Pfg Advisors Gladstone Investment Corporation\De Transaction History

Pfg Advisors

$2.32 Billion
Q3 2025

A detailed history of Pfg Advisors transactions in Gladstone Investment Corporation\De stock. As of the latest transaction made, Pfg Advisors holds 99,744 shares of GAIN stock, worth $1.37 Million. This represents 0.06% of its overall portfolio holdings.

Number of Shares

99,744

Previous 100,404 0.66%

Holding current value

$1.37 Million

Previous $1.43 Million 3.77%

% of portfolio

0.06%

Previous 0.05%

26 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2025 Nov 12, 2025	SELL	$13.79 - $14.53 $9,101 - $9,589	-660 Reduced 0.66%	99,744 $1.38 Million
Q1 2025 May 05, 2025	SELL	$12.65 - $13.97 $6,325 - $6,985	-500 Reduced 0.5%	100,404 $1.34 Million
Q4 2024 Feb 07, 2025	SELL	$12.92 - $14.81 $12,920 - $14,810	-1,000 Reduced 0.98%	100,904 $1.34 Million
Q2 2024 Aug 07, 2024	SELL	$13.71 - $14.34 $19,194 - $20,076	-1,400 Reduced 1.36%	101,904 $1.42 Million
Q1 2024 May 06, 2024	SELL	$13.48 - $14.96 $6,740 - $7,480	-500 Reduced 0.48%	103,304 $1.47 Million

Q4 2023 Jan 19, 2024	SELL	$12.25 - $14.86 $261,537 - $317,261	-21,350 Reduced 17.06%	103,804 $1.47 Million
Q3 2023 Oct 13, 2023	SELL	$12.51 - $13.69 $27,897 - $30,528	-2,230 Reduced 1.75%	125,154 $1.59 Million
Q2 2023 Jul 20, 2023	SELL	$12.61 - $13.88 $21,184 - $23,318	-1,680 Reduced 1.3%	127,384 $1.66 Million
Q1 2023 Apr 20, 2023	SELL	$12.48 - $14.44 $33,446 - $38,699	-2,680 Reduced 2.03%	129,064 $1.71 Million
Q4 2022 Jan 27, 2023	SELL	$11.87 - $14.47 $56,975 - $69,456	-4,800 Reduced 3.52%	131,744 $1.7 Million
Q3 2022 Oct 13, 2022	SELL	$11.96 - $23.92 $35,880 - $71,760	-3,000 Reduced 2.15%	136,544 $1.65 Million
Q2 2022 Jul 13, 2022	SELL	$12.77 - $16.73 $12,770 - $16,730	-1,000 Reduced 0.71%	139,544 $1.97 Million
Q1 2022 Apr 19, 2022	SELL	$14.42 - $17.0 $36,050 - $42,500	-2,500 Reduced 1.75%	140,544 $2.27 Million
Q4 2021 Jan 21, 2022	SELL	$13.94 - $17.08 $94,792 - $116,143	-6,800 Reduced 4.54%	143,044 $2.44 Million
Q3 2021 Nov 05, 2021	SELL	$13.87 - $15.13 $214,985 - $234,515	-15,500 Reduced 9.37%	149,844 $2.08 Million
Q1 2021 Apr 27, 2021	SELL	$10.11 - $12.67 $28,924 - $36,248	-2,861 Reduced 1.7%	165,344 $2.02 Million
Q4 2020 Jan 26, 2021	BUY	$8.2 - $10.57 $393 - $507	48 Added 0.03%	168,205 $1.7 Million
Q3 2020 Oct 13, 2020	BUY	$8.93 - $10.28 $116 - $133	13 Added 0.01%	168,157 $1.54 Million
Q2 2020 Jul 16, 2020	SELL	$7.07 - $11.41 $13,567 - $21,895	-1,919 Reduced 1.13%	168,144 $1.62 Million
Q1 2020 Apr 29, 2020	SELL	$6.51 - $13.92 $9,322 - $19,933	-1,432 Reduced 0.84%	170,063 $1.66 Million
Q4 2019 Jan 14, 2020	BUY	$11.96 - $15.25 $71,760 - $91,500	6,000 Added 3.63%	171,495 $2.27 Million
Q3 2019 Oct 15, 2019	BUY	$11.16 - $12.49 $30,701 - $34,359	2,751 Added 1.69%	165,495 $2.04 Million
Q2 2019 Aug 05, 2019	SELL	$11.01 - $12.64 $27,525 - $31,600	-2,500 Reduced 1.51%	162,744 $1.84 Million
Q1 2019 May 08, 2019	SELL	$9.4 - $12.05 $351,475 - $450,561	-37,391 Reduced 18.45%	165,244 $2.07 Million
Q4 2018 Feb 19, 2019	BUY	$8.79 - $11.4 $36,900 - $47,857	4,198 Added 2.12%	202,635 $2.42 Million
Q4 2018 Jan 18, 2019	BUY	$8.79 - $11.4 $1.74 Million - $2.26 Million	198,437 New	198,437 $2.01 Million

Others Institutions Holding GAIN

# of Institutions

Shares Held

5.98M

Call Options Held

48.2K

Put Options Held

54K

View Full List

About GLADSTONE INVESTMENT CORPORATION\DE

Ticker GAIN
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated no...

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