Oppenheimer & CO Inc First Trust Senior Floating Rate Income Fund Ii Transaction History

Oppenheimer & CO Inc

$6.42 Billion
Q3 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2024 Aug 07, 2024	BUY	$10.08 - $10.55 $4,263 - $4,462	423 Added 2.4%	18,023 $181,000
Q1 2024 May 06, 2024	BUY	$9.74 - $10.37 $17,006 - $18,106	1,746 Added 11.01%	17,600 $182,000
Q2 2023 Aug 02, 2023	BUY	$9.47 - $9.9 $150,137 - $156,954	15,854 New	15,854 $156,000
Q3 2022 Nov 14, 2022	SELL	$9.56 - $10.91 $68,822 - $78,541	-7,199 Reduced 30.86%	16,132 $161,000
Q2 2022 Aug 08, 2022	SELL	$9.99 - $12.98 $89,999 - $116,936	-9,009 Reduced 27.86%	23,331 $233,000
Q1 2022 May 12, 2022	SELL	$11.41 - $12.57 $176,022 - $193,917	-15,427 Reduced 32.3%	32,340 $407,000
Q4 2021 Feb 02, 2022	SELL	$11.7 - $12.24 $275,102 - $287,799	-23,513 Reduced 32.99%	47,767 $576,000
Q3 2021 Nov 12, 2021	BUY	$11.95 - $12.67 $27,377 - $29,026	2,291 Added 3.32%	71,280 $872,000
Q2 2021 Aug 03, 2021	SELL	$12.07 - $12.78 $50,597 - $53,573	-4,192 Reduced 5.73%	68,989 $876,000
Q1 2021 May 10, 2021	BUY	$11.48 - $12.34 $175,770 - $188,937	15,311 Added 26.46%	73,181 $897,000
Q4 2020 Feb 11, 2021	BUY	$10.47 - $11.66 $307,482 - $342,430	29,368 Added 103.04%	57,870 $672,000
Q3 2020 Nov 13, 2020	BUY	$10.67 - $11.23 $304,116 - $320,077	28,502 New	28,502 $313,000

Others Institutions Holding FCT

# of Institutions

71

Shares Held

10.6M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.67M
Shares

$17.4 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

884K
Shares

$9.23 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

737K
Shares

$7.7 Million
0.17% of portfolio
Bank Of America Corp Charlotte, NC

724K
Shares

$7.56 Million
0.0% of portfolio
Edgemoor Investment Advisors, Inc.

704K
Shares

$7.35 Million
0.64% of portfolio

About FIRST TRUST SENIOR FLOATING RATE INCOME FUND II

Ticker FCT
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
First Trust Senior Floating Rate Income Fund II is a closed-ended fixed income mutual fund launched and managed by First Trust Advisors L.P. The fund invests in the fixed income markets of the United States. It seeks to invest in a portfolio of senior secured floating rate corporate loans. The fund benchmarks the performance of its portfolio aga...

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