Parallel Advisors, LLC Closed Holding Positions

Parallel Advisors, LLC

$4.18 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Agrium Inc Com	Q1 2018 Filed on May 08, 2018	64	N/A
Anixter Intl Inc Com	Q1 2018 Filed on May 08, 2018	11	N/A
Bard C R Inc Com	Q1 2018 Filed on May 08, 2018	481	N/A
Bioverativ Inc Com	Q1 2018 Filed on May 08, 2018	283	N/A
Blackrock Capital Investment C 5.5 02/15/2018	Q1 2018 Filed on May 08, 2018	75,000	N/A
Broadcom LTD Shs	Q1 2018 Filed on May 08, 2018	888	N/A
Buffalo Wild Wings Inc Com	Q1 2018 Filed on May 08, 2018	12	N/A
Calpine Corp Com New	Q1 2018 Filed on May 08, 2018	392	N/A
Central Fd Cda LTD Cl A	Q1 2018 Filed on May 08, 2018	932	N/A
Chicago Bridge & Iron CO N V Com	Q1 2018 Filed on May 08, 2018	45	N/A
Direxion Daily Ftse China Bull 3 X Shares	Q1 2018 Filed on May 08, 2018	24	N/A
DPG Duff & Phelps Utility & Infrastructure Fund Inc. Financial Services	Q1 2018 Filed on May 08, 2018	1,627	$13.55 - $16.22 $22K - $26.4K
Flaherty & Crumrine Dyn Pfd Shs	Q1 2018 Filed on May 08, 2018	178	N/A
General Communication Inc Cl A	Q1 2018 Filed on May 08, 2018	374	N/A
Guggenheim Bulletshares 2018 Corporate Bond ETF	Q1 2018 Filed on May 08, 2018	9,056	N/A
Guggenheim Bulletshares 2019 Corporate Bond ETF	Q1 2018 Filed on May 08, 2018	12,331	N/A
Guggenheim Bulletshares 2020 Corporate Bond ETF	Q1 2018 Filed on May 08, 2018	5,280	N/A
Guggenheim Bulletshares 2021 Corporate Bond ETF	Q1 2018 Filed on May 08, 2018	350	N/A
Guggenheim S&P 500 Equal Weight Consumer Staples ETF	Q1 2018 Filed on May 08, 2018	124	N/A
Guggenheim S&P 500 Equal Weight ETF	Q1 2018 Filed on May 08, 2018	27,217	N/A
Guggenheim S&P 500 Equal Weight Health Care ETF	Q1 2018 Filed on May 08, 2018	109	N/A
Guggenheim S&P 500 Equal Weight Industrials ETF	Q1 2018 Filed on May 08, 2018	4,847	N/A
Guggenheim S&P 500 Equal Weight Technology ETF	Q1 2018 Filed on May 08, 2018	106	N/A
Guggenheim S&P Global Water Index ETF	Q1 2018 Filed on May 08, 2018	12,000	N/A
Encompass Health Corp Com	Q1 2018 Filed on May 08, 2018	146	N/A
Hsn Inc Com	Q1 2018 Filed on May 08, 2018	99	N/A
Ixys Corp Com	Q1 2018 Filed on May 08, 2018	290	N/A
Juno Therapeutics Inc Com	Q1 2018 Filed on May 08, 2018	1,413	N/A
Liberty Global PLC Lilac Shs Cl C	Q1 2018 Filed on May 08, 2018	15	N/A
Liberty Interactive Corp Lbt Ven Com A Ne	Q1 2018 Filed on May 08, 2018	13	N/A
Liberty Interactive Corp Qvc Gp Com Ser A	Q1 2018 Filed on May 08, 2018	31	N/A
Powershares Dynamic Building & Construction Portfolio	Q1 2018 Filed on May 08, 2018	170	N/A
Priceline Grp Inc Com New	Q1 2018 Filed on May 08, 2018	360	N/A
PST Proshares Ultrashort Lehman 7 ETFs	Q1 2018 Filed on May 08, 2018	375	N/A
Ramco Gershenson Pptys Tr Com Sh Ben Int	Q1 2018 Filed on May 08, 2018	415	N/A
Regal Entmt Group Cl A	Q1 2018 Filed on May 08, 2018	3,699	N/A
Scripps Networks Interact Inc Cl A Com	Q1 2018 Filed on May 08, 2018	172	N/A
Sensata Technologies Hldg Nv Shs	Q1 2018 Filed on May 08, 2018	2,132	N/A
Snyders Lance Inc Com	Q1 2018 Filed on May 08, 2018	487	N/A
Sohu Com Inc Com	Q1 2018 Filed on May 08, 2018	41	N/A
Syngenta Ag Sponsored Adr	Q1 2018 Filed on May 08, 2018	830	N/A
Teletech Holdings Inc Com	Q1 2018 Filed on May 08, 2018	345	N/A
Tenax Therapeutics Inc Com	Q1 2018 Filed on May 08, 2018	7	N/A
Time Inc New Com	Q1 2018 Filed on May 08, 2018	92	N/A
Voya Prime Rate Tr Sh Ben Int	Q1 2018 Filed on May 08, 2018	10,816	N/A
HIO Western Asset High Income Opportunity Fund Inc. Financial Services	Q1 2018 Filed on May 08, 2018	652	$4.77 - $5.13 $3.11K - $3.34K
Pdl Biopharma Inc 2.75 12/01/2021	Q1 2018 Filed on May 08, 2018	10,000	N/A
Potash Corp Sask Inc Com	Q1 2018 Filed on May 08, 2018	39	N/A
Guggenheim Ultra Short Duration ETF	Q1 2018 Filed on May 08, 2018	2,600	N/A
Spectrum Brands Hldgs Inc Com	Q1 2018 Filed on May 08, 2018	41	N/A

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