Rockefeller Capital Management L.P. Saratoga Investment Corp. Transaction History

Rockefeller Capital Management L.P.

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2024 May 14, 2024	BUY	$22.52 - $26.35 $1.28 Million - $1.5 Million	56,977 New	56,977 $1.32 Million
Q2 2023 Aug 14, 2023	SELL	$22.82 - $28.64 $27,178 - $34,110	-1,191 Reduced 14.29%	7,143 $192,000
Q1 2023 May 17, 2023	BUY	$23.82 - $27.77 $2,977 - $3,471	125 Added 1.52%	8,334 $210,000
Q4 2022 Mar 06, 2023	SELL	$20.36 - $27.16 $205,758 - $274,478	-10,106 Reduced 55.18%	8,209 $209,000
Q3 2022 Nov 02, 2022	SELL	$20.77 - $27.12 $17,156 - $22,401	-826 Reduced 4.32%	18,315 $380,000
Q2 2022 Aug 12, 2022	SELL	$22.7 - $28.26 $36,161 - $45,018	-1,593 Reduced 7.68%	19,141 $458,000
Q1 2022 May 13, 2022	BUY	$25.2 - $29.15 $100,472 - $116,221	3,987 Added 23.81%	20,734 $565,000
Q4 2021 Feb 14, 2022	BUY	$28.5 - $29.8 $413,278 - $432,129	14,501 Added 645.64%	16,747 $492,000
Q3 2021 Nov 12, 2021	BUY	$26.12 - $29.27 $13,295 - $14,898	509 Added 29.3%	2,246 $64,000
Q2 2021 Aug 10, 2021	BUY	$24.34 - $26.95 $8,689 - $9,621	357 Added 25.87%	1,737 $46,000
Q1 2021 May 11, 2021	BUY	$20.43 - $25.32 $2,390 - $2,962	117 Added 9.26%	1,380 $34,000
Q4 2020 Feb 12, 2021	BUY	$17.02 - $22.67 $21,496 - $28,632	1,263 New	1,263 $26,000

2.22M

12.2K

31.4K

Ticker SAR
Exchange NYSE
Sector Financial Services
Industry Asset Management
Shares Outstandng 11,900,200
Market Cap $285M
Description
Saratoga Investment Corp. is a business development company specializing in leveraged and management buyouts, acquisition financings, growth financings, recapitalization, debt refinancing, and transitional financing transactions at the lower end of middle market companies. It structures its investments as debt and equity by investing through fir...

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