Prospera Financial Services Inc Alps ETF Tr Riverfront Dynamic Transaction History

Prospera Financial Services Inc

$5.55 Billion
Q3 2025

A detailed history of Prospera Financial Services Inc transactions in Alps ETF Tr Riverfront Dynamic stock. As of the latest transaction made, Prospera Financial Services Inc holds 4,035 shares of RFFC stock, worth $263,525. This represents 0.0% of its overall portfolio holdings.

Number of Shares

4,035

Previous 4,031 0.1%

Holding current value

$263,525

Previous $242,000 6.61%

% of portfolio

0.0%

Previous 0.0%

34 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2025 Nov 06, 2025	BUY	$60.13 - $64.23 $240 - $256	4 Added 0.1%	4,035 $258,000
Q2 2025 Aug 06, 2025	SELL	$49.72 - $60.14 $2.1 Million - $2.54 Million	-42,179 Reduced 91.28%	4,031 $242,000
Q1 2025 May 15, 2025	BUY	$55.01 - $61.07 $68,432 - $75,971	1,244 Added 2.77%	46,210 $2.57 Million
Q4 2024 Feb 13, 2025	SELL	$57.03 - $60.74 $22,640 - $24,113	-397 Reduced 0.88%	44,966 $2.6 Million
Q3 2024 Nov 07, 2024	SELL	$51.91 - $57.74 $1,349 - $1,501	-26 Reduced 0.06%	45,363 $2.62 Million

Q2 2024 Aug 13, 2024	SELL	$0.0 - $54.49 $0 - $1.39 Million	-25,435 Reduced 35.91%	45,389 $2.46 Million
Q1 2024 Aug 13, 2024	BUY	$46.42 - $53.0 $32,215 - $36,782	694 Added 1.53%	46,083 $2.44 Million
Q4 2023 Feb 14, 2024	BUY	$41.08 - $47.51 $15,281 - $17,673	372 Added 0.53%	70,824 $3.36 Million
Q3 2023 Nov 13, 2023	BUY	$42.43 - $45.49 $1.22 Million - $1.31 Million	28,845 Added 69.33%	70,452 $3.01 Million
Q2 2023 Aug 08, 2023	SELL	$40.41 - $44.09 $58,675 - $64,018	-1,452 Reduced 3.37%	41,607 $1.83 Million
Q1 2023 May 12, 2023	BUY	$39.61 - $43.82 $227,599 - $251,789	5,746 Added 15.4%	43,059 $1.79 Million
Q4 2022 Feb 08, 2023	SELL	$37.41 - $42.56 $30,002 - $34,133	-802 Reduced 2.1%	37,313 $1.5 Million
Q3 2022 Oct 27, 2022	SELL	$37.23 - $45.0 $73,380 - $88,695	-1,971 Reduced 4.92%	38,115 $1.42 Million
Q2 2022 Aug 08, 2022	BUY	$38.53 - $46.93 $126,147 - $153,648	3,274 Added 8.89%	40,086 $1.59 Million
Q1 2022 May 04, 2022	SELL	$43.85 - $48.36 $109,975 - $121,286	-2,508 Reduced 6.38%	36,812 $1.72 Million
Q4 2021 Feb 10, 2022	SELL	$43.92 - $48.09 $1,361 - $1,490	-31 Reduced 0.08%	39,320 $1.88 Million
Q3 2021 Nov 12, 2021	SELL	$44.01 - $46.78 $666,531 - $708,483	-15,145 Reduced 27.79%	39,351 $1.74 Million
Q2 2021 Aug 12, 2021	BUY	$41.67 - $44.71 $67,630 - $72,564	1,623 Added 3.07%	54,496 $2.43 Million
Q1 2021 May 06, 2021	SELL	$38.67 - $41.66 $267,867 - $288,578	-6,927 Reduced 11.58%	52,873 $2.18 Million
Q4 2020 Feb 12, 2021	BUY	$34.14 - $39.35 $178,688 - $205,957	5,234 Added 9.59%	59,800 $2.35 Million
Q3 2020 Nov 04, 2020	SELL	$32.53 - $36.81 $329,171 - $372,480	-10,119 Reduced 15.64%	54,566 $1.91 Million
Q2 2020 Aug 07, 2020	SELL	$25.16 - $33.76 $886,512 - $1.19 Million	-35,235 Reduced 35.26%	64,685 $2.1 Million
Q1 2020 May 15, 2020	SELL	$23.45 - $36.92 $426,532 - $671,537	-18,189 Reduced 15.4%	99,920 $2.65 Million
Q4 2019 Feb 12, 2020	SELL	$31.94 - $35.81 $854,107 - $957,595	-26,741 Reduced 18.46%	118,109 $4.22 Million
Q3 2019 Oct 22, 2019	SELL	$31.16 - $34.07 $215,564 - $235,696	-6,918 Reduced 4.56%	144,850 $4.78 Million
Q2 2019 Aug 14, 2019	BUY	$30.98 - $34.26 $2.5 Million - $2.76 Million	80,684 New	80,684 $2.39 Million
Q2 2019 Aug 14, 2019	BUY	$30.98 - $34.26 $2.2 Million - $2.44 Million	71,084 Added 88.1%	151,768 $5.13 Million
Q1 2019 May 02, 2019	SELL	$28.71 - $33.2 $2.32 Million - $2.68 Million	-80,684 Closed	0 $0
Q4 2018 Feb 13, 2019	SELL	$27.41 - $36.06 $179,069 - $235,579	-6,533 Reduced 7.49%	80,684 $2.39 Million
Q3 2018 Oct 25, 2018	SELL	$34.16 - $36.35 $755,482 - $803,916	-22,116 Reduced 20.23%	87,217 $3.08 Million
Q2 2018 Jul 18, 2018	BUY	$31.32 - $35.09 $248,680 - $278,614	7,940 Added 7.83%	109,333 $3.76 Million
Q1 2018 Apr 12, 2018	BUY	$31.46 - $35.0 $711,342 - $791,385	22,611 Added 28.7%	101,393 $3.26 Million
Q4 2017 Jan 24, 2018	BUY	$30.8 - $32.89 $285,331 - $304,692	9,264 Added 13.33%	78,782 $2.63 Million
Q3 2017 Oct 11, 2017	BUY	$30.12 - $30.68 $2.09 Million - $2.13 Million	69,518	69,518 $2.14 Million

Others Institutions Holding RFFC

# of Institutions

Shares Held

228K

Call Options Held

Put Options Held

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About ALPS ETF TR RIVERFRONT DYNAMIC

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Prospera Financial Services Inc Alps ETF Tr Riverfront Dynamic Transaction History