Retirement Group, LLC Closed Holding Positions

Retirement Group, LLC

$268 Million
Q1 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Xilinx Inc	Q2 2021 Filed on Aug 17, 2021	35	N/A
RS Reliance Steel & Aluminum CO Basic Materials	Q1 2021 Filed on May 04, 2021	12	$116.08 - $155.62 $1.39K - $1.87K
JAZZ Jazz Pharmaceuticals PLC Healthcare	Q1 2021 Filed on May 04, 2021	10	$150.19 - $173.5 $1.5K - $1.74K
PH Parker Hannifin Corp Industrials	Q1 2021 Filed on May 04, 2021	6	$249.92 - $317.59 $1.5K - $1.91K
Peoples United Financial Inc	Q1 2021 Filed on May 04, 2021	251	N/A
RSG Republic Services, Inc. Industrials	Q1 2021 Filed on May 04, 2021	36	$88.96 - $101.29 $3.2K - $3.65K
CIEN Ciena Corp Technology	Q1 2021 Filed on May 04, 2021	17	$48.87 - $57.24 $831 - $973
ELV Elevance Health, Inc. Healthcare	Q1 2021 Filed on May 04, 2021	3	$287.7 - $371.31 $863 - $1.11K
Exantas Cap Corp	Q1 2021 Filed on May 04, 2021	3	N/A
GPC Genuine Parts CO Consumer Cyclical	Q1 2021 Filed on May 04, 2021	129	$93.88 - $118.55 $12.1K - $15.3K
HAS Hasbro, Inc. Consumer Cyclical	Q1 2021 Filed on May 04, 2021	90	$89.43 - $99.25 $8.05K - $8.93K
DELL Dell Technologies Inc. Technology	Q1 2021 Filed on May 04, 2021	11	$36.1 - $46.26 $397 - $509
HCA Hca Healthcare, Inc. Healthcare	Q1 2021 Filed on May 04, 2021	10	$157.02 - $191.82 $1.57K - $1.92K
GAL Ssga Active ETF Tr ETFs	Q1 2021 Filed on May 04, 2021	513	$42.54 - $44.54 $21.8K - $22.8K
Spdr Ser Tr	Q1 2021 Filed on May 04, 2021	450	N/A
Qts Rlty Tr Inc	Q1 2021 Filed on May 04, 2021	88	N/A
Brookfield Property Partrs L	Q1 2021 Filed on May 04, 2021	304	N/A
SUNW Sunworks, Inc. Technology	Q1 2021 Filed on May 04, 2021	600	$4.7 - $24.37 $2.82K - $14.6K
SPRU Spruce Pwr Hldg Corp Com	Q1 2021 Filed on May 04, 2021	1,100	N/A
SRG Seritage Growth Properties Real Estate	Q1 2021 Filed on May 04, 2021	2,500	$13.86 - $23.22 $34.7K - $58.1K
IBDD Ishares Ibonds Mar 2023 Term C ETFs	Q1 2021 Filed on May 04, 2021	488	N/A
NKLA Nikola Corp Industrials	Q1 2021 Filed on May 04, 2021	1,000	$13.79 - $28.58 $13.8K - $28.6K
Atlantic Powr Corp	Q1 2021 Filed on May 04, 2021	1,735	N/A
RNG Ring Central, Inc. Technology	Q1 2021 Filed on May 04, 2021	23	$283.69 - $443.29 $6.52K - $10.2K
TSCO Tractor Supply CO Consumer Cyclical	Q1 2021 Filed on May 04, 2021	15	$139.71 - $178.48 $2.1K - $2.68K
CLOU Global X Fds Cloud Computing E ETFs	Q1 2021 Filed on May 04, 2021	3,000	$24.76 - $30.16 $74.3K - $90.5K
CPRN Citigroup Cap Xiii 7.875% Tr P	Q1 2021 Filed on May 04, 2021	370	N/A
American Intl Group Inc	Q1 2021 Filed on May 04, 2021	8,000	N/A
TT Trane Technologies PLC Industrials	Q1 2021 Filed on May 04, 2021	16	$138.83 - $168.09 $2.22K - $2.69K
NUE Nucor Corp Basic Materials	Q1 2021 Filed on May 04, 2021	101	$48.73 - $80.39 $4.92K - $8.12K
PEY Invesco Exchange Traded Fd Tr ETFs	Q1 2021 Filed on May 04, 2021	525	$17.22 - $20.45 $9.04K - $10.7K
BCO Brinks CO Industrials	Q4 2020 Filed on Feb 22, 2021	69	$42.18 - $73.4 $2.91K - $5.06K
GII Spdr S&P Global Infrasture ETF ETFs	Q4 2020 Filed on Feb 22, 2021	250	$43.75 - $51.1 $10.9K - $12.8K
WERN Werner Enterprises Inc Industrials	Q4 2020 Filed on Feb 22, 2021	132	$38.02 - $44.65 $5.02K - $5.89K
Vereit Inc	Q4 2020 Filed on Feb 22, 2021	24,512	N/A
EES Wisdomtree U.S. Smallcap Fund ETFs	Q4 2020 Filed on Feb 22, 2021	358	$30.25 - $39.21 $10.8K - $14K
SAVE Spirit Airlines, Inc. Industrials	Q4 2020 Filed on Feb 22, 2021	65	$15.56 - $27.03 $1.01K - $1.76K
BIGC Big Commerce Holdings, Inc. Technology	Q4 2020 Filed on Feb 22, 2021	184	$64.15 - $105.99 $11.8K - $19.5K
Cerner Corp	Q4 2020 Filed on Feb 22, 2021	69	N/A
IYG Ishares Tr ETFs	Q4 2020 Filed on Feb 22, 2021	70	$39.45 - $50.02 $2.76K - $3.5K
GIM Templeton Global Income Fund Financial Services	Q4 2020 Filed on Feb 22, 2021	1,300	$5.13 - $5.51 $6.67K - $7.16K
YCBD Cbd Md, Inc. Healthcare	Q4 2020 Filed on Feb 22, 2021	320	$7.36 - $9.0 $2.36K - $2.88K
OLED Universal Display Corp Pa Technology	Q4 2020 Filed on Feb 22, 2021	11	$179.43 - $242.17 $1.97K - $2.66K
IMCB Ishares Morningstar Mid Cap Et ETFs	Q4 2020 Filed on Feb 22, 2021	94	$49.49 - $58.54 $4.65K - $5.5K
HYD Vaneck High Yield Muni ETF ETFs	Q4 2020 Filed on Feb 22, 2021	172	$59.32 - $61.69 $10.2K - $10.6K
WKHS Workhorse Group Inc. Consumer Cyclical	Q4 2020 Filed on Feb 22, 2021	90	$15.38 - $28.87 $1.38K - $2.6K
VXRT Vaxart, Inc. Healthcare	Q4 2020 Filed on Feb 22, 2021	1,200	$3.5 - $7.98 $4.2K - $9.58K
WSR Whitestone Reit Real Estate	Q4 2020 Filed on Feb 22, 2021	330	$5.96 - $8.54 $1.97K - $2.82K
JBHT Hunt J B Transport Services Inc Industrials	Q4 2020 Filed on Feb 22, 2021	36	$121.74 - $141.84 $4.38K - $5.11K
HFRO Highland Income Fund\Ma Financial Services	Q4 2020 Filed on Feb 22, 2021	324	$7.83 - $10.28 $2.54K - $3.33K

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