Oppenheimer & CO Inc Suro Capital Corp. Transaction History

Oppenheimer & CO Inc

$6.42 Billion
Q3 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 08, 2022	SELL	$6.33 - $8.94 $535,473 - $756,261	-84,593 Closed	0 $0
Q1 2022 May 12, 2022	SELL	$8.27 - $13.36 $1.95 Million - $3.15 Million	-235,510 Reduced 73.57%	84,593 $730,000
Q4 2021 Feb 02, 2022	BUY	$11.41 - $15.6 $474,564 - $648,835	41,592 Added 14.93%	320,103 $4.15 Million
Q3 2021 Nov 12, 2021	SELL	$12.19 - $16.25 $1.36 Million - $1.81 Million	-111,545 Reduced 28.6%	278,511 $3.6 Million
Q2 2021 Aug 03, 2021	BUY	$13.07 - $15.52 $540,235 - $641,503	41,334 Added 11.85%	390,056 $5.26 Million
Q1 2021 May 10, 2021	SELL	$12.33 - $15.43 $357,570 - $447,470	-29,000 Reduced 7.68%	348,722 $4.73 Million
Q4 2020 Feb 11, 2021	SELL	$8.16 - $13.29 $32,640 - $53,160	-4,000 Reduced 1.05%	377,722 $4.95 Million
Q3 2020 Nov 13, 2020	SELL	$8.63 - $14.31 $80,259 - $133,083	-9,300 Reduced 2.38%	381,722 $4.14 Million
Q2 2020 Aug 11, 2020	BUY	$5.31 - $9.19 $2.08 Million - $3.59 Million	391,022 New	391,022 $3.31 Million

Others Institutions Holding SSSS

# of Institutions

50

Shares Held

4.47M

Call Options Held

10.6K

Put Options Held

57.6K

Thomas J. Herzfeld Advisors, Inc. Miami Beach, FL

1.09M
Shares

$6.6 Million
1.46% of portfolio
Gabelli Funds LLC Rye, NY

953K
Shares

$5.77 Million
0.03% of portfolio
Needham Investment Management LLC New York, NY

382K
Shares

$2.31 Million
0.13% of portfolio
Mgo One Seven LLC Beachwood, OH

284K
Shares

$1.72 Million
0.05% of portfolio
Deuterium Capital Management, LLC

265K
Shares

$1.61 Million
2.25% of portfolio

About SURO CAPITAL CORP.

Ticker SSSS
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Shares Outstandng 28,333,700
Market Cap $172M
Description
SuRo Capital Corp. is a business development company. The firm seeks to invest in growing, late stage, venture capital-backed private companies. SuRo Capital Corp. was founded in 2010 and is based in San Francisco, California.

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