Rivernorth Capital Management, LLC Liberty All Star Equity Fund Transaction History

Rivernorth Capital Management, LLC

$1.82 Billion
Q3 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2019 Nov 14, 2019	SELL	$6.02 - $6.64 $767,935 - $847,024	-127,564 Closed	0 $0
Q2 2019 Aug 14, 2019	SELL	$5.92 - $6.44 $1.26 Million - $1.37 Million	-213,300 Reduced 62.58%	127,564 $818,000
Q1 2019 May 15, 2019	SELL	$5.28 - $6.17 $1.31 Million - $1.53 Million	-248,459 Reduced 42.16%	340,864 $2.08 Million
Q4 2018 Feb 14, 2019	BUY	$4.95 - $6.83 $9,900 - $13,660	2,000 Added 0.34%	589,323 $3.17 Million
Q3 2018 Nov 15, 2018	SELL	$6.44 - $6.85 $12.5 Million - $13.3 Million	-1,948,622 Reduced 76.84%	587,323 $4 Million
Q2 2018 Aug 14, 2018	SELL	$6.01 - $6.64 $22.5 Million - $24.8 Million	-3,738,052 Reduced 59.58%	2,535,945 $16.2 Million
Q1 2018 May 15, 2018	SELL	$6.02 - $6.77 $20.9 Million - $23.5 Million	-3,467,425 Reduced 35.59%	6,273,997 $38.5 Million
Q4 2017 Feb 14, 2018	BUY	$5.95 - $6.3 $10.1 Million - $10.7 Million	1,695,353 Added 21.07%	9,741,422 $61.4 Million
Q3 2017 Nov 14, 2017	BUY	$5.55 - $6.03 $44.7 Million - $48.5 Million	8,046,069	8,046,069 $48.7 Million

Others Institutions Holding USA

# of Institutions

195

Shares Held

29.7M

Call Options Held

0

Put Options Held

0

Lpl Financial LLC Fort Mill, SC

3.54M
Shares

$25.9 Million
0.01% of portfolio
Morgan Stanley New York, NY

3.04M
Shares

$22.3 Million
0.0% of portfolio
Raymond James & Associates St Petersburg, FL

1.68M
Shares

$12.3 Million
0.01% of portfolio
Bensler, LLC Bellevue, WA

1.6M
Shares

$11.7 Million
1.32% of portfolio
Ameriprise Financial Inc Minneapolis, MN

1.49M
Shares

$10.9 Million
0.0% of portfolio

About LIBERTY ALL STAR EQUITY FUND

Ticker USA
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Liberty All Star Equity Fund is a closed-ended equity mutual fund launched and managed by ALPS Advisers, Inc. The fund is co-managed by Aristotle Capital Management, LLC, Pzena Investment Management, LLC, Delaware Investments Fund Advisers, Sustainable Growth Advisers, LP, and TCW Investment Management Company. It invests in the public equity ma...

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