Oppenheimer & CO Inc Oxford Lane Capital Corp. Transaction History

Oppenheimer & CO Inc

$7.83 Billion
Q3 2025

Shares

4 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2025 Jul 31, 2025	BUY	$4.01 - $4.96 $292,689 - $362,030	72,990 Added 38.83%	260,956 $1.1 Million
Q1 2025 Apr 22, 2025	BUY	$4.3 - $5.17 $126,024 - $151,522	29,308 Added 18.47%	187,966 $887,000
Q4 2024 Feb 04, 2025	BUY	$5.05 - $5.45 $199,156 - $214,931	39,437 Added 33.08%	158,658 $804,000
Q3 2024 Nov 05, 2024	BUY	$5.15 - $5.67 $613,988 - $675,983	119,221 New	119,221 $623,000

Others Institutions Holding OXLC

# of Institutions

24

Shares Held

1.22M

Call Options Held

0

Put Options Held

0

Advisor Group Holdings, Inc. Phoenix, AZ

528K
Shares

$7.48 Million
0.01% of portfolio
Raymond James & Associates St Petersburg, FL

170K
Shares

$2.41 Million
0.0% of portfolio
Bdo Wealth Advisors, LLC Jacksonville, FL

125K
Shares

$1.78 Million
0.07% of portfolio
Sheaff Brock Investment Advisors, LLC

92.6K
Shares

$1.31 Million
0.04% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

78.9K
Shares

$1.12 Million
0.0% of portfolio

About Oxford Lane Capital Corp.

Ticker OXLC
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Oxford Lane Capital Corp. is a close ended fund launched and managed by Oxford Lane Management LLC. It invests in fixed income securities. The fund primarily invests in securitization vehicles which in turn invest in senior secured loans made to companies whose debt is rated below investment grade or is unrated. Oxford Lane Capital Corp was form...

More about OXLC

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