Sheaff Brock Investment Advisors, LLC Hercules Capital, Inc. Transaction History

Sheaff Brock Investment Advisors, LLC

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q4 2022 Feb 13, 2023	BUY	$11.59 - $14.93 $118,403 - $152,524	10,216 New	10,216 $135,000
Q2 2022 Aug 02, 2022	SELL	$12.82 - $18.91 $154,942 - $228,546	-12,086 Closed	0 $0
Q1 2022 May 16, 2022	BUY	$16.56 - $18.23 $31,463 - $34,637	1,900 Added 18.65%	12,086 $218,000
Q1 2022 May 06, 2022	SELL	$16.56 - $18.23 $19,060 - $20,982	-1,151 Reduced 10.15%	10,186 $184,000
Q4 2021 Jun 02, 2022	BUY	$16.14 - $18.07 $182,979 - $204,859	11,337 New	11,337 $189,000
Q4 2021 Feb 03, 2022	SELL	$16.14 - $18.07 $178,137 - $199,438	-11,037 Closed	0 $0
Q3 2021 Jun 02, 2022	BUY	$16.5 - $17.56 $182,110 - $193,809	11,037 New	11,037 $184,000
Q3 2021 Nov 03, 2021	SELL	$16.5 - $17.56 $168,283 - $179,094	-10,199 Closed	0 $0
Q2 2021 Aug 16, 2021	SELL	$15.98 - $17.66 $7,990 - $8,830	-500 Reduced 4.67%	10,199 $174,000
Q1 2021 May 11, 2021	BUY	$14.21 - $16.6 $152,032 - $177,603	10,699 New	10,699 $172,000
Q1 2020 Apr 30, 2020	SELL	$6.81 - $15.99 $87,508 - $205,471	-12,850 Closed	0 $0
Q4 2019 Jan 29, 2020	BUY	$12.98 - $14.44 $166,793 - $185,554	12,850 New	12,850 $180,000

368

39.4M

616K

640K

Ticker HTGC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Shares Outstandng 127,239,000
Market Cap $2.48B
Description
Hercules Capital, Inc. is a business development company. The firm specializing in providing venture debt, debt, senior secured loans, and growth capital to privately held venture capital-backed companies at all stages of development from startups, to expansion stage including select publicly listed companies and select special opportunity lower...

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