Pensionmark Financial Group, LLC Oxford Lane Capital Corp. Transaction History

Pensionmark Financial Group, LLC

$4.67 Billion
Q3 2025

Shares

3 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2025 Aug 04, 2025	SELL	$4.01 - $4.96 $8,020 - $9,920	-2,000 Reduced 7.55%	24,500 $102,000
Q1 2025 Apr 29, 2025	SELL	$4.3 - $5.17 $17 - $20	-4 Reduced 0.02%	26,500 $125,000
Q4 2024 Feb 12, 2025	BUY	$5.05 - $5.45 $133,845 - $144,446	26,504 New	26,504 $134,000

Others Institutions Holding OXLC

# of Institutions

24

Shares Held

1.22M

Call Options Held

0

Put Options Held

0

Advisor Group Holdings, Inc. Phoenix, AZ

528K
Shares

$7.48 Million
0.01% of portfolio
Raymond James & Associates St Petersburg, FL

170K
Shares

$2.41 Million
0.0% of portfolio
Bdo Wealth Advisors, LLC Jacksonville, FL

125K
Shares

$1.78 Million
0.07% of portfolio
Sheaff Brock Investment Advisors, LLC

92.6K
Shares

$1.31 Million
0.04% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

78.9K
Shares

$1.12 Million
0.0% of portfolio

About Oxford Lane Capital Corp.

Ticker OXLC
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Oxford Lane Capital Corp. is a close ended fund launched and managed by Oxford Lane Management LLC. It invests in fixed income securities. The fund primarily invests in securitization vehicles which in turn invest in senior secured loans made to companies whose debt is rated below investment grade or is unrated. Oxford Lane Capital Corp was form...

More about OXLC

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