Ota Financial Group L.P. Sprott Physical Gold Trust Transaction History

Ota Financial Group L.P.

$143 Million
Q2 2023

Shares

19 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2022 Feb 09, 2023	SELL	$12.56 - $14.1 $5.6 Million - $6.28 Million	-445,679 Reduced 33.29%	892,993 $12.6 Million
Q3 2022 Oct 17, 2022	BUY	$12.52 - $14.17 $13.2 Million - $14.9 Million	1,050,619 Added 364.73%	1,338,672 $17.1 Million
Q2 2022 Jul 15, 2022	BUY	$14.12 - $15.66 $4.07 Million - $4.51 Million	288,053 New	288,053 $4.08 Million
Q1 2022 Apr 19, 2022	SELL	$14.05 - $16.01 $7.48 Million - $8.52 Million	-532,340 Closed	0 $0
Q4 2021 Jan 28, 2022	BUY	$13.78 - $14.69 $2.67 Million - $2.85 Million	194,067 Added 57.37%	532,340 $7.64 Million
Q3 2021 Oct 12, 2021	BUY	$13.6 - $14.47 $1.61 Million - $1.71 Million	118,085 Added 53.63%	338,273 $4.67 Million
Q2 2021 Jul 28, 2021	SELL	$13.54 - $15.21 $7.06 Million - $7.93 Million	-521,474 Reduced 70.31%	220,188 $3.09 Million
Q1 2021 Apr 14, 2021	BUY	$13.26 - $15.39 $9.83 Million - $11.4 Million	741,662 New	741,662 $9.95 Million
Q3 2020 Oct 28, 2020	SELL	$14.29 - $16.42 $5.62 Million - $6.45 Million	-393,089 Closed	0 $0
Q2 2020 Jul 16, 2020	BUY	$12.9 - $14.31 $1.29 Million - $1.43 Million	99,633 Added 33.95%	393,089 $5.63 Million
Q4 2019 Jan 21, 2020	SELL	$11.67 - $12.18 $11.3 Million - $11.8 Million	-970,024 Reduced 76.77%	293,456 $3.57 Million
Q3 2019 Oct 28, 2019	SELL	$11.1 - $12.48 $3.05 Million - $3.43 Million	-275,128 Reduced 17.88%	1,263,480 $14.9 Million
Q2 2019 Jul 22, 2019	BUY	$10.12 - $11.4 $13.9 Million - $15.7 Million	1,378,374 Added 860.23%	1,538,608 $17.4 Million
Q4 2018 Jan 24, 2019	SELL	$9.5 - $10.31 $2.66 Million - $2.89 Million	-280,100 Reduced 63.61%	160,234 $1.65 Million
Q2 2018 Jul 16, 2018	SELL	$10.12 - $10.96 $5.41 Million - $5.86 Million	-534,576 Reduced 54.83%	440,334 $4.48 Million
Q1 2018 Apr 19, 2018	BUY	$10.66 - $11.06 $2.93 Million - $3.04 Million	274,797 Added 39.25%	974,910 $10.5 Million
Q4 2017 Feb 22, 2018	BUY	$10.14 - $10.6 $2.74 Million - $2.87 Million	270,603 Added 63.0%	700,113 $7.41 Million
Q3 2017 Oct 25, 2017	BUY	$10.25 - $11.0 $3.09 Million - $3.31 Million	301,195 Added 234.73%	429,510 $4.48 Million
Q3 2017 Oct 20, 2017	BUY	$10.25 - $11.0 $1.32 Million - $1.41 Million	128,315	128,315 $1.31 Million

Others Institutions Holding PHYS

# of Institutions

489

Shares Held

119M

Call Options Held

0

Put Options Held

0

Polar Asset Management Partners Inc. Toronto, A6

6.92M
Shares

$148 Million
4.73% of portfolio
Royal Bank Of Canada Toronto, A6

6.66M
Shares

$143 Million
0.03% of portfolio
Morgan Stanley New York, NY

5.59M
Shares

$120 Million
0.01% of portfolio
Federation Des Caisses Desjardins Du Quebec Levis, A8

5.39M
Shares

$115 Million
0.58% of portfolio
Evanson Asset Management, LLC

5.33M
Shares

$114 Million
7.8% of portfolio

About Sprott Physical Gold Trust

Ticker PHYS
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Sprott Physical Gold Trust is an exchange traded commodity launched and managed by Sprott Asset Management, LP. The fund invests in the commodity markets. It primarily invests in physical gold bullion in London Good Delivery bar form. Sprott Physical Gold Trust was formed on August 28, 2009 and is domiciled in Canada.

More about PHYS

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