Nuveen Asset Management, LLC Closed Holding Positions

Nuveen Asset Management, LLC

$340 Billion
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Westar Energy Inc	Q2 2018 Filed on Aug 14, 2018	27,067	N/A
Xl Group LTD	Q2 2018 Filed on Aug 14, 2018	5,297	N/A
China Lodging Group LTD	Q2 2018 Filed on Aug 14, 2018	57,516	N/A
Dynegy Inc New Del	Q2 2018 Filed on Aug 14, 2018	54,838	N/A
Avexis Inc	Q2 2018 Filed on Aug 14, 2018	7,120	N/A
Alexandria Real Estate Eq In	Q1 2018 Filed on May 14, 2018	192,248	N/A
Almost Family Inc	Q1 2018 Filed on May 14, 2018	23,328	N/A
Antero Midstream Gp LP	Q1 2018 Filed on May 14, 2018	10,102	N/A
Arris Intl Inc	Q1 2018 Filed on May 14, 2018	438,455	N/A
Bioverativ Inc	Q1 2018 Filed on May 14, 2018	430,000	N/A
Black Hills Corp	Q1 2018 Filed on May 14, 2018	58,700	N/A
Calatlantic Group Inc	Q1 2018 Filed on May 14, 2018	424,475	N/A
Calpine Corp	Q1 2018 Filed on May 14, 2018	310,727	N/A
Cotiviti Hldgs Inc	Q1 2018 Filed on May 14, 2018	20,739	N/A
Hsn Inc	Q1 2018 Filed on May 14, 2018	11,995	N/A
Kapstone Paper & Packaging C	Q1 2018 Filed on May 14, 2018	90,866	N/A
Liberty Interactive Corp	Q1 2018 Filed on May 14, 2018	139,076	N/A
Och Ziff Cap Mgmt Group	Q1 2018 Filed on May 14, 2018	10,000	N/A
Pacific Ethanol Inc	Q1 2018 Filed on May 14, 2018	85,079	N/A
Powershares Qqq Trust	Q1 2018 Filed on May 14, 2018	50,000	N/A
Priceline Grp Inc	Q1 2018 Filed on May 14, 2018	11,067	N/A
Regal Entmt Group	Q1 2018 Filed on May 14, 2018	44,573	N/A
Scripps Networks Interact In	Q1 2018 Filed on May 14, 2018	59,758	N/A
Sucampo Pharmaceuticals Inc	Q1 2018 Filed on May 14, 2018	83,542	N/A
Vantiv Inc	Q1 2018 Filed on May 14, 2018	192,742	N/A
HIO Western Asset High Income Opportunity Fund Inc. Financial Services	Q1 2018 Filed on May 14, 2018	19,730	$4.77 - $5.13 $94.1K - $101K
CIG Energy CO Of Minas Gerais Utilities	Q1 2018 Filed on May 14, 2018	10,510	$2.03 - $2.61 $21.3K - $27.4K
Kosmos Energy LTD	Q1 2018 Filed on May 14, 2018	465,600	N/A
ATO Atmos Energy Corp Utilities	Q1 2018 Filed on May 14, 2018	3,500	$78.03 - $85.04 $273K - $298K
United States Natgas Fd	Q1 2018 Filed on May 14, 2018	100,000	N/A
EFA Ishares Tr Msci Eafe ETF ETFs	Q1 2018 Filed on May 14, 2018	50,000	$67.94 - $75.25 $3.4M - $3.76M
Amtrust Finl Svcs Inc	Q4 2017 Filed on Feb 14, 2018	10,059	N/A
Bank Of The Ozarks	Q4 2017 Filed on Feb 14, 2018	368,071	N/A
Bard C R Inc	Q4 2017 Filed on Feb 14, 2018	2,048	N/A
Broadsoft Inc	Q4 2017 Filed on Feb 14, 2018	25,312	N/A
Capital Sr Living Corp	Q4 2017 Filed on Feb 14, 2018	406,748	N/A
Cheniere Energy Ptnrs LP Hld	Q4 2017 Filed on Feb 14, 2018	8,476	N/A
Coach Inc	Q4 2017 Filed on Feb 14, 2018	16,967	N/A
SBS Companhia De Saneamento Basico Do Estado De Sao Paulo Sabesp Utilities	Q4 2017 Filed on Feb 14, 2018	221,360	$8.73 - $10.81 $1.93M - $2.39M
CRTO Criteo S.A. Communication Services	Q4 2017 Filed on Feb 14, 2018	129,891	$22.49 - $47.2 $2.92M - $6.13M
Delphi Automotive PLC	Q4 2017 Filed on Feb 14, 2018	274,027	N/A
Dynegy Inc New Del	Q4 2017 Filed on Feb 14, 2018	17,000	N/A
Government Pptys Income Tr	Q4 2017 Filed on Feb 14, 2018	1,416,920	N/A
Healthsouth Corp	Q4 2017 Filed on Feb 14, 2018	28,541	N/A
Inc Resh Hldgs Inc	Q4 2017 Filed on Feb 14, 2018	14,193	N/A
SOXX Ishares Semiconductor ETF ETFs	Q4 2017 Filed on Feb 14, 2018	10,000	$159.63 - $181.75 $1.6M - $1.82M
ITOT Ishares Core S&P Total U.S. St ETFs	Q4 2017 Filed on Feb 14, 2018	12,405	$57.99 - $61.7 $719K - $765K
IWO Ishares Russell 2000 Gwt ETF ETFs	Q4 2017 Filed on Feb 14, 2018	7,194	$177.13 - $188.2 $1.27M - $1.35M
CMF Ishares California Muni Bond E ETFs	Q4 2017 Filed on Feb 14, 2018	4,615	$58.67 - $59.59 $271K - $275K
SHY Ishares Barclays 1 3 Year Trea ETFs	Q4 2017 Filed on Feb 14, 2018	3,230	$83.78 - $84.55 $271K - $273K

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