|
Q3 2019
Filed on Nov 14, 2019
|
10,000
|
N/A
|
|
Spdr Dj Industrial Average ETF
|
Q3 2019
Filed on Nov 14, 2019
|
1,000
|
N/A
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
3,683
|
$35.28 - $36.01
$130K - $133K
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
10,000
|
N/A
|
|
|
Q2 2019
Filed on Aug 14, 2019
|
559,080
|
N/A
|
|
|
Q2 2019
Filed on Aug 14, 2019
|
959,764
|
$7.45 - $9.3
$7.15M - $8.93M
|
|
Aquaventure Holdings Limited
|
Q2 2019
Filed on Aug 14, 2019
|
53,305
|
N/A
|
|
|
Q1 2019
Filed on May 15, 2019
|
14,800
|
N/A
|
|
|
Q1 2019
Filed on May 15, 2019
|
241,553
|
$12.4 - $21.55
$3M - $5.21M
|
|
|
Q1 2019
Filed on May 15, 2019
|
2,143,419
|
N/A
|
|
State Bank Financial Corp.
|
Q1 2019
Filed on May 15, 2019
|
544,957
|
N/A
|
|
|
Q4 2018
Filed on Feb 14, 2019
|
256,280
|
$18.76 - $23.98
$4.81M - $6.15M
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
726,543
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
762,646
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
10,000
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
492,760
|
$12.68 - $20.65
$6.25M - $10.2M
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
15,120
|
$43.35 - $53.7
$655K - $812K
|
|
First Defiance Financial Corp.
|
Q2 2018
Filed on Aug 14, 2018
|
3,647
|
N/A
|
|
Vasco Data Security Intl.
|
Q2 2018
Filed on Aug 14, 2018
|
1,059,778
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
375,748
|
$11.91 - $13.26
$4.48M - $4.98M
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
1,761,920
|
N/A
|
|
Carolina Financial Corporation
|
Q2 2018
Filed on Aug 14, 2018
|
10,325
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
283,584
|
$25.0 - $29.4
$7.09M - $8.34M
|
|
|
Q1 2018
Filed on May 14, 2018
|
881,433
|
N/A
|
|
|
Q1 2018
Filed on May 14, 2018
|
408,709
|
$3.62 - $6.4
$1.48M - $2.62M
|
|
|
Q1 2018
Filed on May 14, 2018
|
180,443
|
$25.46 - $30.99
$4.59M - $5.59M
|
|
Glassbridge Enterprises Inc.
|
Q4 2017
Filed on Feb 14, 2018
|
63,653
|
N/A
|
|
|
Q4 2017
Filed on Feb 14, 2018
|
1,211,735
|
N/A
|
|
|
Q4 2017
Filed on Feb 14, 2018
|
689,285
|
N/A
|
|
|
Q4 2017
Filed on Feb 14, 2018
|
22,899
|
N/A
|
|
Alere, Inc Perp Pfd Conv Ser B
|
Q4 2017
Filed on Feb 14, 2018
|
4,258
|
N/A
|
|