Regal Investment Advisors LLC Closed Holding Positions

Regal Investment Advisors LLC

  • $1.4 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
AEG
Aegon Nv

Financial Services
Q1 2019 Filed on May 09, 2019
11,664
$4.6 - $5.38 $53.7K - $62.8K
SPIB
Spdr Portfolio Intermediate Te

ETFs
Q1 2019 Filed on May 09, 2019
6,908
N/A
Cosan LTD
Q4 2018 Filed on Feb 04, 2019
24,634
N/A
SAFM
Sanderson Farms Inc

Consumer Defensive
Q4 2018 Filed on Feb 04, 2019
15,713
$95.82 - $113.16 $1.51M - $1.78M
MAT
Mattel Inc

Consumer Cyclical
Q4 2018 Filed on Feb 04, 2019
113,649
$9.26 - $15.94 $1.05M - $1.81M
SRCL
Stericycle Inc

Industrials
Q4 2018 Filed on Feb 04, 2019
29,236
$35.19 - $57.39 $1.03M - $1.68M
ALG
Alamo Group Inc

Industrials
Q4 2018 Filed on Feb 04, 2019
20,437
$73.92 - $93.11 $1.51M - $1.9M
IEO
Ishares Tr

ETFs
Q4 2018 Filed on Feb 04, 2019
4,079
$47.66 - $78.42 $194K - $320K
Avx Corp New
Q4 2018 Filed on Feb 04, 2019
118,728
N/A
Cardtronics PLC
Q4 2018 Filed on Feb 04, 2019
9,782
N/A
EBF
Ennis, Inc.

Industrials
Q4 2018 Filed on Feb 04, 2019
90,453
$17.45 - $20.04 $1.58M - $1.81M
Vaneck Vectors ETF Tr
Q4 2018 Filed on Feb 04, 2019
19,310
N/A
KTF
Dws Municipal Income Trust

Financial Services
Q4 2018 Filed on Feb 04, 2019
10,621
$10.12 - $10.65 $107K - $113K
IWO
Ishares Russell 2000 Gwt ETF

ETFs
Q4 2018 Filed on Feb 04, 2019
1,306
$156.33 - $211.73 $204K - $277K
USCR
U.S. Concrete, Inc.

Basic Materials
Q4 2018 Filed on Feb 04, 2019
38,769
N/A
Fiat Chrysler Automobiles N
Q4 2018 Filed on Feb 04, 2019
12,626
N/A
AAL
American Airlines Group Inc.

Industrials
Q4 2018 Filed on Feb 04, 2019
44,047
$29.72 - $40.16 $1.31M - $1.77M
DBEF
Xtrackers Msci Eafe Hedged Equ

ETFs
Q4 2018 Filed on Feb 04, 2019
8,124
N/A
ICPT
Intercept Pharmaceuticals, Inc.

Healthcare
Q4 2018 Filed on Feb 04, 2019
26,688
$85.79 - $126.46 $2.29M - $3.37M
E
Eni Spa

Energy
Q4 2018 Filed on Feb 04, 2019
5,929
$30.0 - $37.89 $178K - $225K
NQP
Nuveen Pennsylvania Quality Municipal Income Fund

Financial Services
Q4 2018 Filed on Feb 04, 2019
16,646
$12.07 - $12.49 $201K - $208K
M
Macy'S, Inc.

Consumer Cyclical
Q4 2018 Filed on Feb 04, 2019
50,720
$28.15 - $37.79 $1.43M - $1.92M
IWV
Ishares Russell 3000 ETF

ETFs
Q4 2018 Filed on Feb 04, 2019
1,477
N/A
Allergan PLC
Q4 2018 Filed on Feb 04, 2019
1,162
N/A
MKSI
Mks Instruments Inc

Technology
Q4 2018 Filed on Feb 04, 2019
18,984
$57.0 - $81.38 $1.08M - $1.54M
HUM
Humana Inc

Healthcare
Q4 2018 Filed on Feb 04, 2019
6,960
$273.36 - $353.98 $1.9M - $2.46M
United States Oil Fund LP
Q4 2018 Filed on Feb 04, 2019
35,617
N/A
Tim Participacoes S A
Q4 2018 Filed on Feb 04, 2019
15,101
N/A
ESNT
Essent Group Ltd.

Financial Services
Q4 2018 Filed on Feb 04, 2019
5,503
$31.25 - $43.7 $172K - $240K
CRTO
Criteo S.A.

Communication Services
Q4 2018 Filed on Feb 04, 2019
9,340
$19.99 - $24.62 $187K - $230K
LPL
Lg Display Co., Ltd.

Technology
Q4 2018 Filed on Feb 04, 2019
22,096
$6.83 - $8.66 $151K - $191K
HBM
Hudbay Minerals Inc.

Basic Materials
Q4 2018 Filed on Feb 04, 2019
36,930
$3.61 - $5.46 $133K - $202K
SONY
Sony Group Corp

Technology
Q4 2018 Filed on Feb 04, 2019
4,185
$45.88 - $60.58 $192K - $254K
China Telecom Corp LTD
Q4 2018 Filed on Feb 04, 2019
5,289
N/A
FREL
Fidelity Covington Tr Msci Rea

ETFs
Q3 2018 Filed on Nov 05, 2018
10,401
$23.66 - $25.35 $246K - $264K
FXY
Invesco Currency Shares Japanese Yen Trust

ETFs
Q3 2018 Filed on Nov 05, 2018
5,260
$84.15 - $86.88 $443K - $457K
IYJ
Ishares Tr

ETFs
Q3 2018 Filed on Nov 05, 2018
2,218
$71.72 - $79.5 $159K - $176K
ADI
Analog Devices Inc

Technology
Q3 2018 Filed on Nov 05, 2018
19,007
$91.02 - $100.42 $1.73M - $1.91M
Ishares Inc
Q3 2018 Filed on Nov 05, 2018
23,632
N/A
Andeavor
Q3 2018 Filed on Nov 05, 2018
16,941
N/A
PHDG
Invesco Actively Mngd ETF Tr S

ETFs
Q3 2018 Filed on Nov 05, 2018
7,466
$27.86 - $29.91 $208K - $223K
Powershares ETF Trust Ii
Q2 2018 Filed on Aug 10, 2018
20,051
N/A
JXI
Ishares Tr Global Utils ETF

ETFs
Q2 2018 Filed on Aug 10, 2018
7,147
N/A
MFLX
First Tr Exchange Traded Fd Vi
Q2 2018 Filed on Aug 10, 2018
10,400
N/A
Proshares Tr
Q2 2018 Filed on Aug 10, 2018
30,607
N/A
Powershares ETF Tr Ii
Q2 2018 Filed on Aug 10, 2018
30,441
N/A
Powershares ETF Trust
Q2 2018 Filed on Aug 10, 2018
26,950
N/A
Powershares Global ETF Fd
Q2 2018 Filed on Aug 10, 2018
32,137
N/A
Powershares ETF Tr Ii
Q2 2018 Filed on Aug 10, 2018
10,524
N/A
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