Pensionmark Financial Group, LLC Nuveen Floating Rate Income Opportunity Fund Transaction History

Pensionmark Financial Group, LLC

$3.09 Billion
Q3 2024

Shares

5 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2020 Nov 13, 2020	SELL	$7.74 - $8.4 $107,586 - $116,760	-13,900 Closed	0 $0
Q2 2020 Aug 14, 2020	BUY	$6.93 - $8.2 $96,327 - $113,979	13,900 New	13,900 $114,000
Q1 2020 Apr 23, 2020	SELL	$5.64 - $10.15 $78,396 - $141,085	-13,900 Closed	0 $0
Q1 2019 May 14, 2019	BUY	$9.25 - $10.27 $27,750 - $30,810	3,000 Added 27.52%	13,900 $134,000
Q4 2018 Feb 14, 2019	BUY	$8.74 - $10.35 $95,266 - $112,815	10,900 New	10,900 $107,000

Others Institutions Holding JRO

# of Institutions

7

Shares Held

446K

Call Options Held

0

Put Options Held

0

About Nuveen Floating Rate Income Opportunity Fund

Ticker JRO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen Floating Rate Income Opportunity Fund is a closed-ended fixed income mutual fund launched by Nuveen Investments, Inc. The fund is co-managed by Nuveen Fund Advisors LLC and Symphony Asset Management LLC. It invests in fixed income markets of the United States. The fund invests in adjustable rate loans, primarily in senior loans. It benchm...

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