Inc	Q1 2019 Filed on May 10, 2019	284	N/A
Windstream Hldgs Inc	Q1 2019 Filed on May 10, 2019	507	N/A
Electronics For Imaging Inc	Q1 2019 Filed on May 10, 2019	53	N/A
Invesco Exch Trd Slf Idx Fd	Q1 2019 Filed on May 10, 2019	361	N/A
Loxo Oncology Inc	Q1 2019 Filed on May 10, 2019	61	N/A
MSB Mesabi Trust Basic Materials	Q1 2019 Filed on May 10, 2019	334	$24.55 - $30.77 $8.2K - $10.3K
Sendgrid Inc	Q1 2019 Filed on May 10, 2019	550,102	N/A
Vaneck Vectors ETF Tr	Q1 2019 Filed on May 10, 2019	516	N/A
Actuant Corp	Q1 2019 Filed on May 10, 2019	400	N/A
ASPS Altisource Portfolio Solutions S.A. Real Estate	Q1 2019 Filed on May 10, 2019	500	$21.69 - $26.6 $10.8K - $13.3K
Belmond LTD	Q1 2019 Filed on May 10, 2019	59	N/A
Camber Energy Inc	Q1 2019 Filed on May 10, 2019	1	N/A
Cousins Pptys Inc	Q1 2019 Filed on May 10, 2019	95	N/A
CRT Cross Timbers Royalty Trust Energy	Q1 2019 Filed on May 10, 2019	2	$11.25 - $13.47 $22.5 - $26.9
CTIC Cti Biopharma Corp Healthcare	Q1 2019 Filed on May 10, 2019	46	$0.9 - $1.37 $41.4 - $63
Dermira Inc	Q1 2019 Filed on May 10, 2019	50	N/A
Dreyfus Alcentra Gbl Cr Inco	Q1 2019 Filed on May 10, 2019	812	N/A
Essendant Inc	Q1 2019 Filed on May 10, 2019	58	N/A
FDEU First Trust Dynamic Europe Equity Income Fund Financial Services	Q1 2019 Filed on May 10, 2019	575	$12.74 - $14.72 $7.33K - $8.46K
FOSL Fossil Group, Inc. Consumer Cyclical	Q1 2019 Filed on May 10, 2019	469	$13.72 - $19.03 $6.43K - $8.93K
HIFS Hingham Instn For Svgs (Mass) Financial Services	Q1 2019 Filed on May 10, 2019	90	$168.01 - $206.7 $15.1K - $18.6K
IMH Impac Mortgage Holdings Inc Financial Services	Q1 2019 Filed on May 10, 2019	24	$3.5 - $4.78 $84 - $115
Integrated Device Technology	Q1 2019 Filed on May 10, 2019	46	N/A
Invesco Exchng Traded Fd Tr	Q1 2019 Filed on May 10, 2019	102	N/A
Invesco Exchng Traded Fd Tr	Q1 2019 Filed on May 10, 2019	50	N/A
LFVN Lifevantage Corp Consumer Defensive	Q1 2019 Filed on May 10, 2019	350	$12.54 - $16.12 $4.39K - $5.64K
Loral Space & Communicatns I	Q1 2019 Filed on May 10, 2019	44	N/A
Milacron Hldgs Corp	Q1 2019 Filed on May 10, 2019	127	N/A
JCE Nuveen Core Equity Alpha Fund Financial Services	Q1 2019 Filed on May 10, 2019	2,800	$11.78 - $14.09 $33K - $39.5K
Platform Specialty Prods Cor	Q1 2019 Filed on May 10, 2019	48	N/A
Prospect Capital Corporation	Q1 2019 Filed on May 10, 2019	6,000	N/A
Seacor Holdings Inc	Q1 2019 Filed on May 10, 2019	50	N/A
SMBK Smartfinancial Inc. Financial Services	Q1 2019 Filed on May 10, 2019	4,250	$17.17 - $20.24 $73K - $86K
Spark Energy Inc	Q1 2019 Filed on May 10, 2019	94	N/A
Wisdomtree Tr	Q1 2019 Filed on May 10, 2019	755	N/A
Aetna Inc New	Q4 2018 Filed on Feb 12, 2019	9,375	N/A
Ca Inc	Q4 2018 Filed on Feb 12, 2019	5,120	N/A

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