Oppenheimer Asset Management Inc. B. Riley Financial, Inc. Transaction History

Oppenheimer Asset Management Inc.

14 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2022 Aug 08, 2022	SELL	$42.25 - $70.05 $122,567 - $203,215	-2,901 Closed	0 $0
Q1 2022 May 12, 2022	SELL	$55.73 - $87.27 $16,161 - $25,308	-290 Reduced 9.09%	2,901 $203,000
Q4 2021 Feb 02, 2022	BUY	$58.94 - $89.05 $188,077 - $284,158	3,191 New	3,191 $284,000
Q3 2021 Nov 12, 2021	SELL	$56.49 - $77.51 $157,720 - $216,407	-2,792 Closed	0 $0
Q2 2021 Aug 03, 2021	BUY	$56.91 - $76.5 $158,892 - $213,588	2,792 New	2,792 $211,000
Q2 2020 Aug 11, 2020	SELL	$16.04 - $23.5 $30,860 - $45,214	-1,924 Closed	0 $0
Q1 2020 May 08, 2020	SELL	$14.62 - $27.96 $1,228 - $2,348	-84 Reduced 4.18%	1,924 $35,000
Q4 2019 Feb 07, 2020	SELL	$22.2 - $29.7 $2,819 - $3,771	-127 Reduced 5.95%	2,008 $51,000
Q3 2019 Oct 31, 2019	SELL	$18.34 - $25.1 $1,320 - $1,807	-72 Reduced 3.26%	2,135 $50,000
Q2 2019 Aug 09, 2019	SELL	$16.99 - $21.13 $4,043 - $5,028	-238 Reduced 9.73%	2,207 $46,000
Q1 2019 Apr 24, 2019	SELL	$13.73 - $17.49 $68 - $87	-5 Reduced 0.2%	2,445 $41,000
Q4 2018 Jan 30, 2019	BUY	$14.16 - $22.45 $34,692 - $55,002	2,450 New	2,450 $35,000
Q4 2017 Feb 07, 2018	SELL	$15.9 - $19.2 $23,611 - $28,512	-1,485 Closed	0 $0
Q3 2017 Nov 14, 2017	BUY	$15.3 - $19.45 $22,720 - $28,883	1,485	1,485 $25,000

156

9.4M

3.34M

5.63M

Ticker RILY
Exchange NASDAQ
Sector Financial Services
Industry Financial Conglomerates
Shares Outstandng 28,290,500
Market Cap $139M
Description
B. Riley Financial, Inc., through its subsidiaries, provides investment banking and financial services to corporate, institutional, and high net worth clients in North America, Australia, and Europe. The company operates in six segments: Capital Markets, Wealth Management, Auction and Liquidation, Financial Consulting, Principal Investments?Comm...

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